DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• I••••••••• A••••••• L••
Latest filing Jan 19, 2026
First filing on the tape Dec 12, 2011 · 27 filings
SEC status approved since Aug 29, 2000
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$156M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$185M as of Jan 19, 2026
Mar 23, 2012$100M then
HNW client RAUM$146M as of Jan 19, 2026
Mar 22, 2018$92.2M then
State-registered IARs (5.B.3)2 as of Jan 19, 2026
Mar 23, 20120 then
Employees (5.A)3 as of Jan 19, 2026
Mar 21, 20134 then
Private funds: no history
RAUM +5.2% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $92.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $853,253derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $19.2M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M79%
- Charitable organizations$29.0M16%
- Individuals$10.1M5.4%
- Individual clients
- 29reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 217reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.2M for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• L••••••• D••••Chartered Financial Analyst | Livonia, Mi | Aug 7, 2017 | 26 y | 0 |
| D••• B•••• E•••• | Livonia, Mi | Dec 12, 2017 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• G•••••• F••••• · Membercontrolsince 01/2013 · owns 25% to 50%
- D••••• R•••••• L••••••• · Managing Member, Chief Compliance Officercontrolsince 01/2013 · owns 25% to 50%
- E••••• D•••• B•••• · Managing Membercontrolsince 01/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Livonia, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 221 to 217Jan 20, 2025 to Jan 19, 2026
- HNW clients · 32 to 35Jan 20, 2025 to Jan 19, 2026
- Assets in custody · $9.5M to $19.2MJan 20, 2025 to Jan 19, 2026
- Discretionary RAUM · $176M to $185MJan 20, 2025 to Jan 19, 2026
- HNW RAUM · $137M to $146MJan 20, 2025 to Jan 19, 2026
- Individual RAUM · $11.3M to $10.1MJan 20, 2025 to Jan 19, 2026
- RAUM · $176M to $185MJan 20, 2025 to Jan 19, 2026
- Accounts · 211 to 221Jan 30, 2024 to Jan 20, 2025
- HNW clients · 33 to 32Jan 30, 2024 to Jan 20, 2025
- Individual clients · 30 to 29Jan 30, 2024 to Jan 20, 2025
- Assets in custody · $9.0M to $9.5MJan 30, 2024 to Jan 20, 2025
- Financial planning clients · 0 to 0Jan 30, 2024 to Jan 20, 2025
- Discretionary RAUM · $160M to $176MJan 30, 2024 to Jan 20, 2025
- HNW RAUM · $124M to $137MJan 30, 2024 to Jan 20, 2025
- Individual RAUM · $9.7M to $11.3MJan 30, 2024 to Jan 20, 2025
- RAUM · $160M to $176MJan 30, 2024 to Jan 20, 2025
- Accounts · 200 to 211Jan 23, 2023 to Jan 30, 2024
- Advisory employees · 4 to 3Jan 23, 2023 to Jan 30, 2024
- HNW clients · 28 to 33Jan 23, 2023 to Jan 30, 2024
- Individual clients · 35 to 30Jan 23, 2023 to Jan 30, 2024
- Assets in custody · $8.3M to $9.0MJan 23, 2023 to Jan 30, 2024
- Employees · 4 to 3Jan 23, 2023 to Jan 30, 2024
- Discretionary RAUM · $137M to $160MJan 23, 2023 to Jan 30, 2024
- HNW RAUM · $103M to $124MJan 23, 2023 to Jan 30, 2024
- Individual RAUM · $9.3M to $9.7MJan 23, 2023 to Jan 30, 2024
- RAUM · $137M to $160MJan 23, 2023 to Jan 30, 2024
- Accounts · 195 to 200Jan 23, 2022 to Jan 23, 2023
- Advisory employees · 3 to 4Jan 23, 2022 to Jan 23, 2023
- HNW clients · 27 to 28Jan 23, 2022 to Jan 23, 2023
- Individual clients · 31 to 35Jan 23, 2022 to Jan 23, 2023
- Assets in custody · $10.1M to $8.3MJan 23, 2022 to Jan 23, 2023
- Discretionary RAUM · $170M to $137MJan 23, 2022 to Jan 23, 2023
- HNW RAUM · $129M to $103MJan 23, 2022 to Jan 23, 2023
- Individual RAUM · $11.4M to $9.3MJan 23, 2022 to Jan 23, 2023
- RAUM · $170M to $137MJan 23, 2022 to Jan 23, 2023
- Accounts · 198 to 195Feb 25, 2021 to Jan 23, 2022
- Individual clients · 32 to 31Feb 25, 2021 to Jan 23, 2022
- Assets in custody · $9.8M to $10.1MFeb 25, 2021 to Jan 23, 2022
- Employees · 3 to 4Feb 25, 2021 to Jan 23, 2022
- Discretionary RAUM · $151M to $170MFeb 25, 2021 to Jan 23, 2022
Signals
1 dated events
- Thomas Robert Grabowski (Member) no longer on Schedule A of M••••••••• I••••••••• A••••••• L•• (listed 2020-06-02, absent 2020-08-24)Aug 24, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••••-ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 734-953-8688reportedpublic record, Form ADV, Jan 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026