DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fsa Wealth Partners
Legal name Fsa Wealth Partners, Inc.
Latest filing Apr 27, 2026
First filing on the tape Mar 29, 2012 · 31 filings
SEC status approved since Apr 21, 1983
RAUM
$820M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$786M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$820M as of Apr 27, 2026
Mar 29, 2012$554M then
HNW client RAUM$596M as of Apr 27, 2026
Mar 21, 2018$449M then
State-registered IARs (5.B.3)9 as of Apr 27, 2026
Mar 21, 20135 then
Employees (5.A)16 as of Apr 27, 2026
Mar 21, 20137 then
Private funds: no history
RAUM +6.4% over the last fiscal year+5.0% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $418,841derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $60.2M, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$596M73%
- Individuals$191M23%
- Charitable organizations$31.8M3.9%
- Corporations and businesses$1.5M0.2%
- Individual clients
- 467reported
- HNW clients
- 231reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,957reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.2M for 74 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Ronald PetersenCertified Financial Planner | Rockville, Md | Oct 25, 1990 | 45 y | 0 |
| James Edward JosephCertified Financial Planner | Rockville, Md | Nov 9, 2004 | 29 y | 1 |
| Kimberly Anne BasenbackCertified Financial Planner | Rockville, Md | Feb 21, 2014 | 14 y | 1 |
| Ronald James RoughChartered Financial Analyst | Rockville, Md | Mar 12, 2014 | 33 y | 1 |
| Mary Ann Drucker | Rockville, Md | Jun 16, 2016 | 31 y | 0 |
| Aaron Liege WestonCertified Financial Planner | Rockville, Md | Mar 17, 2021 | 13 y | 4 |
| Christopher Richard Jones | Rockville, Md | Feb 10, 2023 | 13 y | 1 |
| Jordan David DaughertyChartered Financial Analyst | Rockville, Md | Jan 2, 2026 | 10 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Michael Leone Zarrelli to Foundry Financial LLCApr 24, 2026 · RIA to RIA
- Langston Washington to Orion Portfolio Solutions, LLCSep 1, 2022 · RIA to RIA
- Ian Thomas Mcmillan to Sherman Wealth Management LLCNov 28, 2018 · RIA to RIA
- Rianka Rachelle Dorsainvil to Your Greatest ContributionOct 30, 2015 · Other
- Jonathan Scott Gruber to Wells Fargo AdvisorsApr 11, 2012 · Other
- Joel Robert Cundick to Corcoran GroupNov 11, 2008 · Other
- Richard Wayne Schaeffer to Schaeffer Financial LLCApr 7, 2005 · Other
- Karen Patricia Schaeffer to Schaeffer Financial LLCApr 7, 2005 · Other
Joined, latest
- Jordan David Daugherty from Campbell Wealth Management, Inc.Jan 2, 2026 · RIA to RIA
- Christopher Richard Jones from Precision Financial ServicesFeb 10, 2023 · RIA to RIA
- Langston Washington from Fidelity Personal And Workplace AdvisorsFeb 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Aaron Liege Weston from Charles Schwab & Co., Inc.Mar 17, 2021 · Affiliated broker-dealer or bank to independent RIA
- Ian Thomas Mcmillan from LPL Financial LLCMar 6, 2017 · Other
- Rianka Rachelle Dorsainvil from The Family Firm, Inc.Mar 24, 2015 · Other
- Ronald James Rough from Genworth Financial Asset Management, IncMar 12, 2014 · Other
- Kimberly Anne Basenback from Concourse Financial Group AdvisorsFeb 21, 2014 · Other
- Jonathan Scott Gruber from Charles Schwab & Co., Inc.Oct 5, 2010 · Other
- James Edward Joseph from Charles Schwab & Co., Inc.Nov 9, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anne Kimberly Basenback · Director Of Financial Planning & Partnercontrolsince 04/2024 · owns 5% to 10%
- Edward James Joseph · President/Treasurer Chief Compliance Officer & Partnercontrolsince 01/2021 · owns 50% to 75%
- Ronald David Petersen · Founding Partnercontrolsince 01/2021 · owns less than 5%
- James Ronald Rough · Chief Investment Officer & Partnercontrolsince 01/2021 · owns 25% to 50%
- Marie Kim Donohue · Secretarysince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 8 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,964 to 1,957Apr 29, 2025 to Mar 9, 2026
