DFX Intelligence
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SEC-registered adviser
B••••••• C•••••• M•••••••••
Latest filing Apr 29, 2026
First filing on the tape Mar 8, 2012 · 22 filings
SEC status approved since May 21, 1986
RAUM
$503M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$496M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$251M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$503M as of Apr 29, 2026
Jun 18, 2012$119M then
HNW client RAUM$448M as of Apr 29, 2026
May 15, 2018$201M then
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Jun 18, 20120 then
Employees (5.A)2 as of Apr 29, 2026
Jun 18, 20134 then
Private funds: no history
RAUM +32% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $251MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 113derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$448M89%
- Individuals$48.6M9.7%
- Corporations and businesses$6.2M1.2%
- Individual clients
- 133reported
- HNW clients
- 92reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 468reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• S•••• | Walnut Creek, Ca | Jun 24, 2021 | 16 y | 0 |
| Z•••••• R• W••• | Walnut Creek, Ca | Jun 24, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• T•••••• L••• · Chairmancontrolsince 06/2020 · owns less than 5%
- S••••• M••••••• J••• · President, Treasurer & Ccocontrolsince 06/2020 · owns 50% to 75%
- W•••• Z••••••• R• · Secretarycontrolsince 06/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walnut Creek, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 430 to 468Apr 29, 2025 to Apr 29, 2026
- Corporate clients · 3 to 5Apr 29, 2025 to Apr 29, 2026
- HNW clients · 86 to 92Apr 29, 2025 to Apr 29, 2026
- Individual clients · 127 to 133Apr 29, 2025 to Apr 29, 2026
- Discretionary RAUM · $352M to $461MApr 29, 2025 to Apr 29, 2026
- HNW RAUM · $340M to $448MApr 29, 2025 to Apr 29, 2026
- Individual RAUM · $38.3M to $48.6MApr 29, 2025 to Apr 29, 2026
- Non-discretionary RAUM · $28.8M to $41.3MApr 29, 2025 to Apr 29, 2026
- RAUM · $381M to $503MApr 29, 2025 to Apr 29, 2026
- Accounts · 421 to 430Jun 20, 2024 to Apr 29, 2025
- Corporate clients · unset to 3.0Jun 20, 2024 to Apr 29, 2025
- HNW clients · 93 to 86Jun 20, 2024 to Apr 29, 2025
- Individual clients · 121 to 127Jun 20, 2024 to Apr 29, 2025
- Financial planning clients · 11-25 to 11-25Jun 20, 2024 to Apr 29, 2025
- Discretionary RAUM · $352M to $352MJun 20, 2024 to Apr 29, 2025
- HNW RAUM · $346M to $340MJun 20, 2024 to Apr 29, 2025
- Individual RAUM · $32.8M to $38.3MJun 20, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $28.8M to $28.8MJun 20, 2024 to Apr 29, 2025
- RAUM · $381M to $381MJun 20, 2024 to Apr 29, 2025
- Accounts · 389 to 421Apr 26, 2023 to May 16, 2024
- HNW clients · 88 to 93Apr 26, 2023 to May 16, 2024
- Individual clients · 113 to 121Apr 26, 2023 to May 16, 2024
- Discretionary RAUM · $293M to $352MApr 26, 2023 to May 16, 2024
- HNW RAUM · $290M to $346MApr 26, 2023 to May 16, 2024
- Individual RAUM · $27.8M to $32.8MApr 26, 2023 to May 16, 2024
- Non-discretionary RAUM · $26.5M to $28.8MApr 26, 2023 to May 16, 2024
- RAUM · $319M to $381MApr 26, 2023 to May 16, 2024
- Accounts · 354 to 389May 18, 2022 to Apr 26, 2023
- Corporate clients · 1.0 to unsetMay 18, 2022 to Apr 26, 2023
- HNW clients · 112 to 88May 18, 2022 to Apr 26, 2023
- Individual clients · 81 to 113May 18, 2022 to Apr 26, 2023
- Discretionary RAUM · $284M to $293MMay 18, 2022 to Apr 26, 2023
- HNW RAUM · $26.6M to $290MMay 18, 2022 to Apr 26, 2023
- Individual RAUM · $286M to $27.8MMay 18, 2022 to Apr 26, 2023
- Non-discretionary RAUM · $28.6M to $26.5MMay 18, 2022 to Apr 26, 2023
- RAUM · $313M to $319MMay 18, 2022 to Apr 26, 2023
- Accounts · 317 to 354Jun 9, 2021 to May 18, 2022
- Corporate clients · unset to 1.0Jun 9, 2021 to May 18, 2022
- HNW clients · 72 to 112Jun 9, 2021 to May 18, 2022
- Individual clients · 99 to 81Jun 9, 2021 to May 18, 2022
Signals
3 dated events
- B••••••• C•••••• M••••••••• reported RAUM $502.5M, up 32% from $380.6M (2025-04-29 to 2026-04-29)Apr 29, 2026 · RAUM change · derived
- J Michael Hartell (Chairman) no longer on Schedule A of B••••••• C•••••• M••••••••• (listed 2019-04-26, absent 2020-06-05)Jun 5, 2020 · Control person left · inference
- R Z•••••• W••• (Director) appeared on Schedule A of B••••••• C•••••• M•••••••••Apr 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-433-1550reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/boltwood-capital-managementreportedpublic record, Form ADV, Apr 29, 2026
- Website
- B•••••••CAP.COMreportedpublic record, Form ADV, Apr 29, 2026
- Principal office phone
- 415-433-1550reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $251Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026