DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sagard Private Equity Solutions
Legal name Performance Equity Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Mar 1, 2001
RAUM
$9.4B
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$9.4B as of Mar 31, 2026
Mar 30, 2012$17B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)36 as of Mar 31, 2026
Mar 27, 201332 then
Private funds27 as of Mar 31, 2026
Mar 30, 201212 then
RAUM -0.2% over the last fiscal year-5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $254MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.7B51%
- Pooled investment vehicles$4.4B47%
- State and municipal entities$178M1.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.47 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Performance Venture Capital II, L.P. | Private Equity Fund | $519M | 23 | Mar 30, 2012 |
| Performance Direct Investments IV, L.P. | Private Equity Fund | $394M | 118 | Mar 30, 2020 |
| Effem Master Fund II Parallel, L.P. | Private Equity Fund | $346M | 6 | Mar 30, 2012 |
| Effem Master Fund II, L.P. | Private Equity Fund | $336M | 2 | Mar 30, 2012 |
| Performance Venture Capital III, L.P. | Private Equity Fund | $326M | 7 | Mar 28, 2014 |
| Performance Venture Capital V, L.P. | Private Equity Fund | $320M | 118 | Mar 30, 2022 |
| Effem Master Fund, L.P.no longer reported | Private Equity Fund | $292M | 4 | Mar 30, 2012 |
| Performance Buyout Fund Of Funds II Parallel, L.P. | Private Equity Fund | $239M | 2 | Mar 30, 2012 |
| Performance Effem Pe Fund, L.P.: Series 2018 | Private Equity Fund | $233M | 9 | Mar 28, 2019 |
| Performance Buyout Fund Of Funds II, L.P. | Private Equity Fund | $232M | 2 | Mar 30, 2012 |
| Performance Venture Capital, L.P. | Private Equity Fund | $223M | 25 | Mar 30, 2012 |
| Performance Venture Capital IV, L.P. | Private Equity Fund | $214M | 54 | Mar 28, 2019 |
| Performance Effem Pe Fund, L.P.: Series 2019 | Private Equity Fund | $188M | 9 | Mar 30, 2020 |
| Performance Effem Pe Fund, L.P.: Series 2017 | Private Equity Fund | $154M | 9 | Mar 29, 2018 |
| Performance Direct Investments III, L.P. | Private Equity Fund | $140M | 10 | Mar 25, 2015 |
| Performance Effem Pe Fund, L.P.: Series 2020 | Private Equity Fund | $104M | 9 | Mar 29, 2021 |
| Performance Direct Investments V, L.P. | Private Equity Fund | $104M | 0 | Mar 29, 2023 |
| Performance Effem Pe Fund, L.P.: Series 2021 | Private Equity Fund | $97.1M | 9 | Mar 30, 2022 |
| Performance Effem Pe Fund, L.P.: Series 2022 | Private Equity Fund | $96.5M | 7 | Mar 29, 2023 |
| Performance Equity Growth Opportunities Fund, L.P. | Private Equity Fund | $92.0M | 4 | Mar 29, 2021 |
| Performance Buyout Fund Of Funds, L.P. | Private Equity Fund | $89.8M | 5 | Mar 30, 2012 |
| Performance Opportunities Fund, L.P. | Private Equity Fund | $43.8M | 3 | Mar 30, 2012 |
| Performance Direct Investments II, L.P. | Private Equity Fund | $29.7M | 31 | Mar 30, 2012 |
| Performance Global Fund Of Funds I, L.P. | Private Equity Fund | $25.9M | 7 | Mar 30, 2012 |
| Performance Ioof Co-Investment Fund, L.P. | Private Equity Fund | $17.2M | 3 | Mar 30, 2022 |
| Performance Hs-W Co-Investment, L.P.no longer reported | Private Equity Fund | $1.2M | 1 | Jan 30, 2017 |
| Performance Coinvestment, L.P.no longer reported | Private Equity Fund | $0 | 2 | Jan 30, 2017 |
| Performance Direct Investments I, L.P.no longer reported | Private Equity Fund | $0 | 5 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Wynn Jeffrey Barman · Chief Investment Officer & Managing Directorcontrolsince 06/2005 · owns less than 5%
- Spencer John Clark · President & Managing Directorcontrolsince 06/2005 · owns less than 5%
- William Jon Deklerk · Chief Operating Officercontrolsince 06/2005 · owns less than 5%
- Alexander Mark Hoopes · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Bennett Chris Millin · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
- Allen Jeffrey Reals · Managing Directorcontrolsince 06/2005 · owns less than 5%
- Lawrence S Rusoff · Managing Directorcontrolsince 06/2005 · owns less than 5%