- HNW clients · 217 to 231Apr 29, 2025 to Mar 9, 2026
- Individual clients · 490 to 467Apr 29, 2025 to Mar 9, 2026
- Assets in custody · $48.4M to $60.2MApr 29, 2025 to Mar 9, 2026
- Employees · 15 to 16Apr 29, 2025 to Mar 9, 2026
- Discretionary RAUM · $770M to $820MApr 29, 2025 to Mar 9, 2026
- HNW RAUM · $548M to $596MApr 29, 2025 to Mar 9, 2026
- Individual RAUM · $192M to $191MApr 29, 2025 to Mar 9, 2026
- RAUM · $770M to $820MApr 29, 2025 to Mar 9, 2026
- Accounts · 1,981 to 1,964Feb 5, 2025 to Apr 29, 2025
- Business name · FINANCIAL SERVICES ADVISORY to FSA WEALTH PARTNERSFeb 5, 2025 to Apr 29, 2025
- Charity clients · 5.0 to unsetFeb 5, 2025 to Apr 29, 2025
- HNW clients · 198 to 217Feb 5, 2025 to Apr 29, 2025
- Individual clients · 516 to 490Feb 5, 2025 to Apr 29, 2025
- Assets in custody · $37.0M to $48.4MFeb 5, 2025 to Apr 29, 2025
- Employees · 16 to 15Feb 5, 2025 to Apr 29, 2025
- Financial planning clients · 1-10 to 1-10Feb 5, 2025 to Apr 29, 2025
- Discretionary RAUM · $694M to $770MFeb 5, 2025 to Apr 29, 2025
- HNW RAUM · $474M to $548MFeb 5, 2025 to Apr 29, 2025
- Individual RAUM · $191M to $192MFeb 5, 2025 to Apr 29, 2025
- RAUM · $694M to $770MFeb 5, 2025 to Apr 29, 2025
- Legal name · FINANCIAL SERVICES ADVISORY INC to FSA WEALTH PARTNERS, INC.Sep 19, 2024 to Feb 5, 2025
- Accounts · 2,087 to 1,981Sep 27, 2023 to Mar 19, 2024
- HNW clients · 192 to 198Sep 27, 2023 to Mar 19, 2024
- Individual clients · 577 to 516Sep 27, 2023 to Mar 19, 2024
- Assets in custody · $39.2M to $37.0MSep 27, 2023 to Mar 19, 2024
- Employees · 13 to 16Sep 27, 2023 to Mar 19, 2024
- Discretionary RAUM · $708M to $694MSep 27, 2023 to Mar 19, 2024
- HNW RAUM · $460M to $474MSep 27, 2023 to Mar 19, 2024
- Individual RAUM · $205M to $191MSep 27, 2023 to Mar 19, 2024
- RAUM · $708M to $694MSep 27, 2023 to Mar 19, 2024
- Accounts · 2,130 to 2,087Nov 30, 2022 to Mar 21, 2023
- Advisory employees · 8 to 9Nov 30, 2022 to Mar 21, 2023
- HNW clients · 200 to 192Nov 30, 2022 to Mar 21, 2023
- Individual clients · 585 to 577Nov 30, 2022 to Mar 21, 2023
- Assets in custody · $38.2M to $39.2MNov 30, 2022 to Mar 21, 2023
- State-registered IARs · 8 to 9Nov 30, 2022 to Mar 21, 2023
- Discretionary RAUM · $843M to $708MNov 30, 2022 to Mar 21, 2023
- HNW RAUM · $563M to $460MNov 30, 2022 to Mar 21, 2023
- Individual RAUM · $238M to $205MNov 30, 2022 to Mar 21, 2023
Signals
5 dated events
- Michael Leone Zarrelli left Fsa Wealth Partners for Foundry Financial Llc (registered 2026-05-06)Apr 24, 2026 · Advisor changed firm · fact
- Anne Kimberly Basenback (Director Of Financial Planning & Partner) appeared on Schedule A of Fsa Wealth PartnersApr 5, 2024 · Control person joined · fact
- Langston Washington left Fsa Wealth Partners for Orion Portfolio Solutions, Llc (registered 2022-08-26)Sep 1, 2022 · Advisor changed firm · fact
- James Ronald Rough (Director Of Portfolio Management & Partner) appeared on Schedule A of Fsa Wealth PartnersJan 9, 2020 · Control person joined · fact
- Lynn Terri Petersen (Sec/Trea.) no longer on Schedule A of Fsa Wealth Partners (listed 2020-01-08, absent 2020-01-09)Jan 9, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jim@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- john@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mike@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ann@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ron@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kimd@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kim@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lena@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mary@fsawealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 301-949-7034reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 301-949-7300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/financial-services-advreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026