DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sagard Holdings Manager LP
Latest filing Apr 28, 2026
First filing on the tape Jan 15, 2021 · 12 filings
SEC status approved since Feb 16, 2021
RAUM
$8.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
220
65 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
17
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$8.6B as of Apr 28, 2026
Mar 31, 2022$6.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 31, 20220 then
Employees (5.A)220 as of Apr 28, 2026
Mar 31, 202290 then
Private funds17 as of Apr 28, 2026
Mar 31, 20227 then
RAUM +27% over the last fiscal year+17% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $191MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.1B94%
- Insurance companies$354M4.1%
- Corporations and businesses$175M2.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Portag3 Ventures II Investments LP | Private Equity Fund | $604M | 46 | Apr 1, 2020 |
| Sagard Healthcare Royalty Partners LP | Private Equity Fund | $421M | 4 | Mar 31, 2022 |
| Sagard Healthcare Royalty Partners Icav - Sagard Healthcare Partners Sub-Fund | Private Equity Fund | $268M | 17 | Mar 31, 2022 |
| Portage Ventures III Investments LP | Private Equity Fund | $174M | 61 | Jun 2, 2021 |
| Sagard Healthcare Partners (P-1) LP | Private Equity Fund | $150M | 1 | Mar 28, 2024 |
| Portage Ventures III International LP | Private Equity Fund | $108M | 35 | Mar 28, 2024 |
| Portag3 Ventures II International LP | Private Equity Fund | $85.1M | 13 | Mar 28, 2024 |
| Portage Capital Solutions Fund I LP | Private Equity Fund | $80.0M | 5 | Mar 28, 2024 |
| Portag3 Ventures II International (Fi) LP | Private Equity Fund | $79.7M | 4 | Mar 28, 2024 |
| Spadina LP | Private Equity Fund | $50.8M | 32 | Mar 31, 2022 |
| Sagard Credit Partners II (Cayman), LP | Private Equity Fund | $33.4M | 17 | Jan 15, 2021 |
| Sagard Credit Partners (Cayman), LP | Private Equity Fund | $30.2M | 10 | Aug 16, 2019 |
| Mowat LP | Private Equity Fund | $15.9M | 6 | Mar 31, 2023 |
| Sagard Senior Lending Partners Offshore-U LP | Private Equity Fund | $0 | 1 | Mar 31, 2023 |
| Sagard Senior Lending Partners Offshore LP | Private Equity Fund | $0 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Guy Paul Desmarais III · Chairman And Chief Executive Officercontrolsince 10/2017 · owns less than 5%
- Nmn Michael Hassan · Managing Director, General Counsel And Secretary, Legal Affairscontrolsince 11/2023 · owns less than 5%
- Nmn Stephan Klee · Chief Financial Officercontrolsince 07/2018 · owns less than 5%
- David Samuel Robinson · Co-Founder And Vice Chairmancontrolsince 10/2017 · owns less than 5%
- Kaleem Junaid Subhan · Vice President, Legal Affairs And Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Durham Adam Vigna · Chief Investment Officercontrolsince 10/2017 · owns less than 5%
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Albert Gary Doer · Trusteecontrolsince 05/2023 · owns F of The Desmarais Family Residuary Trust
- James Gregory Fleming · Trusteecontrolsince 02/2024 · owns F of The Desmarais Family Residuary Trust
- Caroline Sophie Desmarais · Trustee, Non-Votingsince 03/2018 · owns F of The Desmarais Family Residuary Trust
Entity owners
- Sagard Holdings Management Inc. · Limited Partnerdirect · owns 75% or more
- Sagard Holdings Manager Gp Inc. · General Partnerdirect · owns less than 5%
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Sagard Holdings Participation Inc.
- Sagard Holdings Inc. · Shareholderindirect · owns 50% to 75% of Sagard Holdings Management Inc.
- Sagard Holdings Participation Inc. · Shareholderindirect · owns 75% or more of Sagard Holdings Inc.
- The Desmarais Family Residuary Trust · Shareholderindirect · owns 75% or more of Pansolo Holding Inc.