- Michael Paul Schmitt · Chief Data Officercontrolsince 05/2020 · owns less than 5%
- Stanley James Tybur · Managing Directorcontrolsince 07/2015 · owns less than 5%
- Spencer John Clark · Elected Managercontrolsince 07/2016 · owns F of Performance Equity Associates, LLC
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2023 · owns F of The Desmarais Family Residuary Trust
- Albert Gary Doer · Trusteecontrolsince 05/2023 · owns F of The Desmarais Family Residuary Trust
- James Gregory Fleming · Trusteecontrolsince 02/2024 · owns F of The Desmarais Family Residuary Trust
- Lawrence S Rusoff · Elected Managercontrolsince 01/2024 · owns F of Performance Equity Associates, LLC
- Caroline Sophie Desmarais · Trustee, Non-Votingsince 03/2018 · owns F of The Desmarais Family Residuary Trust
Entity owners
- Performance Equity Associates, LLC · Performance Equity Management, LLC Is Managed By Performance Equity Associates, LLCdirect · owns 75% or more
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Sagard Holdings Participation Inc.
- Sagard Capital Partners Management Corp. · Memberindirect · owns 25% to 50% of Performance Equity Associates, LLC
- Sagard Holdings Inc. · Shareholderindirect · owns 50% to 75% of Sagard Holdings Management Inc.
- Sagard Holdings Management Inc. · Shareholderindirect · owns 75% or more of Sagard Capital Partners Management Corp.
- Sagard Holdings Participation Inc. · Shareholderindirect · owns 75% or more of Sagard Holdings Inc.
- The Desmarais Family Residuary Trust · Shareholderindirect · owns 75% or more of Pansolo Holding Inc.
Related persons
Schedule D 7.A
- Diagram Corporationinvestment advisern
- Sagard Real Estate Advisorsinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Halseypoint Asset Managementinvestment advisernRAUM $4.5B
- Performance Buyout Fund Of Funds I Gp, LLCpooled vehicle sponsory
- Performance Buyout II Gp LLCpooled vehicle sponsory
- Performance Direct Investments III Gp, LLCpooled vehicle sponsory
- Performance Direct Investments IV Gp, LLCpooled vehicle sponsory
- Performance Direct Investments V Gp, LLCpooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLCpooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLC: Series 2018pooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLC: Series 2019pooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLC: Series 2020pooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLC: Series 2021pooled vehicle sponsory
- Performance Effem Pe Fund Gp, LLC: Series 2022pooled vehicle sponsory
- Performance Equity Growth Opportunities Fund Gp, LLCpooled vehicle sponsory
- Performance Gcp Co-Investment Gp, LLCpooled vehicle sponsory
- Performance Global Fund Of Funds Gp, LLCpooled vehicle sponsory
- Performance Ioof Co-Investment Fund Gp, LLCpooled vehicle sponsory
- Performance Master II Gp LLCpooled vehicle sponsory
- Performance Opportunities Fund Gp, LLCpooled vehicle sponsory
- Performance Regent 2021 Gp, LLCpooled vehicle sponsory
- Performance Regent Street Co-Investment Gp, LLCpooled vehicle sponsory
- Performance Vc Opportunities Fund I Gp, LLCpooled vehicle sponsory
- Performance Venture Capital I Gp, LLCpooled vehicle sponsory
- Performance Venture Capital II Gp, LLCpooled vehicle sponsory
- Performance Venture Capital III Gp, LLCpooled vehicle sponsory
- Performance Venture Capital IV Gp LLCpooled vehicle sponsory
- Performance Venture Capital V Gp LLCpooled vehicle sponsory
- Sagard Holdings Manager (US) LLCinvestment advisernRAUM $1.4B
- Sagard Holdings Manager LPinvestment advisernRAUM $8.6B
Advisers that list Sagard Private Equity Solutions as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 34 to 37Nov 19, 2025 to Mar 31, 2026
- Advisory employees · 12 to 10Nov 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 25 to 27Nov 19, 2025 to Mar 31, 2026
- Employees · 35 to 36Nov 19, 2025 to Mar 31, 2026
- Private funds · 25 to 27Nov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $4.4BNov 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.8B to $5.0BNov 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.6B to $4.4BNov 19, 2025 to Mar 31, 2026
