DFX Intelligence
RIA Intelligence
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SEC-registered adviser
O••••• G••••• • C• I••
Latest filing Jun 17, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Jul 18, 1969
RAUM
$464M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
70%
$327M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$155M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$464M as of Jun 17, 2026
Mar 30, 2012$249M then
HNW client RAUM$308M as of Jun 17, 2026
Mar 29, 2018$195M then
State-registered IARs (5.B.3)4 as of Jun 17, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Jun 17, 2026
Apr 1, 20135 then
Private funds1 as of Jun 17, 2026
Mar 30, 20121 then
RAUM +11% over the last fiscal year+7.2% a year over threeIARs 3 to 4offices 1 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- solo s•••• team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $155MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $19.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$308M68%
- Pension and profit-sharing plans$68.4M15%
- Charitable organizations$36.1M8.0%
- Pooled investment vehicles$19.8M4.4%
- Individuals$19.7M4.4%
- Individual clients
- 47reported
- HNW clients
- 89reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 355reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.8M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.7 fund_share=0.04 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• B•••••• O••••• | Media, Pa | May 3, 1991 | 39 y | 0 |
| S•••• H••• S••••••Certified Financial Planner, Chartered Financial Analyst | Media, Pa | Feb 6, 2004 | 28 y | 0 |
| M•••••• B•••••• O••••• | Media, Pa | Sep 8, 2015 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• G••••• S•••• C••••••••• S•••• F••• L••• | Hedge Fund | $14.6M | 44 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- O•••••• M••••••• B•••••• · Presidentcontrolsince 07/2020 · owns 75% or more
- F••••• J••••• R••••• · Chief Compliance Officersince 10/2021 · owns less than 5%
- O••••••• E••••••••• B•••• · Corporate Secretarysince 02/1987 · owns less than 5%
- O•••••• M•••• B•••••• · Chairmansince 07/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Media, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Jun 17, 2026RAUM per registered advisor of $154,777,928 against a peer median of $55,766,318 (3256 comparable advisers, 99.0th percentile, 3.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,256) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 344 to 355Mar 25, 2025 to Mar 12, 2026
- Charity clients · 9 to 11Mar 25, 2025 to Mar 12, 2026
- HNW clients · 86 to 89Mar 25, 2025 to Mar 12, 2026
- Individual clients · 54 to 47Mar 25, 2025 to Mar 12, 2026
- Assets in custody · $20.6M to $19.8MMar 25, 2025 to Mar 12, 2026
- Employees · 6 to 7Mar 25, 2025 to Mar 12, 2026
- Insurance-licensed employees · 0 to 1Mar 25, 2025 to Mar 12, 2026
- State-registered IARs · 3 to 4Mar 25, 2025 to Mar 12, 2026
- Other offices · 1 to 0Mar 25, 2025 to Mar 12, 2026
- Discretionary RAUM · $363M to $421MMar 25, 2025 to Mar 12, 2026
- HNW RAUM · $268M to $308MMar 25, 2025 to Mar 12, 2026
- Individual RAUM · $23.8M to $19.7MMar 25, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $53.4M to $43.2MMar 25, 2025 to Mar 12, 2026
- Pension RAUM · $64.2M to $68.4MMar 25, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $20.6M to $19.8MMar 25, 2025 to Mar 12, 2026
- RAUM · $417M to $464MMar 25, 2025 to Mar 12, 2026
- Accounts · 340 to 344Feb 28, 2024 to Mar 25, 2025
- Charity clients · 10 to 9Feb 28, 2024 to Mar 25, 2025
- HNW clients · 82 to 86Feb 28, 2024 to Mar 25, 2025
- Individual clients · 58 to 54Feb 28, 2024 to Mar 25, 2025
- Pension plan clients · 4.0 to unsetFeb 28, 2024 to Mar 25, 2025
- Assets in custody · $14.6M to $20.6MFeb 28, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Feb 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $350M to $363MFeb 28, 2024 to Mar 25, 2025
- HNW RAUM · $258M to $268MFeb 28, 2024 to Mar 25, 2025
- Individual RAUM · $21.9M to $23.8MFeb 28, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $41.0M to $53.4MFeb 28, 2024 to Mar 25, 2025
- Pension RAUM · $61.4M to $64.2MFeb 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $14.6M to $20.6MFeb 28, 2024 to Mar 25, 2025
- RAUM · $391M to $417MFeb 28, 2024 to Mar 25, 2025
- Accounts · 347 to 340Jun 9, 2023 to Feb 28, 2024
- Charity clients · 9 to 10Jun 9, 2023 to Feb 28, 2024
- Individual clients · 60 to 58Jun 9, 2023 to Feb 28, 2024
- Assets in custody · $14.7M to $14.6MJun 9, 2023 to Feb 28, 2024
- Financial planning clients · 11-25 to 1-10Jun 9, 2023 to Feb 28, 2024
- Discretionary RAUM · $336M to $350MJun 9, 2023 to Feb 28, 2024
- HNW RAUM · $237M to $258MJun 9, 2023 to Feb 28, 2024
- Individual RAUM · $23.0M to $21.9MJun 9, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $41.5M to $41.0MJun 9, 2023 to Feb 28, 2024
- Pension RAUM · $58.6M to $61.4MJun 9, 2023 to Feb 28, 2024
Signals
1 dated events
- Bennett Matthew Obrien (President) appeared on Schedule A of O••••• G••••• • C• I••Mar 18, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- O••••• G••••• • C• I•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 610-891-7880reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- O•••••G•••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 610-891-7880reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $155Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026