DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• I••••••••• M•••••••••
Legal name C••• I••••••••• M••••••••• L••
Latest filing Jul 8, 2026
First filing on the tape Nov 30, 2011 · 41 filings
SEC status approved since Mar 30, 1995
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
213
113 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
17
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$23B as of Jul 8, 2026
Mar 30, 2012$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 8, 2026
Apr 1, 20130 then
Employees (5.A)213 as of Jul 8, 2026
Apr 1, 2013236 then
Private funds17 as of Jul 8, 2026
Mar 30, 201215 then
RAUM +26% over the last fiscal year+8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $104M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$23B100%
- Corporations and businesses$43.4M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $104M for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- C•••••••• S••••• C•••••• · Chief Compliance Officer, Vice President And Assistant Secretarycontrolsince 05/2022 · owns less than 5%
- G•••••••• A•••••• R••••• · Presidentcontrolsince 08/2018 · owns less than 5%
- M••••••• M••••• M•••••• · Senior Vice President, Chief Tax Officer And Treasurer / Member Of Board Of Managerscontrolsince 03/2022 · owns less than 5%
- Z•••••••• P••••• N•• · General Counsel/Member Of Board Of Managerscontrolsince 02/2007 · owns less than 5%
- Z•••••• I••• B•••••• · Vice President And Chief Financial Officercontrolsince 01/2019 · owns less than 5%
Entity owners
- C••• I• U• H•••••• L•• · Memberdirect · owns 75% or more
- C••• G••••• I•• · Shareholderindirect · owns 75% or more of C••• S•••••••• I••• · public reporting company
- C••• S•••••••• I••• · Share Holderindirect · owns 75% or more of C•••• I•••
- C•••• I••• · Memberindirect · owns 75% or more of C••• I• U• H•••••• L••
Related persons
Schedule D 7.A
- C• R•••••• E•••• P••••••• U••• O••••••••• 5• G•• L•••••investment adviserpooled vehicle sponsory
- C• R•••••• E•••• S•• I• G•• L••investment adviserpooled vehicle sponsory
- C••• C•••••• A•••••••• I•••broker-dealern
- C••• E••••• I••••••••• M••••••••• ••••••••• C••• L•••investment advisern
- C••• I••••••••• M••••••••• L••investment advisernRAUM $6.1B
- C••• I••••••••• M••••••••• •••• P••••••• P••• L•••investment advisern
- C••• I••••••••• M••••••••• •••••• L••••••investment advisern
- C••• I••••••••• M••••••••• ••••••••• C••• L•••investment advisern
- C••• I••••••••• M••••••••• •• F••••• L••••••investment advisern
- C••• I••••••••• M••••••••• A•••••••• P•• L••••••investment advisern
- C••• I••••••••• M••••••••• E••• A••• B•••investment advisern
- C••• I••••••••• M••••••••• F••• S•• R•••investment advisern
- C••• I••••••••• M••••••••• I••••••• L••••••investment advisernRAUM $50B
- C••• I••••••••• M••••••••• I••••••••• I•••investment advisernRAUM $12B
- C••• I••••••••• M••••••••• J•••• K•••investment advisern
- C••• I••••••••• M••••••••• L••••• R••• A••••• J•••• K•••investment advisern
- C••• I••••••••• M••••••••• L••••• R••• A••••• L••investment advisernRAUM $11B
- C••• I••••••••• M••••••••• L••••• R••• A••••• P••• L•••investment advisern
- C••• I••••••••• M••••••••• L••••••••• A••• S•• R•••investment advisern
- C••• O••••••• I••••••••• M••••••••• ••••••••• C••• L•••investment advisern
- C••• S• U••• O••••••••• 5• W••• P••••••• G•• L•••••investment adviserpooled vehicle sponsory
- C••• S•••••••• P••••••• U••• V•••• 7• G•• L••investment adviserpooled vehicle sponsory
- C••• S•••••••• P••••••• U••• V•••• 8• G•• L••investment adviserbankpooled vehicle sponsory
- C••• S•••••••• P••••••• U••• V•••• 9• G•• L••investment adviserbankpooled vehicle sponsory
- C••• U••• C••• P••••••• G•• L••investment adviserbankpooled vehicle sponsory
- C••• U••• C••••• P••••••• G•• L••investment adviserbankpooled vehicle sponsory
- C••• U••• D••••••••• P••••••• 5• G•• L••investment adviserbankpooled vehicle sponsory
- C••• U••• L•••••••• P••••••• G•• L••investment adviserbankpooled vehicle sponsory
- C••• U••• V•••••• D••• G•• L••investment adviserpooled vehicle sponsory
- C••• U• M••• P••••••• G•• L••investment adviserpooled vehicle sponsory
Advisers that list C••• I••••••••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA27 employees
- Dallas, TX20 employees
- Boston, MA14 employees
- Atlanta, GA2 employees
- Nashville, TN1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 9.0 to 17.0 (+89.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +5.0% (318 comparable advisers, 98.0th percentile of changes)peers: asset managers, $20B and over (318) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 18Jul 8, 2025 to Mar 30, 2026
- Advisory employees · 117 to 113Jul 8, 2025 to Mar 30, 2026
- Corporate clients · unset to 1.0Jul 8, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 19Jul 8, 2025 to Mar 30, 2026
- Assets in custody · $114M to $104MJul 8, 2025 to Mar 30, 2026
- Employees · 195 to 213Jul 8, 2025 to Mar 30, 2026
- Financial planning clients · to 0Jul 8, 2025 to Mar 30, 2026
- Private funds · 9 to 17Jul 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $18B to $23BJul 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $18B to $23BJul 8, 2025 to Mar 30, 2026
- RAUM · $18B to $23BJul 8, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 8, 2025
- Advisory employees · 118 to 117Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 11 to 9Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $156M to $114MMar 29, 2024 to Mar 31, 2025