- RAUM · $9.4B to $9.4BNov 19, 2025 to Mar 31, 2026
- Business name · PERFORMANCE EQUITY MANAGEMENT, LLC to SAGARD PRIVATE EQUITY SOLUTIONSMar 28, 2025 to Nov 19, 2025
- Accounts · 32 to 34Oct 1, 2024 to Mar 28, 2025
- Advisory employees · 11 to 12Oct 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 23 to 25Oct 1, 2024 to Mar 28, 2025
- Employees · 34 to 35Oct 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 1, 2024 to Mar 28, 2025
- Private funds · 23 to 25Oct 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.6B to $4.7BOct 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $4.9B to $4.8BOct 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.5B to $4.6BOct 1, 2024 to Mar 28, 2025
- RAUM · $9.5B to $9.4BOct 1, 2024 to Mar 28, 2025
- Assets in custody · $5.0B to $0Feb 9, 2024 to Mar 28, 2024
- Financial planning clients · 0 to unsetFeb 9, 2024 to Mar 28, 2024
- Private funds · 24 to 23Feb 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $5.0B to $4.6BFeb 9, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $6.1B to $4.9BFeb 9, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $5.0B to $4.5BFeb 9, 2024 to Mar 28, 2024
- RAUM · $11B to $9.5BFeb 9, 2024 to Mar 28, 2024
- Related adviser · false to trueFeb 9, 2024 to Mar 28, 2024
- Related bank · false to trueFeb 9, 2024 to Mar 28, 2024
- Related broker-dealer · false to trueFeb 9, 2024 to Mar 28, 2024
- Private funds · 25 to 24Jun 20, 2023 to Aug 31, 2023
- Advisory employees · 10 to 11Jun 3, 2022 to Mar 29, 2023
- Assets in custody · $6.4B to $5.0BJun 3, 2022 to Mar 29, 2023
- Private funds · 23 to 25Jun 3, 2022 to Mar 29, 2023
- Discretionary RAUM · $6.4B to $5.0BJun 3, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $6.5B to $6.1BJun 3, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $6.4B to $5.0BJun 3, 2022 to Mar 29, 2023
- RAUM · $13B to $11BJun 3, 2022 to Mar 29, 2023
- Accounts · 26 to 32May 18, 2021 to Mar 30, 2022
- Pooled vehicle clients · 20 to 23May 18, 2021 to Mar 30, 2022
Signals
10 dated events
- Alexander Mark Hoopes (Chief Compliance Officer) appeared on Schedule A of Sagard Private Equity SolutionsOct 1, 2024 · Control person joined · fact
- James Gregory Fleming (Trustee) appeared on Schedule A of Sagard Private Equity SolutionsMar 28, 2024 · Control person joined · fact
- Albert Gary Doer (Trustee) appeared on Schedule A of Sagard Private Equity SolutionsFeb 9, 2024 · Control person joined · fact
- Guy Paul Desmarais (Trustee) appeared on Schedule A of Sagard Private Equity SolutionsFeb 9, 2024 · Control person joined · fact
- Roger Andre Desmarais (Trustee) appeared on Schedule A of Sagard Private Equity SolutionsFeb 9, 2024 · Control person joined · fact
- Anthony Frank Brenninkmeyer (Managing Director) no longer on Schedule A of Sagard Private Equity Solutions (listed 2023-08-31, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- M Marcia Haydel (Managing Director) no longer on Schedule A of Sagard Private Equity Solutions (listed 2023-08-31, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- Sagard Private Equity Solutions reported RAUM $12.9B, up 28% from $10.1B (2021-05-18 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Michael Paul Schmitt (Chief Data Officer) appeared on Schedule A of Sagard Private Equity SolutionsMar 29, 2021 · Control person joined · fact
- Chris Millin (Chief Financial Officer) appeared on Schedule A of Sagard Private Equity SolutionsFeb 28, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Sagard Private Equity Solutions · Independent Sponsorsshared crd · capital_provider
- Performance Equity Management, LLC · Private Equityshared crd · organization
- Sagard Private Equity Solutions · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/performance-equity-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/sagardholdingsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sagard.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (203) 742-2400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026