DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Profund Advisors LLC
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Aug 19, 1997
RAUM
$5.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
98
35 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$5.2B as of Mar 26, 2026
Mar 30, 2012$3.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)98 as of Mar 26, 2026
Mar 22, 201381 then
Private funds: no history
RAUM +58% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$5.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 118reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicholas Alexis Depetris · Managing Director, Operations & Technologycontrolsince 06/2019 · owns less than 5%
- Morse Victor Frye · Chief Compliance Officercontrolsince 10/2002 · owns less than 5%
- Bruce Todd Johnson · Chief Investment Officercontrolsince 12/2008 · owns less than 5%
- Mark Louis Mayberg · Principalcontrolsince 04/1997 · owns 25% to 50%
- Francis Richard Morris · General Counselcontrolsince 12/2015 · owns less than 5%
- Lynn Michael Sapir · Chief Executive Officercontrolsince 04/1997 · owns 25% to 50%
- Edith Gelfand · Trusteecontrolsince 09/2013 · owns F of Northstar
Entity owners
- Northstar · Memberdirect · owns 10% to 25%
- Radcliff Ps I LLC · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Profunds Distributors, Inc.broker-dealern
- Proshare Advisors LLCinvestment adviserbanknRAUM $85B
- Proshare Capital Management LLCbankpooled vehicle sponsorn
- Proshare Services LLCinsurancen
Advisers that list Profund Advisors LLC as a related person
- 134155 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 15 to 14Mar 24, 2025 to Mar 26, 2026
- Employees · 104 to 98Mar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.3B to $5.2BMar 24, 2025 to Mar 26, 2026
- RAUM · $3.3B to $5.2BMar 24, 2025 to Mar 26, 2026
- Accounts · 117 to 118May 20, 2024 to Mar 24, 2025
- BD registered reps · 13 to 15May 20, 2024 to Mar 24, 2025
- Employees · 101 to 104May 20, 2024 to Mar 24, 2025
- Financial planning clients · unset to May 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $3.6B to $3.3BMay 20, 2024 to Mar 24, 2025
- RAUM · $3.6B to $3.3BMay 20, 2024 to Mar 24, 2025
- Accounts · 118 to 117Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 36 to 35Mar 29, 2023 to Mar 27, 2024
- Employees · 98 to 101Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.8B to $3.6BMar 29, 2023 to Mar 27, 2024
- RAUM · $2.8B to $3.6BMar 29, 2023 to Mar 27, 2024
- Accounts · 117 to 118Mar 31, 2022 to Mar 29, 2023
- BD registered reps · 17 to 13Mar 31, 2022 to Mar 29, 2023
- Employees · 103 to 98Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $4.7B to $2.8BMar 31, 2022 to Mar 29, 2023
- RAUM · $4.7B to $2.8BMar 31, 2022 to Mar 29, 2023
- Accounts · 116 to 117Oct 28, 2021 to Mar 31, 2022
- Advisory employees · 35 to 36Oct 28, 2021 to Mar 31, 2022
- BD registered reps · 21 to 17Oct 28, 2021 to Mar 31, 2022
- Employees · 108 to 103Oct 28, 2021 to Mar 31, 2022
- State-registered IARs · 1 to 0Oct 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.1B to $4.7BOct 28, 2021 to Mar 31, 2022
- RAUM · $4.1B to $4.7BOct 28, 2021 to Mar 31, 2022
- Related insurance company · false to trueOct 28, 2021 to Mar 31, 2022
- Advisory employees · 36 to 35Mar 30, 2020 to Mar 29, 2021
- BD registered reps · 23 to 21Mar 30, 2020 to Mar 29, 2021
- Employees · 113 to 108Mar 30, 2020 to Mar 29, 2021
- State-registered IARs · 10 to 1Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $3.9B to $4.1BMar 30, 2020 to Mar 29, 2021
- RAUM · $3.9B to $4.1BMar 30, 2020 to Mar 29, 2021
- Advisory employees · 40 to 36Mar 28, 2019 to Mar 30, 2020
- BD registered reps · 38 to 23Mar 28, 2019 to Mar 30, 2020
- Employees · 140 to 113Mar 28, 2019 to Mar 30, 2020
- Discretionary RAUM · $3.9B to $3.9BMar 28, 2019 to Mar 30, 2020
- RAUM · $3.9B to $3.9BMar 28, 2019 to Mar 30, 2020
- Advisory employees · 39 to 40Mar 28, 2018 to Mar 28, 2019
Signals
8 dated events
- Profund Advisors Llc reported RAUM $5.2B, up 58% from $3.3B (2025-03-24 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Janecka Annette Lege (Chief Financial Officer) no longer on Schedule A of Profund Advisors Llc (listed 2024-03-27, absent 2024-05-20)May 20, 2024 · Control person left · inference
- Profund Advisors Llc reported RAUM $3.6B, up 32% from $2.8B (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Profund Advisors Llc reported RAUM $2.8B, down 41% from $4.7B (2022-03-31 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Neil Timothy Coakley (Chief Financial Officer) no longer on Schedule A of Profund Advisors Llc (listed 2022-03-31, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Janecka Annette Lege (Chief Financial Officer) appeared on Schedule A of Profund Advisors LlcMar 29, 2023 · Control person joined · fact
- Nicholas Alexis Depetris (Managing Director, Operations & Technology) appeared on Schedule A of Profund Advisors LlcMar 30, 2020 · Control person joined · fact
- Profund Advisors Llc reported 10 state-registered advisory representatives, up from 0 (2017-03-30 to 2018-03-28)Mar 28, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/profund-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- profunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (240) 497-6400reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026