DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••••• G••••

Former SEC-registered adviserCabin John, MarylandCRD 110066SEC 801-57443IAPD
Legal name C••••••• G•••• L••
Latest filing May 14, 2015
First filing on the tape Jan 3, 2012 · 6 filings
RAUM
$127M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$127M as of Mar 25, 2015
Mar 28, 2012$94.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 25, 2015
Mar 28, 20120 then
Employees (5.A)2 as of Mar 25, 2015
Mar 20, 20132 then
Private funds: no history
RAUM +18% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 14, 2015; every figure names its basis
RAUM per advisor
$63.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
73%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
62reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • C•••••••• M••••••• E••• · Directorcontrol
    since 03/1996 · owns less than 5%
  • C•••••••• P•••••• E••••• · President/Chief Compliance Officer ("Cco")/Sec/Treasurercontrol
    since 12/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 58 to 62
    Mar 27, 2014 to Mar 25, 2015
  • Discretionary RAUM · $78.7M to $92.5M
    Mar 27, 2014 to Mar 25, 2015
  • Non-discretionary RAUM · $28.1M to $34.0M
    Mar 27, 2014 to Mar 25, 2015
  • RAUM · $107M to $127M
    Mar 27, 2014 to Mar 25, 2015
  • Accounts · 55 to 58
    Mar 20, 2013 to Mar 27, 2014
  • Discretionary RAUM · $73.3M to $78.7M
    Mar 20, 2013 to Mar 27, 2014
  • Non-discretionary RAUM · $28.8M to $28.1M
    Mar 20, 2013 to Mar 27, 2014
  • RAUM · $102M to $107M
    Mar 20, 2013 to Mar 27, 2014
  • Accounts · 53 to 55
    Mar 28, 2012 to Mar 20, 2013
  • Advisory employees · unset to 2.0
    Mar 28, 2012 to Mar 20, 2013
  • Employees · unset to 2.0
    Mar 28, 2012 to Mar 20, 2013
  • State-registered IARs · 0 to 2
    Mar 28, 2012 to Mar 20, 2013
  • Discretionary RAUM · $70.2M to $73.3M
    Mar 28, 2012 to Mar 20, 2013
  • Non-discretionary RAUM · $24.6M to $28.8M
    Mar 28, 2012 to Mar 20, 2013
  • RAUM · $94.8M to $102M
    Mar 28, 2012 to Mar 20, 2013
  • Accounts · 35 to 53
    Jan 3, 2012 to Mar 28, 2012
  • Discretionary RAUM · $69.4M to $70.2M
    Jan 3, 2012 to Mar 28, 2012
  • Non-discretionary RAUM · $0 to $24.6M
    Jan 3, 2012 to Mar 28, 2012
  • RAUM · $69.4M to $94.8M
    Jan 3, 2012 to Mar 28, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026