DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••• I••••••••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 111590SEC 801-56790websiteIAPD
Legal name C••• G••••• V•••• I••••••••• L••
Latest filing Jul 8, 2025
First filing on the tape Nov 30, 2011 · 41 filings
SEC status approved since Aug 27, 1999
RAUM
$6.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
195
117 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
8
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$6.1B as of Jul 8, 2025
Mar 30, 2012$6.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 8, 2025
Mar 30, 20120 then
Employees (5.A)195 as of Jul 8, 2025
Apr 1, 201324 then
Private funds8 as of Jul 8, 2025
Mar 30, 201211 then
RAUM -9.8% over the last fiscal year-2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$679MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
-9.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$6.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      28 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••• S•••••••• P••••••• U••• V•••• 9• L•Hedge Fund$3.9B35Feb 26, 2020
      C••• S•••••••• P••••••• U••• V•••• 8• L•Hedge Fund$2.3B26Feb 17, 2017
      C••• U••• D••••••••• P••••••• 5• L•Hedge Fund$309M4Aug 27, 2018
      C••• S•••••••• P••••••• U••• V•••• 6• L•••no longer reportedHedge Fund$279M24Mar 30, 2012
      C• R•••••• E•••• S•••••••• P••••••• U••• I•• L•••no longer reportedHedge Fund$205M37Mar 30, 2012
      U•••• M••••••• C••••••••• L•Hedge Fund$175M3Mar 30, 2020
      C• R•••••• E•••• S•••••••• P••••••• U••• O••••••••• 5• L•••no longer reportedHedge Fund$164M15Mar 30, 2012
      C••• W••• P••••••• D••••••••• 4• L•Real Estate Fund$39.5M7Mar 29, 2016
      C••• U••• D••••••••• P••••••• 2••• M•• C••• L•Hedge Fund$34.0M5May 27, 2020
      C• R•••••• E•••• S•••••••• P••••••• U••• V•••• 5• L•••no longer reportedHedge Fund$22.7M31Mar 30, 2012
      C• R•••••• E•••• S•••••••• P••••••• U••• I• ••••••• L•••no longer reportedHedge Fund$8.3M1Mar 30, 2012
      C••• S•••••••• P••••••• U••• V•••• 7• L••••••••• T••••no longer reportedHedge Fund$6.7M27Nov 12, 2014
      C••• S•••••••• P••••••• U••• O••••••••• 5• L••••••••• T••••Real Estate Fund$4.6M87Mar 30, 2020
      C• R•••••• E•••• S•••••••• P••••••• U••• I• •••••• L•••no longer reportedHedge Fund$3.8M1Mar 30, 2012
      C••• S• U••• O••••••••• 5• W••• P••••••• L•••Real Estate Fund$3.3M1Mar 30, 2012
      C••• W••• P••••••• D••••••••• F••• 3• L•no longer reportedReal Estate Fund$3.2M8Mar 1, 2013
      C• R•••••• E•••• S•••••••• P••••••• U••• I• ••••••• L•••no longer reportedHedge Fund$3.0M1Mar 30, 2012
      C••• U••• D••••••••• P••••••• 5• B••••••••• L••••••••• T••••Real Estate Fund$1.5M1Apr 28, 2023
      S•• W••• P••••••• C••••••••• V•••••• 2• L•••no longer reportedReal Estate Fund$1.5M5Mar 30, 2012
      C• R•••••• E•••• S•••••••• P••••••• U••• E••••••• O••••••••• 5• L•••no longer reportedHedge Fund$1.3M72Apr 1, 2013
      C••• W••• P••••••• D••••••••• F••• 3• L••••••••• T••••no longer reportedReal Estate Fund$1.2M8Mar 30, 2020
      S•• W••• P••••••• D••••••••• L•••no longer reportedReal Estate Fund$1.2M3Mar 30, 2012
      C••• W••• P••••••• D••••••••• 3• A••• P••••••• F••• C••• L•no longer reportedReal Estate Fund$1.0M7Feb 27, 2015
      C••• W••• P••••••• D••••••••• F••• 3• T•• C••• L•no longer reportedReal Estate Fund$514,0001Mar 29, 2016
      C••• S•••••••• P••••••• U••• V•••• 7• L••••••••• T••••Real Estate Fund$255,00027Apr 29, 2022
      C• R•••••• E•••• S•••••••• P••••••• U••• E••••••• V•••• 5• L•••no longer reportedHedge Fund$52,0001Apr 1, 2013
