DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•••• I••••••••• M••••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Mar 20, 1998
RAUM
$713M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
29%
$209M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$713M as of Mar 30, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$130M as of Mar 30, 2026
Mar 29, 2018$97.5M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)13 as of Mar 30, 2026
Mar 27, 201329 then
Private funds1 as of Aug 1, 2025
Mar 30, 201215 then
RAUM +17% over the last fiscal year+4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 44%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$227M32%
- High-net-worth individuals$130M18%
- Investment companies$123M17%
- Charitable organizations$79.1M11%
- Individuals$78.4M11%
- Pooled investment vehicles$68.8M9.7%
- Pension and profit-sharing plans$6.2M0.9%
- Individual clients
- 35reported
- HNW clients
- 55reported
- Pension plan clients
- 1reported
- Charitable clients
- 14reported
- Accounts
- 117reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.29 fund_share=0.27 institutional_share=0.44 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••• G••••• L••• S••••••• F•••• L•no longer reported | Hedge Fund | $16.7M | 5 | Mar 30, 2012 |
| E•••• P••••••••• F•••• L• | Hedge Fund | $13.7M | 7 | Mar 30, 2012 |
| E•••• E•••••••• L••••••••• F•••• L•• | Hedge Fund | $12.8M | 2 | Mar 24, 2014 |
| E•••• M•••• C•• G••••• F•••• L•• | Hedge Fund | $7.4M | 8 | Mar 30, 2012 |
| E•••• C•••••• C••••• F•••• L••no longer reported | Hedge Fund | $4.9M | 5 | Mar 30, 2012 |
| E•••• L••• S•••• F•••• L••no longer reported | Hedge Fund | $3.7M | 2 | Mar 30, 2012 |
| E•••• N•••••• R•••••••• F•••• L••no longer reported | Hedge Fund | $3.7M | 2 | Mar 30, 2012 |
| E•••• F••••••• F•••• L•no longer reported | Hedge Fund | $2.3M | 5 | Mar 30, 2012 |
| E•••• U••• E••••• R••••••••• F•••• L••no longer reported | Hedge Fund | $1.8M | 2 | Mar 24, 2014 |
| E•••• C••••••••• G••••• F••• L•• L••no longer reported | Hedge Fund | $1.7M | 3 | Mar 30, 2012 |
| E•••• S•••• F•••• L••no longer reported | Hedge Fund | $1.3M | 3 | Mar 30, 2012 |
| E•••• G••• L••• S•••• F•••• L••no longer reported | Hedge Fund | $1.3M | 2 | Mar 29, 2018 |
| E•••• P•••••• P•••••••• F••• I••••• L•no longer reported | Hedge Fund | $912,868 | 96 | Mar 30, 2012 |
| E•••• A•••• F•••• A• S••• S••••• O• E•••• Q•••••••• P••••••••• F•••• L••no longer reported | Hedge Fund | $430,528 | 3 | Mar 30, 2012 |
| E•••• P•••••• P•••••••• F••• I••••• L•no longer reported | Hedge Fund | $168,904 | 59 | Mar 30, 2012 |
| E•••• I••••• • G••••• F•••• L••no longer reported | Hedge Fund | $29,802 | 2 | Mar 30, 2012 |
| E•••• V••••• F•••• L••no longer reported | Hedge Fund | $16,125 | 1 | Mar 30, 2012 |
| E•••• G••••• E••••••• G••••• F•••no longer reported | Hedge Fund | $1 | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• M••••••• S•••••• · Cco/Coo/Managing Membercontrolsince 10/2012 · owns less than 5%
- M••••• J•••••• C••••••• · Chairman & Managing Membercontrolsince 10/2012 · owns 25% to 50%
- P••••• N••••• B••• · Co-Ceo & Managing Membercontrolsince 03/2015 · owns 10% to 25%
- U••• R•••••• J••••• · Co-Ceo & Managing Membercontrolsince 03/2015 · owns less than 5%
- C••••••• M•••••• P••••• · Ownercontrolsince 02/2015 · owns 75% or more of C•••••• L••
- G•••••• E••••••••• F•••• · Ownercontrolsince 02/2015 · owns 75% or more of L••••• I••••••••• L••
- M•••••••• M••••••• S•••••• · Ownercontrolsince 02/2015 · owns 75% or more of D••••• M•••• L••
- P•••• W••••••• H••• · Ownercontrolsince 02/2015 · owns 75% or more of B•••• M••••••• I••••••••• L••
- U••• R•••••• J••••• · Ownercontrolsince 02/2015 · owns 75% or more of H••••••••• I••••••••• L••
- M••••••••• A••••••••• G••••• · Research Analyst, Non-Managing Membersince 02/2015 · owns 5% to 10%
- S••••• S••••••• N•• · Senior Portfolio Manager & Non-Managing Membersince 03/2015 · owns 5% to 10%
Entity owners
- B•••• M••••••• I••••••••• L•• · Non-Managing Memberdirect · owns 5% to 10%
- C•••••• L•• · Non-Managing Memberdirect · owns 5% to 10%
- D••••• M•••• L•• · Non-Managing Memberdirect · owns 5% to 10%
- H••••••••• I••••••••• L•• · Non-Managing Memberdirect · owns 10% to 25%
