DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• C••••••• I•••
Legal name M•• C••••••• I••
Latest filing Mar 16, 2026
First filing on the tape Jan 25, 2012 · 19 filings
SEC status approved since Jan 18, 2017
RAUM
$230M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$230M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$230M as of Mar 16, 2026
Jan 25, 2012$64.4M then
HNW client RAUM$212M as of Mar 16, 2026
Mar 19, 2018$116M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 19, 20182 then
Employees (5.A)3 as of Mar 16, 2026
Mar 19, 20183 then
Private funds: no history
RAUM +9.9% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $672,613derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$212M92%
- Individuals$17.5M7.6%
- Corporations and businesses$362,7130.2%
- Individual clients
- 62reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 342reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• F••••••• M•••• | Ponte Vedra Beach, Fl | Oct 6, 2017 | 37 y | 0 |
| J•••••• A••• M••••• O••••• | Ponte Vedra Beach, Fl | Oct 31, 2024 | 37 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• W••••••• F••••••• · President, Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Legal Officer, Chief Operations Offcontrolsince 07/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ponte Vedra Beach, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 339 to 342Feb 6, 2025 to Mar 16, 2026
- HNW clients · 51 to 58Feb 6, 2025 to Mar 16, 2026
- Individual clients · 68 to 62Feb 6, 2025 to Mar 16, 2026
- HQ city · PONTE VEDRA BEACH to Feb 6, 2025 to Mar 16, 2026
- HQ state · FL to Feb 6, 2025 to Mar 16, 2026
- Discretionary RAUM · $207M to $228MFeb 6, 2025 to Mar 16, 2026
- HNW RAUM · $189M to $212MFeb 6, 2025 to Mar 16, 2026
- Individual RAUM · $20.3M to $17.5MFeb 6, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $2.1M to $1.7MFeb 6, 2025 to Mar 16, 2026
- RAUM · $209M to $230MFeb 6, 2025 to Mar 16, 2026
- Accounts · 332 to 339Sep 17, 2024 to Feb 6, 2025
- HNW clients · 53 to 51Sep 17, 2024 to Feb 6, 2025
- Individual clients · 69 to 68Sep 17, 2024 to Feb 6, 2025
- Financial planning clients · 11-25 to 11-25Sep 17, 2024 to Feb 6, 2025
- Discretionary RAUM · $181M to $207MSep 17, 2024 to Feb 6, 2025
- HNW RAUM · $166M to $189MSep 17, 2024 to Feb 6, 2025
- Individual RAUM · $17.0M to $20.3MSep 17, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $2.0M to $2.1MSep 17, 2024 to Feb 6, 2025
- RAUM · $183M to $209MSep 17, 2024 to Feb 6, 2025
- Accounts · 317 to 332Nov 21, 2023 to Feb 4, 2024
- HNW clients · 52 to 53Nov 21, 2023 to Feb 4, 2024
- Individual clients · 61 to 69Nov 21, 2023 to Feb 4, 2024
- Employees · 2 to 3Nov 21, 2023 to Feb 4, 2024
- Discretionary RAUM · $159M to $181MNov 21, 2023 to Feb 4, 2024
- HNW RAUM · $158M to $166MNov 21, 2023 to Feb 4, 2024
- Individual RAUM · $15.4M to $17.0MNov 21, 2023 to Feb 4, 2024
- Non-discretionary RAUM · $15.4M to $2.0MNov 21, 2023 to Feb 4, 2024
- RAUM · $174M to $183MNov 21, 2023 to Feb 4, 2024
- Succession · true to falseJul 12, 2023 to Nov 21, 2023
- Succession · false to trueJul 1, 2023 to Jul 12, 2023
- Accounts · 312 to 317Mar 27, 2023 to Jul 1, 2023
- HNW clients · 53 to 52Mar 27, 2023 to Jul 1, 2023
- HQ city · SUFFOLK to PONTE VEDRA BEACHMar 27, 2023 to Jul 1, 2023
- HQ state · VA to FLMar 27, 2023 to Jul 1, 2023
- Other offices · 1 to 0Mar 27, 2023 to Jul 1, 2023
- Discretionary RAUM · $166M to $159MMar 27, 2023 to Jul 1, 2023
- HNW RAUM · $154M to $158MMar 27, 2023 to Jul 1, 2023
- Individual RAUM · $13.2M to $15.4MMar 27, 2023 to Jul 1, 2023
- Non-discretionary RAUM · $1.5M to $15.4MMar 27, 2023 to Jul 1, 2023
- RAUM · $167M to $174MMar 27, 2023 to Jul 1, 2023
Signals
2 dated events
- M•• C••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 12, 2023 · Succession (Item 4) · fact
- M•• C••••••• I••• filed its initial SEC registration (Form ADV)Jan 12, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 757-222-3710reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026