      C• R•••••• E•••• S•••••••• P••••••• I••• L•••no longer reportedHedge Fund$027Mar 30, 2012
      C••• U••• D••••••••• P••••••• 5• B••••••••• C••• L•Hedge Fund$00Nov 21, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• S••••• C•••••• · Chief Compliance Officer, Vice President And Assistant Secretarycontrol
        since 05/2022 · owns less than 5%
      • G•••••••• A•••••• R••••• · Presidentcontrol
        since 08/2018 · owns less than 5%
      • M••••••• M••••• M•••••• · Senior Vice President, Chief Tax Officer And Treasurer /Member Of Board Of Managerscontrol
        since 03/2022 · owns less than 5%
      • Z•••••••• P••••• N•• · General Counsel/Member Of Board Of Managerscontrol
        since 01/2008 · owns less than 5%
      • Z•••••• I••• B•••••• · Vice President And Chief Financial Officercontrol
        since 01/2019 · owns less than 5%
      Entity owners
      • C••• I••••••••• M••••••••• L•• · Managing Member
        direct · owns 75% or more
      • C••• G••••• I••• · Shareholder
        indirect · owns 75% or more of C••• S•••••••• I••• · public reporting company
      • C••• I• U• H•••••• L••• · Member
        indirect · owns 75% or more of C••• I••••••••• M••••••••• L••
      • C••• S•••••••• I••• · Shareholder
        indirect · owns 75% or more of C•••• I•••
      • C•••• I••• · Member
        indirect · owns 75% or more of C••• I• U• H•••••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list C••• I••••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Los Angeles, CA27 employees
      • Dallas, TX20 employees
      • Boston, MA14 employees
      • Atlanta, GA2 employees
      • Nashville, TN1 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Mar 31, 2025 to Jul 8, 2025
      • Advisory employees · 118 to 117
        Mar 29, 2024 to Mar 31, 2025
      • BD registered reps · 11 to 9
        Mar 29, 2024 to Mar 31, 2025
      • Business name · C••• G••••• V•••• I••••••••• L•• to C••• I••••••••• M••••••••• L••
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 196 to 195
        Mar 29, 2024 to Mar 31, 2025
      • Private funds · 9 to 8
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $6.8B to $6.1B
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $6.8B to $6.1B
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $6.8B to $6.1B
        Mar 29, 2024 to Mar 31, 2025
      • Accounts · 11 to 9
        Oct 18, 2023 to Mar 29, 2024
      • Advisory employees · 123 to 118
        Oct 18, 2023 to Mar 29, 2024
      • BD registered reps · 13 to 11
        Oct 18, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 11 to 9
        Oct 18, 2023 to Mar 29, 2024
      • Employees · 201 to 196
        Oct 18, 2023 to Mar 29, 2024
      • Private funds · 11 to 9
        Oct 18, 2023 to Mar 29, 2024
      • Discretionary RAUM · $7.1B to $6.8B
        Oct 18, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $7.1B to $6.8B
        Oct 18, 2023 to Mar 29, 2024
      • RAUM · $7.1B to $6.8B
        Oct 18, 2023 to Mar 29, 2024
      • Accounts · 10 to 11
        Mar 31, 2023 to Apr 28, 2023
      • Pooled vehicle clients · 10 to 11
        Mar 31, 2023 to Apr 28, 2023
      • Private funds · 10 to 11
        Mar 31, 2023 to Apr 28, 2023
      • Advisory employees · 64 to 123
        Jan 24, 2023 to Mar 31, 2023
      • BD registered reps · 6 to 13
        Jan 24, 2023 to Mar 31, 2023
      • Employees · 198 to 201
        Jan 24, 2023 to Mar 31, 2023
      • Private funds · 11 to 10
        Jan 24, 2023 to Mar 31, 2023
      • Discretionary RAUM · $6.6B to $7.1B
        Jan 24, 2023 to Mar 31, 2023