Related persons
Schedule D 7.A
- Diagram Corporationinvestment advisern
- Sagard Real Estate Advisorsinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Grayhawk Investment Strategies Inc.investment adviserpooled vehicle sponsorn
- Grayhawk Wealth US Inc.investment advisern
- Halseypoint Asset Managementinvestment advisernRAUM $4.5B
- Sagard Private Equity Solutionsinvestment advisernRAUM $9.4B
- Sagard Holdings Manager (US) LLCinvestment advisernRAUM $1.4B
- Sagard Sasinvestment adviserpooled vehicle sponsorn
- The Canada Life Assurance Companyreal estaten
- Wealthsimple Inc.investment advisern
Advisers that list Sagard Holdings Manager LP as a related person
Offices
Schedule D 1.F, the 25 largest
- Montreal, Quebec, Canada9 employees
- New York, NY9 employees
- Paris, France3 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Corporate clients · 1 to 2Mar 31, 2026 to Apr 28, 2026
- Pooled vehicle clients · 40 to 39Mar 31, 2026 to Apr 28, 2026
- Private funds · 18 to 17Mar 31, 2026 to Apr 28, 2026
- Accounts · 41 to 45Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 54 to 65Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 36 to 40Mar 31, 2025 to Mar 31, 2026
- Employees · 158 to 220Mar 31, 2025 to Mar 31, 2026
- Other offices · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Private funds · 15 to 18Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.7B to $8.5BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $75.0M to $82.6MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.4B to $8.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.8B to $8.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 36 to 41Apr 23, 2024 to Mar 31, 2025
- Advisory employees · 53 to 54Apr 23, 2024 to Mar 31, 2025
- Pooled vehicle clients · 32 to 36Apr 23, 2024 to Mar 31, 2025
- Employees · 147 to 158Apr 23, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 23, 2024 to Mar 31, 2025
- HQ state · unset to Apr 23, 2024 to Mar 31, 2025
- Private funds · 13 to 15Apr 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.7B to $6.7BApr 23, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $75.0MApr 23, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.4B to $6.4BApr 23, 2024 to Mar 31, 2025
- RAUM · $5.7B to $6.8BApr 23, 2024 to Mar 31, 2025
- Accounts · 26 to 36May 1, 2023 to Mar 28, 2024
- Advisory employees · 47 to 53May 1, 2023 to Mar 28, 2024
- Corporate clients · unset to 1.0May 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 24 to 32May 1, 2023 to Mar 28, 2024
- Employees · 133 to 147May 1, 2023 to Mar 28, 2024
- Private funds · 10 to 13May 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.4B to $5.7BMay 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.0B to $5.4BMay 1, 2023 to Mar 28, 2024
- RAUM · $5.4B to $5.7BMay 1, 2023 to Mar 28, 2024
- Accounts · 22 to 26Nov 21, 2022 to Mar 31, 2023
- Advisory employees · 35 to 47Nov 21, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 24Nov 21, 2022 to Mar 31, 2023
- Employees · 90 to 133Nov 21, 2022 to Mar 31, 2023
- Other offices · 3 to 4Nov 21, 2022 to Mar 31, 2023
- Private funds · 7 to 10Nov 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.5B to $5.4BNov 21, 2022 to Mar 31, 2023
Signals
15 dated events
- Sagard Holdings Manager Lp reported RAUM $8.6B, up 27% from $6.8B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- James Gregory Fleming (Trustee) appeared on Schedule A of Sagard Holdings Manager LpMar 28, 2024 · Control person joined · fact
- Albert Gary Doer (Trustee) appeared on Schedule A of Sagard Holdings Manager LpMar 28, 2024 · Control person joined · fact
- Nmn Michael Hassan (Managing Director, General Counsel And Secretary, Legal Affairs) appeared on Schedule A of Sagard Holdings Manager LpMar 28, 2024 · Control person joined · fact
- Nmn Sacha Haque (General Counsel And Secretary) no longer on Schedule A of Sagard Holdings Manager Lp (listed 2023-05-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Guy Fortin (Trustee) no longer on Schedule A of Sagard Holdings Manager Lp (listed 2023-05-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michel Plessis-Belair (Trustee) no longer on Schedule A of Sagard Holdings Manager Lp (listed 2022-11-21, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Roger Andre Desmarais (Trustee) no longer on Schedule A of Sagard Holdings Manager Lp (listed 2022-11-21, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Sagard Holdings Manager Lp reported RAUM $6.5B, up 34% from $4.9B (2021-06-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Sagard Holdings Manager Lp reported RAUM $4.9B, up 104% from $2.4B (2021-01-15 to 2021-06-02)Jun 2, 2021 · RAUM change · derived
- Sophie Desmarais (Trustee) appeared on Schedule A of Sagard Holdings Manager LpJun 2, 2021 · Control person joined · fact
- Michel Plessis-Belair (Trustee) appeared on Schedule A of Sagard Holdings Manager LpJun 2, 2021 · Control person joined · fact
- Guy Fortin (Trustee) appeared on Schedule A of Sagard Holdings Manager LpJun 2, 2021 · Control person joined · fact
- Roger Andre Desmarais (Trustee) appeared on Schedule A of Sagard Holdings Manager LpJun 2, 2021 · Control person joined · fact
- Sagard Holdings Manager Lp filed its initial SEC registration (Form ADV)Jan 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Sagard Holdings Manager LP · Private Equityshared crd · organization
- Sagard Holdings Manager LP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sagardholdingsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/portageinvestreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sagard.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 416-607-2250reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026