DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Proshare Advisors LLC
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Apr 14, 2005
RAUM
$85B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$8.5B
derived; firm RAUM over IAPD count
Employees
98
35 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$85B as of Mar 26, 2026
Mar 30, 2012$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)98 as of Mar 26, 2026
Mar 22, 201381 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $8.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $588MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.8derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$85B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 145reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Troy York Goldstein | New York, Ny | Jan 10, 2024 | 26 y | 2 |
| Keith Beasley | Bethesda, Md | Jan 10, 2024 | 17 y | 3 |
| Danny Patrick Valentino | Bethesda, Md | Jan 10, 2024 | 26 y | 3 |
| Mark Pey-Luen Hsing | Bethesda, Md | Jan 10, 2024 | 34 y | 5 |
| Michael Paul Warren | Bethesda, Md | Jan 10, 2024 | 29 y | 3 |
| Edward Layton Stauderman | Bethesda, Md | Jan 16, 2024 | 30 y | 2 |
| Timothy James Salzman | Bethesda, Md | Jan 16, 2024 | 12 y | 1 |
| Lina Juyo | Bethesda, Md | May 1, 2024 | 10 y | 2 |
| Nicholas Delios | Bethesda, Md | Jan 15, 2026 | 10 y | 1 |
| Sumit Agarwal | Bethesda, Md | Mar 30, 2026 | 15 y | 1 |
Advisor movement
3 left, 2 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 30% of current headcount5 left over 36 months
Left, latest
- Jacob William Lieberman to Guggenheim InvestmentsAug 10, 2026 · Other
- Matthew M Zorumski to John Hancock Investment Management LLCMay 4, 2026 · Other
- Sidney Davenport Lord to Hartford FundsOct 7, 2025 · Other
- Michael P Hurley to Baird Strategas LLCAug 29, 2025 · Other
- Austin M Guarino to Blackrock Investment Management, LLCSep 19, 2024 · Other
- William Patrick Breen to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 31, 2023 · Other
- Michael Paul Warren to New York Life Investment Management LLCSep 12, 2022 · Other
- Jay Allan Bendesky to Schwab Wealth Advisory, Inc.Jun 7, 2022 · Other
- Michael Connor Callahan to Russell InvestmentsMay 3, 2022 · Other
- Edward Andrew Kushma to Virtus Investment Advisers, LLCDec 9, 2019 · Other
- Kevin Kowalczyk to Hennion & Walsh Asset Management, Inc.Jul 18, 2019 · Other
- Sean Michael Parchment to First Trust Advisors LPFeb 7, 2019 · Other
- Christopher Warren Gagnier to Janney Montgomery Scott LLCJan 16, 2019 · Other
- John Paul Barriga to Charles Schwab & Co., Inc.Sep 24, 2018 · Other
- Christopher James Mortimer to Vest Financial LLCJul 10, 2015 · Other
Joined, latest
- Sumit Agarwal from Principal Asset ManagementMar 30, 2026 · Other
- Nicholas Delios from Putnam Investment Management, LLCJan 15, 2026 · Other
- Matthew M Zorumski from Amundi Asset Management US, Inc.Apr 24, 2025 · Other
- Sidney Davenport Lord from Principal Asset ManagementDec 11, 2024 · Other
- Jacob William Lieberman from Invesco Advisers, Inc.Sep 11, 2024 · Other
- Lina Juyo from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 1, 2024 · Other
- Michael Paul Warren from New York Life Investment Management LLCJan 10, 2024 · Other
- Keith Beasley from Nationwide Investment Advisors, LLCJan 10, 2024 · Other
- Michael P Hurley from Equitable Advisors, LLCApr 12, 2023 · Other
- William Patrick Breen from John Hancock Investment Management LLCMar 30, 2021 · Other
- Michael Connor Callahan from T. Rowe Price Associates, Inc.Dec 6, 2020 · Other
- Austin M Guarino from Wbi Investments, LLCNov 24, 2020 · Other
- Edward Andrew Kushma from Northern Trust Securities, IncJul 8, 2015 · Other
- Danny Patrick Valentino from J.P. Morgan Securities LLCJun 4, 2015 · Other
- Christopher Warren Gagnier from Equitable Advisors, LLCMay 5, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicholas Alexis Depetris · Managing Director, Operations & Technologycontrolsince 06/2019 · owns less than 5%
- Morse Victor Frye · Chief Compliance Officercontrolsince 01/2005 · owns less than 5%
- Bruce Todd Johnson · Chief Investment Officercontrolsince 12/2008 · owns less than 5%
- Mark Louis Mayberg · Principalcontrolsince 01/2005 · owns 25% to 50%
- Francis Richard Morris · General Counselcontrolsince 12/2015 · owns less than 5%
- Lynn Michael Sapir · Chief Executive Officercontrolsince 01/2005 · owns 25% to 50%
- Edith Gelfand · Trusteecontrolsince 09/2013 · owns F of Dorot
- Carol Diane Sapir · Trusteecontrolsince 06/2006 · owns F of Sapir Family Trust
Entity owners
- Dorot · Memberdirect · owns 10% to 25%
- Radcliff Ps I LLC · Shareholderdirect · owns 10% to 25%
- Sapir Family Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Profund Advisors LLCinvestment adviserbanknRAUM $5.2B
- Profunds Distributors, Inc.broker-dealern
- Proshare Capital Management LLCbankpooled vehicle sponsorn
- Proshare Services LLCinsurancen
Advisers that list Proshare Advisors LLC as a related person
- 109585 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 10 | 2 | 2 | ||
