DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 38 filings
SEC status approved since Oct 23, 2000
RAUM
$6.7B
reported, Item 5.F
Discretionary
58%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
660
95 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$6.7B as of Mar 31, 2026
Mar 30, 2012$4.9B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Apr 1, 20132 then
Employees (5.A)660 as of Mar 31, 2026
Apr 1, 2013484 then
Private funds4 as of Mar 31, 2026
Mar 30, 20121 then
RAUM +20% over the last fiscal year+3.6% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $3.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $250MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 58%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 330.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $16B, 61 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.2B77%
- State and municipal entities$717M11%
- Insurance companies$371M5.5%
- Sovereign wealth funds$337M5.0%
- Pension and profit-sharing plans$130M1.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16B for 61 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.23 related_bd=true related_bank=true bd_reps=10.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• T••••••••• A•• F••••••• F••• L• | Other Private Fund | $1.4B | 61 | Mar 29, 2024 |
| H•••••• T••••••••• X•• L• | Other Private Fund | $321M | 15 | Apr 30, 2018 |
| P••no longer reported | Real Estate Fund | $252M | 13 | Mar 30, 2012 |
| M••••••• P•••••••• C••••••• P••• F••• L• | Other Private Fund | $137M | 5 | Oct 2, 2024 |
| M••••••• F••••• C•••••• F••• L• | Other Private Fund | $24.9M | 13 | Oct 2, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G•••• V•••• · Directorcontrolsince 06/2021 · owns less than 5%
- M••••• P•••••••• W••• · Senior Vice President, General Counselcontrolsince 08/2018 · owns less than 5%
- N••••••••• J••••••• H••••• · Vice President, Chief Financial Officercontrolsince 12/2023 · owns less than 5%
- P•••••••• G•••••• J••• · Directorcontrolsince 06/2023 · owns less than 5%
- S••••• T•••••• G••••• · Head Of T•••••••••, Chief Investment Officercontrolsince 05/2020 · owns less than 5%
- T••••••••• M•••••••• M•••• · Directorcontrolsince 06/2023 · owns less than 5%
- V•••••••• A••••••• A•••• L••••• · Chaircontrolsince 06/2024 · owns less than 5%
- W•••••••• O•••••• S•••••• · Head Of A•••••••••, Chief Investment Officercontrolsince 05/2020 · owns less than 5%
- L••••••• D•••••• C••••••••• · Vice President, Chief Compliance Officersince 07/2010 · owns less than 5%
Entity owners
- J••• H•••••• S••••••••• L•• · Shareholderdirect · owns 75% or more
- J••• H•••••• F•••••••• C••••••••• · Shareholderindirect · owns 75% or more of T•• M••••••••• I••••••••• C•••••••••
- J••• H•••••• L••• I•••••••• C•••••• ••••••• · Memberindirect · owns 75% or more of J••• H•••••• S••••••••• L••
- M••••••••• L••• I•••••••• C•••••• · Shareholderindirect · owns 75% or more of M••••••• H••••••• •••••••• L••••••
- M••••••• F•••••••• C••••••••• · Shareholderindirect · owns 75% or more of M••••••••• L••• I•••••••• C•••••• · public reporting company
- M••••••• H••••••• •••••••• L•••••• · Memberindirect · owns 75% or more of J••• H•••••• F•••••••• C•••••••••
- T•• M••••••••• I••••••••• C••••••••• · Shareholderindirect · owns 75% or more of J••• H•••••• L••• I•••••••• C•••••• •••••••
Related persons
Schedule D 7.A
- J••• H•••••• I••••••••• M••••••••• D••••••••• L••broker-dealern
- J••• H•••••• L••• I•••••••• C•••••• •••••••bankpooled vehicle sponsorreal estaten
- J••• H•••••• N•••••• R••••••• C•••••••••pooled vehicle sponsory
- M••••••••• L••• I•••••••• C••••••real estaten
- M••••••• I••••••••• M••••••••• ••••••• L••••••investment advisern
- M••••••• I••••••••• M••••••••• •••• K•••• L••••••investment advisern
- M••••••• I••••••••• M••••••••• •••••• L••••••investment advisern
- M••••••• I••••••••• M••••••••• ••••• A••••••• L••••••investment adviserbanknRAUM $378M
- M••••••• I••••••••• M••••••••• ••••••••• P•• L••investment advisern
- M••••••• I••••••••• M••••••••• ••• L••investment adviserbanknRAUM $228B
- M••••••• I••••••••• M••••••••• D••••••••• I•••broker-dealern
- M••••••• I••••••••• M••••••••• P•••••• M•••••• ••• L••investment adviserbankn
Advisers that list M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 27Jul 14, 2025 to Mar 31, 2026
- Advisory employees · 85 to 95Jul 14, 2025 to Mar 31, 2026
- BD registered reps · 9 to 10Jul 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 13Jul 14, 2025 to Mar 31, 2026
- Assets in custody · $16B to $16BJul 14, 2025 to Mar 31, 2026
- Employees · 650 to 660Jul 14, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 2Jul 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.4B to $3.9BJul 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.2B to $2.9BJul 14, 2025 to Mar 31, 2026
- Pension RAUM · $978M to $130MJul 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.7B to $5.2BJul 14, 2025 to Mar 31, 2026
- RAUM · $5.6B to $6.7BJul 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 14, 2025
- Accounts · 27 to 24Nov 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 9Nov 12, 2024 to Mar 31, 2025
- Assets in custody · $16B to $16BNov 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.5B to $3.4BNov 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $4.9B to $2.2BNov 12, 2024 to Mar 31, 2025
- Pension RAUM · $367M to $978MNov 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.2B to $3.7BNov 12, 2024 to Mar 31, 2025