- Employees · 196 to 195Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $17B to $18BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $17B to $18BMar 29, 2024 to Mar 31, 2025
- RAUM · $17B to $18BMar 29, 2024 to Mar 31, 2025
- Accounts · 11 to 10Oct 18, 2023 to Mar 29, 2024
- Advisory employees · 123 to 118Oct 18, 2023 to Mar 29, 2024
- BD registered reps · 13 to 11Oct 18, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 11Oct 18, 2023 to Mar 29, 2024
- Assets in custody · $156M to $156MOct 18, 2023 to Mar 29, 2024
- Employees · 201 to 196Oct 18, 2023 to Mar 29, 2024
- Private funds · 10 to 9Oct 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $18B to $17BOct 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $18B to $17BOct 18, 2023 to Mar 29, 2024
- RAUM · $18B to $17BOct 18, 2023 to Mar 29, 2024
- Business name · C••• I••••••••• M••••••••• L•• to C••• I••••••••• M•••••••••Mar 31, 2023 to Oct 18, 2023
- Accounts · 12 to 11Jan 24, 2023 to Mar 31, 2023
- Advisory employees · 64 to 123Jan 24, 2023 to Mar 31, 2023
- BD registered reps · 6 to 13Jan 24, 2023 to Mar 31, 2023
- Pooled vehicle clients · 11 to 10Jan 24, 2023 to Mar 31, 2023
- Assets in custody · $135M to $156MJan 24, 2023 to Mar 31, 2023
- Employees · 198 to 201Jan 24, 2023 to Mar 31, 2023
- Private funds · 11 to 10Jan 24, 2023 to Mar 31, 2023
- Discretionary RAUM · $13B to $18BJan 24, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $18BJan 24, 2023 to Mar 31, 2023
- RAUM · $13B to $18BJan 24, 2023 to Mar 31, 2023
Signals
22 dated events
- C••• I••••••••• M••••••••• reported RAUM $22.8B, up 26% from $18.1B (2025-07-08 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••• I••••••••• M••••••••• reported RAUM $17.8B, up 37% from $13.0B (2023-01-24 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Bertrand Charles Leitner Iii (Ceo - C••• I••••••••• M••••••••• / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2022-09-16, absent 2023-01-24)Jan 24, 2023 · Control person left · inference
- Cameron Scott Campbell (Chief Compliance Officer, Vice President And Assistant Secretary) appeared on Schedule A of C••• I••••••••• M•••••••••Jun 15, 2022 · Control person joined · fact
- Lin Jia (Chief Compliance Officer & Counsel - Americas) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2022-04-05, absent 2022-06-15)Jun 15, 2022 · Control person left · inference
- C••• I••••••••• M••••••••• reported RAUM $13.0B, up 113% from $6.1B (2021-11-24 to 2022-04-05)Apr 5, 2022 · RAUM change · derived
- Mancini Maria Minetti (Senior Tax & Treasury Counsel / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M•••••••••Apr 5, 2022 · Control person joined · fact
- R••• C••••••••• O•••• (Senior Tax & Treasury Counsel / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2021-11-24, absent 2022-04-05)Apr 5, 2022 · Control person left · inference
- R••• C••••••••• O•••• (Senior Tax & Treasury Counsel / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M•••••••••Apr 14, 2021 · Control person joined · fact
- Ann Dara Bazzano (Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2020-04-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C••• I••••••••• M••••••••• reported RAUM $5.2B, up 26% from $4.1B (2020-02-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Gerard Daniel Queenan (Global Chief Executive Officer - Cbre Real Estate Investments) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2020-02-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Bertrand Charles Leitner Iii (Global Ceo - Cbre Global Investors / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M•••••••••Nov 8, 2019 · Control person joined · fact
- Ritson Thomas Ferguson (Global Ceo - Cbre Global Investors / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2019-03-29, absent 2019-11-08)Nov 8, 2019 · Control person left · inference
- C••• I••••••••• M••••••••• reported RAUM $4.1B, up 32% from $3.1B (2019-02-28 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Lin Jia (Chief Compliance Officer & Counsel - Americas) appeared on Schedule A of C••• I••••••••• M•••••••••Mar 29, 2019 · Control person joined · fact
- Ann Dara Bazzano (Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M•••••••••Mar 29, 2019 · Control person joined · fact
- Robert Andrew Glanzman (Global Chief Operating Officer) appeared on Schedule A of C••• I••••••••• M•••••••••Mar 29, 2019 · Control person joined · fact
- Brandan Ian Zieger (Global Chief Financial Officer) appeared on Schedule A of C••• I••••••••• M•••••••••Mar 29, 2019 · Control person joined · fact
- Howard Laurence Midler (Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2019-02-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Gil Borok (Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2019-02-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Macbrien Benjamin Gray (Americas Gc / Chief Compliance Officer) no longer on Schedule A of C••• I••••••••• M••••••••• (listed 2019-02-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C••• I••••••••• M••••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cbreimreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-824-2150reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••• I••••••••• M••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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