| New York, Ny | 2 | 0 | 0 | ||
| Delray, Fl | 0 | 0 | 1 | ||
| Reynoldsburg, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 131 to 145Aug 28, 2025 to Mar 26, 2026
- BD registered reps · 15 to 14Aug 28, 2025 to Mar 26, 2026
- Employees · 104 to 98Aug 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $74B to $85BAug 28, 2025 to Mar 26, 2026
- RAUM · $74B to $85BAug 28, 2025 to Mar 26, 2026
- Accounts · 126 to 131May 20, 2024 to Mar 24, 2025
- BD registered reps · 13 to 15May 20, 2024 to Mar 24, 2025
- Employees · 101 to 104May 20, 2024 to Mar 24, 2025
- Financial planning clients · unset to May 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $65B to $74BMay 20, 2024 to Mar 24, 2025
- RAUM · $65B to $74BMay 20, 2024 to Mar 24, 2025
- Accounts · 121 to 126Jan 8, 2024 to Mar 27, 2024
- Advisory employees · 36 to 35Jan 8, 2024 to Mar 27, 2024
- Employees · 98 to 101Jan 8, 2024 to Mar 27, 2024
- Discretionary RAUM · $53B to $65BJan 8, 2024 to Mar 27, 2024
- RAUM · $53B to $65BJan 8, 2024 to Mar 27, 2024
- Accounts · 127 to 121Mar 31, 2022 to Mar 29, 2023
- BD registered reps · 17 to 13Mar 31, 2022 to Mar 29, 2023
- Employees · 103 to 98Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $67B to $53BMar 31, 2022 to Mar 29, 2023
- RAUM · $67B to $53BMar 31, 2022 to Mar 29, 2023
- Accounts · 118 to 127Oct 28, 2021 to Mar 31, 2022
- Advisory employees · 35 to 36Oct 28, 2021 to Mar 31, 2022
- BD registered reps · 21 to 17Oct 28, 2021 to Mar 31, 2022
- Employees · 108 to 103Oct 28, 2021 to Mar 31, 2022
- State-registered IARs · 1 to 0Oct 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $43B to $67BOct 28, 2021 to Mar 31, 2022
- RAUM · $43B to $67BOct 28, 2021 to Mar 31, 2022
- Related insurance company · false to trueOct 28, 2021 to Mar 31, 2022
- Accounts · 125 to 118Mar 30, 2020 to Mar 29, 2021
- Advisory employees · 36 to 35Mar 30, 2020 to Mar 29, 2021
- BD registered reps · 23 to 21Mar 30, 2020 to Mar 29, 2021
- Employees · 113 to 108Mar 30, 2020 to Mar 29, 2021
- State-registered IARs · 10 to 1Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $33B to $43BMar 30, 2020 to Mar 29, 2021
- RAUM · $33B to $43BMar 30, 2020 to Mar 29, 2021
- Accounts · 126 to 125Mar 28, 2019 to Mar 30, 2020
- Advisory employees · 40 to 36Mar 28, 2019 to Mar 30, 2020
- BD registered reps · 38 to 23Mar 28, 2019 to Mar 30, 2020
- Employees · 140 to 113Mar 28, 2019 to Mar 30, 2020
Signals
16 dated events
- Jacob William Lieberman left Proshare Advisors Llc for Guggenheim Investments (registered 2026-08-17)Aug 10, 2026 · Advisor changed firm · fact
- Matthew M Zorumski left Proshare Advisors Llc for John Hancock Investment Management Llc (registered 2026-05-28)May 4, 2026 · Advisor changed firm · fact
- Sidney Davenport Lord left Proshare Advisors Llc for Hartford Funds (registered 2025-09-30)Oct 7, 2025 · Advisor changed firm · fact
- Michael P Hurley left Proshare Advisors Llc for Baird Strategas Llc (registered 2025-11-21)Aug 29, 2025 · Advisor changed firm · fact
- Austin M Guarino left Proshare Advisors Llc for Blackrock Investment Management, Llc (registered 2024-09-27)Sep 19, 2024 · Advisor changed firm · fact
- Janecka Annette Lege (Chief Financial Officer) no longer on Schedule A of Proshare Advisors Llc (listed 2024-03-27, absent 2024-05-20)May 20, 2024 · Control person left · inference
- William Patrick Breen left Proshare Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-09-13)Jul 31, 2023 · Advisor changed firm · fact
- Neil Timothy Coakley (Chief Financial Officer) no longer on Schedule A of Proshare Advisors Llc (listed 2022-03-31, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Janecka Annette Lege (Chief Financial Officer) appeared on Schedule A of Proshare Advisors LlcMar 29, 2023 · Control person joined · fact
- Michael Paul Warren left Proshare Advisors Llc for New York Life Investment Management Llc (registered 2022-09-30)Sep 12, 2022 · Advisor changed firm · fact
- Jay Allan Bendesky left Proshare Advisors Llc for Schwab Wealth Advisory, Inc. (registered 2025-12-15)Jun 7, 2022 · Advisor changed firm · fact
- Michael Connor Callahan left Proshare Advisors Llc for Russell Investments (registered 2022-10-21)May 3, 2022 · Advisor changed firm · fact
- Proshare Advisors Llc reported RAUM $67.0B, up 54% from $43.5B (2021-10-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Proshare Advisors Llc reported RAUM $43.5B, up 31% from $33.2B (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Nicholas Alexis Depetris (Managing Director, Operations & Technology) appeared on Schedule A of Proshare Advisors LlcMar 30, 2020 · Control person joined · fact
- Proshare Advisors Llc reported 10 state-registered advisory representatives, up from 0 (2017-03-30 to 2018-03-28)Mar 28, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/proshare-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PROSHARES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-497-6400reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026