      • Pooled vehicle RAUM · $6.6B to $7.1B
        Jan 24, 2023 to Mar 31, 2023
      • RAUM · $6.6B to $7.1B
        Jan 24, 2023 to Mar 31, 2023
      • Private funds · 10 to 11
        Mar 31, 2022 to Apr 29, 2022
      • Accounts · 12 to 10
        Oct 12, 2021 to Mar 31, 2022
      • Advisory employees · 59 to 64
        Oct 12, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 12 to 10
        Oct 12, 2021 to Mar 31, 2022
      • Employees · 129 to 198
        Oct 12, 2021 to Mar 31, 2022
      • Private funds · 12 to 10
        Oct 12, 2021 to Mar 31, 2022
      • Discretionary RAUM · $6.0B to $6.6B
        Oct 12, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $6.0B to $6.6B
        Oct 12, 2021 to Mar 31, 2022
      • RAUM · $6.0B to $6.6B
        Oct 12, 2021 to Mar 31, 2022
      • HQ city · LOS ANGELES to NEW YORK
        Apr 14, 2021 to Oct 12, 2021
      • HQ state · CA to NY
        Apr 14, 2021 to Oct 12, 2021
      • Accounts · 11 to 12
        Nov 21, 2020 to Mar 31, 2021
      Signals
      14 dated events
      • C••• I••••••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $6.1B)
        Apr 1, 2026 · Left the SEC roster · derived
      • Bertrand Charles Leitner Iii (Ceo - C••• I••••••••• M••••••••• / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2022-06-15, absent 2023-01-24)
        Jan 24, 2023 · Control person left · inference
      • Lin Jia (Chief Compliance Officer & Counsel) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2022-04-29, absent 2022-06-15)
        Jun 15, 2022 · Control person left · inference
      • Cameron Scott Campbell (Chief Compliance Officer, Vice President And Assistant Secretary) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Jun 15, 2022 · Control person joined · fact
      • Mancini Maria Minetti (Senior Tax & Treasury Counsel / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Mar 31, 2022 · Control person joined · fact
      • R••• C••••••••• O•••• (Senior Tax & Treasury Counsel / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2021-10-12, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • R••• C••••••••• O•••• (Senior Tax & Treasury Counsel / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Apr 14, 2021 · Control person joined · fact
      • Gerard Daniel Queenan (Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2020-02-26, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Ritson Thomas Ferguson (Global Ceo - Cbre Global Investors / Member Of Board Of Managers) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2019-03-29, absent 2019-11-08)
        Nov 8, 2019 · Control person left · inference
      • Bertrand Charles Leitner Iii (Global Ceo - Cbre Global Investors / Member Of Board Of Managers) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Nov 8, 2019 · Control person joined · fact
      • Macbrien Benjamin Gray (Americas Gc / Chief Compliance Officer) no longer on Schedule A of C••• I••••••••• M••••••••• L•• (listed 2019-01-07, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Lin Jia (Chief Compliance Officer & Counsel) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Mar 29, 2019 · Control person joined · fact
      • Robert Andrew Glanzman (Global Chief Operating Officer) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Mar 29, 2019 · Control person joined · fact
      • Brandan Ian Zieger (Global Chief Financial Officer) appeared on Schedule A of C••• I••••••••• M••••••••• L••
        Mar 29, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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