- RAUM · $9.5B to $5.6BNov 12, 2024 to Mar 31, 2025
- Private funds · 2 to 4Jul 11, 2024 to Oct 2, 2024
- Advisory employees · 80 to 85Feb 21, 2024 to Mar 29, 2024
- BD registered reps · 12 to 9Feb 21, 2024 to Mar 29, 2024
- Assets in custody · $15B to $16BFeb 21, 2024 to Mar 29, 2024
- Private funds · 1 to 2Feb 21, 2024 to Mar 29, 2024
- Discretionary RAUM · $4.2B to $4.5BFeb 21, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $1.9B to $4.9BFeb 21, 2024 to Mar 29, 2024
- Pension RAUM · $388M to $367MFeb 21, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $2.8B to $3.2BFeb 21, 2024 to Mar 29, 2024
- RAUM · $6.1B to $9.5BFeb 21, 2024 to Mar 29, 2024
- Accounts · 24 to 27Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 75 to 80Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $16B to $15BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.6B to $4.2BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.8B to $1.9BMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $552M to $388MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.1B to $2.8BMar 31, 2022 to Mar 31, 2023
Signals
29 dated events
- M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• reported RAUM $5.6B, down 41% from $9.5B (2024-11-12 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Sears Scott Hartz (Chairman) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2024-10-02, absent 2024-11-12)Nov 12, 2024 · Control person left · inference
- Howard Jeffrey Nataupsky (Vice President, Chief Financial Officer) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Nov 12, 2024 · Control person joined · fact
- Louise Anne Valentine Andrews (President & Chief Executive Officer) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Jun 10, 2024 · Control person joined · fact
- M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• reported RAUM $9.5B, up 56% from $6.1B (2024-02-21 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- H.C.H. C•••••••• S••••••••• (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2023-08-01, absent 2024-02-21)Feb 21, 2024 · Control person left · inference
- Marie K•••••• F••••••• (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2023-05-18, absent 2023-08-01)Aug 1, 2023 · Control person left · inference
- John Gerald Peterson (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Aug 1, 2023 · Control person joined · fact
- Marie Michelle Taylor-Jones (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Aug 1, 2023 · Control person joined · fact
- James Stephen Blewitt (Chairman) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2023-05-18, absent 2023-08-01)Aug 1, 2023 · Control person left · inference
- Isaac N•••••••• M••••••• (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2023-05-18, absent 2023-08-01)Aug 1, 2023 · Control person left · inference
- K•••••• F••••••• (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Nov 15, 2021 · Control person joined · fact
- V•••• G••• (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Nov 15, 2021 · Control person joined · fact
- Edward William Peressini (President, Chief Executive Officer) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2021-03-31, absent 2021-11-15)Nov 15, 2021 · Control person left · inference
- C•••••••• S••••••••• (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Nov 15, 2021 · Control person joined · fact
- N•••••••• M••••••• (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Nov 15, 2021 · Control person joined · fact
- Courtland Washburn (Senior Vice President, Chief Investment Officer) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- John William Eeuwes (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- R••••• P••• L•••••• (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Gerald Thomas Sarno (Head Of Timberland, Chief Investment Officer) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Mar 31, 2021 · Control person joined · fact
- M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• reported RAUM $5.0B, up 26% from $4.0B (2020-03-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- P••• Daniel Christensen (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Clay Bruce Mcknight (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Jan Brenton Keefer (Senior Vice President) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2019-03-31, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Alfred Warren Thomson (Director) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2018-06-12, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- John Eric Kevin Adolphe (Chairman) no longer on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• (listed 2018-06-12, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- W••• P••••••• M•••• (Senior Vice President, General Counsel) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Mar 31, 2019 · Control person joined · fact
- James Stephen Blewitt (Director) appeared on Schedule A of M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I••Mar 31, 2019 · Control person joined · fact
- M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• reported RAUM $4.0B, up 86% from $2.1B (2017-09-29 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••••• I••••••••• M••••••••• T••••••••• a•• A••••••••• I•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/manulife-investment-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-747-1600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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