- L••••• I••••••••• L•• · Non-Managing Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Evanston, IL5 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity c•••••dChange between filings · filing Mar 30, 2026advises private funds (Item 7.B): yes on the filing of 2025-08-01, no on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- custody status c•••••dChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): yes on the filing of 2025-08-01, no on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 124 to 117Aug 1, 2025 to Mar 30, 2026
- Advisory employees · 8 to 9Aug 1, 2025 to Mar 30, 2026
- Charity clients · 13 to 14Aug 1, 2025 to Mar 30, 2026
- Corporate clients · 1.0 to unsetAug 1, 2025 to Mar 30, 2026
- HNW clients · 41 to 55Aug 1, 2025 to Mar 30, 2026
- Individual clients · 41 to 35Aug 1, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 2Aug 1, 2025 to Mar 30, 2026
- Assets in custody · 10856778.0 to unsetAug 1, 2025 to Mar 30, 2026
- Custody of client assets · true to falseAug 1, 2025 to Mar 30, 2026
- Employees · 12 to 13Aug 1, 2025 to Mar 30, 2026
- Private funds · 1 to unsetAug 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $610M to $713MAug 1, 2025 to Mar 30, 2026
- HNW RAUM · $105M to $130MAug 1, 2025 to Mar 30, 2026
- Individual RAUM · $73.3M to $78.4MAug 1, 2025 to Mar 30, 2026
- Pension RAUM · $4.8M to $6.2MAug 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $53.1M to $68.8MAug 1, 2025 to Mar 30, 2026
- RAUM · $610M to $713MAug 1, 2025 to Mar 30, 2026
- Accounts · 148 to 124Apr 24, 2024 to Mar 28, 2025
- Advisory employees · 9 to 8Apr 24, 2024 to Mar 28, 2025
- Advisory activities · 5 to 4Apr 24, 2024 to Mar 28, 2025
- Charity clients · 20 to 13Apr 24, 2024 to Mar 28, 2025
- HNW clients · 60 to 41Apr 24, 2024 to Mar 28, 2025
- Individual clients · 46 to 41Apr 24, 2024 to Mar 28, 2025
- Pension plan clients · 2 to 1Apr 24, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 3Apr 24, 2024 to Mar 28, 2025
- Assets in custody · $33.9M to $10.9MApr 24, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 24, 2024 to Mar 28, 2025
- Private funds · 2 to 1Apr 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $610M to $610MApr 24, 2024 to Mar 28, 2025
- HNW RAUM · $108M to $105MApr 24, 2024 to Mar 28, 2025
- Individual RAUM · $69.5M to $73.3MApr 24, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $16.9M to $0Apr 24, 2024 to Mar 28, 2025
- Pension RAUM · $4.1M to $4.8MApr 24, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $69.1M to $53.1MApr 24, 2024 to Mar 28, 2025
- RAUM · $627M to $610MApr 24, 2024 to Mar 28, 2025
- Accounts · 168 to 148Dec 7, 2023 to Mar 29, 2024
- Advisory employees · 10 to 9Dec 7, 2023 to Mar 29, 2024
- Charity clients · 21 to 20Dec 7, 2023 to Mar 29, 2024
- HNW clients · 77 to 60Dec 7, 2023 to Mar 29, 2024
- Individual clients · 45 to 46Dec 7, 2023 to Mar 29, 2024
Signals
8 dated events
- E•••• I••••••••• M••••••••• C••••••• L•• reported RAUM $627.1M, down 26% from $845.3M (2022-03-31 to 2023-03-31)Mar 31, 2023 · ria raum c••••• · derived
- Hurd William Page (Owner) appeared on Schedule A of E•••• I••••••••• M••••••••• C••••••• L••Mar 31, 2023 · Control person joined · fact
- D S•••••• C••••• (President And Managing Member) no longer on Schedule A of E•••• I••••••••• M••••••••• C••••••• L•• (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Armour Alexander Forse (Owner) no longer on Schedule A of E•••• I••••••••• M••••••••• C••••••• L•• (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Pierce Martin Cournan (Owner) appeared on Schedule A of E•••• I••••••••• M••••••••• C••••••• L••Mar 15, 2019 · Control person joined · fact
- F•••• E•••••••• G••••• (Owner) appeared on Schedule A of E•••• I••••••••• M••••••••• C••••••• L••Mar 15, 2019 · Control person joined · fact
- Armour Alexander Forse (Owner) appeared on Schedule A of E•••• I••••••••• M••••••••• C••••••• L••Mar 15, 2019 · Control person joined · fact
- E•••• I••••••••• M••••••••• C••••••• L•• reported RAUM $774.4M, up 26% from $616.6M (2017-05-24 to 2018-03-29)Mar 29, 2018 · ria raum c••••• · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-342-3200reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-342-3280reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-563-5600reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/E••••-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E••••INVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-342-3200reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026