DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Anderson Griggs Investments
Legal name Anderson Griggs & Company, Inc.
Latest filing Jan 21, 2026
First filing on the tape Dec 16, 2011 · 6 filings
SEC status approved since Jul 3, 2025
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$131M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$134M as of Jan 21, 2026
Mar 16, 2012$32.8M then
HNW client RAUM$86.4M as of Jan 21, 2026
Jun 3, 2025$76.1M then
State-registered IARs (5.B.3)3 as of Jan 21, 2026
Mar 16, 20120 then
Employees (5.A)3 as of Jan 21, 2026
Jun 3, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $44.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $403,657derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $48.1M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.4M65%
- Individuals$44.8M34%
- Charitable organizations$2.4M1.8%
- Individual clients
- 115reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 331reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $48.1M for 71 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Thomas Anderson | Rock Hill, Sc | Feb 14, 2006 | 20 y | 0 |
| Kendall James AndersonChartered Financial Analyst | Rock Hill, Sc | Apr 6, 2009 | 46 y | 0 |
| Craig Taylor Ferguson | Rock Hill, Sc | Aug 6, 2020 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Craig Taylor Ferguson from Scott & Stringfellow, LLCAug 6, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Justin Anderson · Vice President/Secretarycontrolsince 01/2011 · owns 10% to 25%
- James Kendall Anderson · Chief Compliance Officercontrolsince 03/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rock Hill, Sc · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 320 to 331Jun 3, 2025 to Jan 21, 2026
- Charity clients · 5 to 4Jun 3, 2025 to Jan 21, 2026
- Corporate clients · unset to 0.0Jun 3, 2025 to Jan 21, 2026
- HNW clients · 46 to 51Jun 3, 2025 to Jan 21, 2026
- Individual clients · 112 to 115Jun 3, 2025 to Jan 21, 2026
- Pension plan clients · unset to 0.0Jun 3, 2025 to Jan 21, 2026
- Pooled vehicle clients · unset to 0.0Jun 3, 2025 to Jan 21, 2026
- Assets in custody · $42.1M to $48.1MJun 3, 2025 to Jan 21, 2026
- Discretionary RAUM · $120M to $134MJun 3, 2025 to Jan 21, 2026
- HNW RAUM · $76.1M to $86.4MJun 3, 2025 to Jan 21, 2026
- Individual RAUM · $41.4M to $44.8MJun 3, 2025 to Jan 21, 2026
- Pension RAUM · unset to 0.0Jun 3, 2025 to Jan 21, 2026
- Pooled vehicle RAUM · unset to 0.0Jun 3, 2025 to Jan 21, 2026
- RAUM · $120M to $134MJun 3, 2025 to Jan 21, 2026
- Accounts · 192 to 320May 8, 2012 to Jun 3, 2025
- Advisory employees · unset to 3.0May 8, 2012 to Jun 3, 2025
- Advisory activities · 3 to 2May 8, 2012 to Jun 3, 2025
- Charity clients · unset to 5.0May 8, 2012 to Jun 3, 2025
- HNW clients · unset to 46.0May 8, 2012 to Jun 3, 2025
- Individual clients · unset to 112.0May 8, 2012 to Jun 3, 2025
- Assets in custody · unset to 42057307.0May 8, 2012 to Jun 3, 2025
- Custody of client assets · false to trueMay 8, 2012 to Jun 3, 2025
- Employees · unset to 3.0May 8, 2012 to Jun 3, 2025
- Financial planning clients · unset to May 8, 2012 to Jun 3, 2025
- State-registered IARs · 0 to 3May 8, 2012 to Jun 3, 2025
- Other offices · unset to 0.0May 8, 2012 to Jun 3, 2025
- Discretionary RAUM · $32.8M to $120MMay 8, 2012 to Jun 3, 2025
- HNW RAUM · unset to 76076511.0May 8, 2012 to Jun 3, 2025
- Individual RAUM · unset to 41439202.0May 8, 2012 to Jun 3, 2025
- RAUM · $32.8M to $120MMay 8, 2012 to Jun 3, 2025
- Accounts · 175 to 192Dec 16, 2011 to Mar 16, 2012
- Business name · ANDERSON GRIGGS PORTFOLIO MANAGEMENT to ANDERSON GRIGGS INVESTMENTSDec 16, 2011 to Mar 16, 2012
- Insurance-licensed employees · unset to 0.0Dec 16, 2011 to Mar 16, 2012
- Financial planning clients · 0 to unsetDec 16, 2011 to Mar 16, 2012
- Discretionary RAUM · $33.1M to $32.8MDec 16, 2011 to Mar 16, 2012
- RAUM · $33.1M to $32.8MDec 16, 2011 to Mar 16, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-254-0874reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 803-324-5044reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 803-792-1925reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ANDERSON-GRIGGS-INVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ANDERSONGRIGGS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 803-324-5044reportedpublic record, Form ADV, Jan 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026