DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• D••• • H••••• L••
Latest filing May 6, 2026
First filing on the tape Dec 20, 2011 · 40 filings
SEC status approved since Mar 25, 1988
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
49%
$885M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$301M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.8B as of May 6, 2026
Feb 9, 2012$286M then
HNW client RAUM$757M as of May 6, 2026
Mar 12, 2018$96.2M then
State-registered IARs (5.B.3)6 as of May 6, 2026
Mar 11, 20132 then
Employees (5.A)6 as of May 6, 2026
Mar 11, 20135 then
Private funds: no history
RAUM +7.2% over the last fiscal year+24% a year over threeIARs 5 to 6
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $301MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $1.8B, 526 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$870M48%
- High-net-worth individuals$757M42%
- Individuals$128M7.1%
- Corporations and businesses$48.1M2.7%
- Individual clients
- 283reported
- HNW clients
- 165reported
- Pension plan clients
- 66reported
- Charitable clients
- n/areported
- Accounts
- 1,086reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 526 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.49 fund_share=0.0 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• C•••• H••••Certified Financial Planner | Vancouver, Wa | Apr 18, 1988 | 43 y | 1 |
| R••••• J••••• S••• | Henderson, Nv | Mar 13, 2013 | 45 y | 0 |
| M•••••• G•••••• T•••• | Bellevue, Wa | Jan 20, 2014 | 17 y | 1 |
| P••• E••• W•••• | Vancouver, Wa | Jun 24, 2014 | 13 y | 1 |
| C•••••••• M•••• C••• | Vancouver, Wa | Jul 18, 2023 | 33 y | 0 |
| K•••• A••• H••••• | Vancouver, Wa | Jul 3, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• R••••••• P•••••••• to C•••• H••• P•••••••• L••Feb 2, 2023 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J••••• C•••• · Managing Member/ Chief Compliance Officercontrolsince 04/1988 · owns less than 5%
- S•••• R•••••• J••••• · Managing Member/ Vice Presidentcontrolsince 04/1988 · owns less than 5%
- H••••• J••••• C•••• · Ownercontrolsince 12/2018 · owns 75% or more of H•••• H•••••••• I••
- S•••• R•••••• J••••• · Ownercontrolsince 12/2018 · owns 75% or more of S•••• D••• • H•••• H•••••••• I•••
Entity owners
- H•••• H•••••••• I•• · Ownerdirect · owns 50% to 75%
- S•••• D••• • H•••• H•••••••• I••• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- H•••••• A•••••••investment adviseryRAUM $158M
- S••• D••• • H•••• H•••••••• I••investment adviserpooled vehicle sponsoryRAUM $187M
Advisers that list S•••• D••• • H••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 6 | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
- Portland, OR
What changed
consecutive filings, newest first
- Accounts · 1,016 to 1,086Apr 14, 2025 to Mar 12, 2026
- Advisory employees · 5 to 6Apr 14, 2025 to Mar 12, 2026
- Corporate clients · 8 to 12Apr 14, 2025 to Mar 12, 2026
- HNW clients · 160 to 165Apr 14, 2025 to Mar 12, 2026
- Individual clients · 255 to 283Apr 14, 2025 to Mar 12, 2026
- Pension plan clients · 72 to 66Apr 14, 2025 to Mar 12, 2026
- Assets in custody · $1.7B to $1.8BApr 14, 2025 to Mar 12, 2026
- Employees · 5 to 6Apr 14, 2025 to Mar 12, 2026
- State-registered IARs · 5 to 6Apr 14, 2025 to Mar 12, 2026
- Discretionary RAUM · $1.7B to $1.8BApr 14, 2025 to Mar 12, 2026
- HNW RAUM · $757M to $757MApr 14, 2025 to Mar 12, 2026
- Individual RAUM · $109M to $128MApr 14, 2025 to Mar 12, 2026
- Pension RAUM · $783M to $870MApr 14, 2025 to Mar 12, 2026
- RAUM · $1.7B to $1.8BApr 14, 2025 to Mar 12, 2026
- Accounts · 972 to 1,016Jan 28, 2025 to Apr 14, 2025
- HNW clients · 154 to 160Jan 28, 2025 to Apr 14, 2025
- Individual clients · 244 to 255Jan 28, 2025 to Apr 14, 2025
- Pension plan clients · 70 to 72Jan 28, 2025 to Apr 14, 2025
- Assets in custody · $643M to $1.7BJan 28, 2025 to Apr 14, 2025
- Financial planning clients · 1-10 to 1-10Jan 28, 2025 to Apr 14, 2025
- Discretionary RAUM · $1.3B to $1.7BJan 28, 2025 to Apr 14, 2025
- HNW RAUM · $530M to $757MJan 28, 2025 to Apr 14, 2025
- Individual RAUM · $73.0M to $109MJan 28, 2025 to Apr 14, 2025
- Pension RAUM · $695M to $783MJan 28, 2025 to Apr 14, 2025
- RAUM · $1.3B to $1.7BJan 28, 2025 to Apr 14, 2025
- Other offices · 3 to 4Oct 30, 2024 to Jan 28, 2025
- Accounts · 923 to 972Sep 7, 2023 to Mar 7, 2024
- Corporate clients · unset to 8.0Sep 7, 2023 to Mar 7, 2024
- HNW clients · 87 to 154Sep 7, 2023 to Mar 7, 2024
- Individual clients · 433 to 244Sep 7, 2023 to Mar 7, 2024
- Pension plan clients · 113 to 70Sep 7, 2023 to Mar 7, 2024
- Assets in custody · $944M to $643MSep 7, 2023 to Mar 7, 2024
- Financial planning clients · 11-25 to 1-10Sep 7, 2023 to Mar 7, 2024
- Other offices · 2 to 3Sep 7, 2023 to Mar 7, 2024
- Discretionary RAUM · $944M to $1.3BSep 7, 2023 to Mar 7, 2024
- HNW RAUM · $257M to $530MSep 7, 2023 to Mar 7, 2024
- Individual RAUM · $112M to $73.0MSep 7, 2023 to Mar 7, 2024
- Pension RAUM · $576M to $695MSep 7, 2023 to Mar 7, 2024
- RAUM · $944M to $1.3BSep 7, 2023 to Mar 7, 2024
- HQ city · PORTLAND to VANCOUVERMar 1, 2023 to Jun 29, 2023
Signals
7 dated events
- S•••• D••• • H••••• L•• reported RAUM $1.7B, up 26% from $1.3B (2025-01-28 to 2025-04-14)Apr 14, 2025 · RAUM change · derived
- S•••• D••• • H••••• L•• reported RAUM $1.3B, up 42% from $944.2M (2023-09-07 to 2024-03-07)Mar 7, 2024 · RAUM change · derived
- S•••• D••• • H••••• L•• reported RAUM $944.2M, down 30% from $1.3B (2022-08-11 to 2023-03-01)Mar 1, 2023 · RAUM change · derived
- B•••••• R••••••• P•••••••• left S•••• D••• • H••••• L•• for C•••• H••• P•••••••• L•• (registered 2023-02-08)Feb 2, 2023 · Advisor changed firm · fact
- S•••• D••• • H••••• L•• reported RAUM $1.5B, up 54% from $990.5M (2020-09-08 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- S•••• D••• • H••••• L•• reported RAUM $990.5M, up 46% from $677.5M (2020-02-06 to 2020-03-16)Mar 16, 2020 · RAUM change · derived
- S•••• D••• • H••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)May 21, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/3150529/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ronsloy.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-248-9800reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $301Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026