DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rocky Mountain Advisers, LLC
Legal name Srh Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 29 filings
SEC status approved since Jun 3, 2009
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
20%
$642M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.1B as of Mar 30, 2026
Mar 30, 2012$264M then
HNW client RAUM$610M as of Mar 30, 2026
Mar 27, 2018$26.3M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)9 as of Mar 30, 2026
Mar 27, 201310 then
Private funds: no history
RAUM +6.3% over the last fiscal year+13% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $7.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.4B75%
- High-net-worth individuals$610M19%
- Charitable organizations$124M3.9%
- Individuals$32.3M1.0%
- Corporations and businesses$3.3M0.1%
- Pension and profit-sharing plans$2.5M0.1%
- Individual clients
- 142reported
- HNW clients
- 96reported
- Pension plan clients
- n/areported
- Charitable clients
- 12reported
- Accounts
- 440reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.2 fund_share=0.75 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| April Dawn Mccullough | Salina, Ks | Feb 25, 2015 | 13 y | 0 |
| Jacob Eugene Hemmer | Salina, Ks | Apr 18, 2018 | 14 y | 1 |
| Corey Bowen | Salina, Ks | Oct 25, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jacob Eugene Hemmer from Raymond James Financial Services Advisors, IncApr 18, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Walter Joel Looney · Chief Investment Officer, President/Managercontrolsince 06/2017 · owns less than 5%
- Larraine Nicole Murphey · Chief Compliance Officercontrolsince 11/2016 · owns less than 5%
- Lee Legleiter · Chief Legal Officersince 09/2021 · owns less than 5%
Entity owners
- Peak Trust Company - Ak · Sole Trustee Of The Susan L. Ciciora Trustdirect · owns 75% or more
- Susan L. Ciciora Trust · Memberdirect · owns 75% or more
- Peak Trust Company - Ak · Trusteeindirect · owns F of Stewart West Indies Trust
- Stewart West Indies Trust · Stockholderindirect · owns 75% or more of Peak Trust Company - Ak
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salina, Ks · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 30, 2026RAUM per registered advisor of $1,049,688,110 against a peer median of $146,413,945 (1221 comparable advisers, 100.0th percentile, 9.1 robust deviations)peers: independent wealth managers, $1B to $5B (1,221) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 419 to 440Mar 26, 2025 to Mar 30, 2026
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 30, 2026
- Charity clients · 11 to 12Mar 26, 2025 to Mar 30, 2026
- Corporate clients · 6 to 5Mar 26, 2025 to Mar 30, 2026
- HNW clients · 77 to 96Mar 26, 2025 to Mar 30, 2026
- Individual clients · 152 to 142Mar 26, 2025 to Mar 30, 2026
- Employees · 10 to 9Mar 26, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 3Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.0B to $3.1BMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $550M to $610MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $30.3M to $32.3MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $941,349 to $1.1MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $1.5M to $2.5MMar 26, 2025 to Mar 30, 2026
- RAUM · $3.0B to $3.1BMar 26, 2025 to Mar 30, 2026
- Accounts · 413 to 419Dec 2, 2024 to Mar 26, 2025
- Advisory employees · 4 to 5Dec 2, 2024 to Mar 26, 2025
- Charity clients · 8 to 11Dec 2, 2024 to Mar 26, 2025
- HNW clients · 67 to 77Dec 2, 2024 to Mar 26, 2025
- Individual clients · 140 to 152Dec 2, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Dec 2, 2024 to Mar 26, 2025
- Legal name · ROCKY MOUNTAIN ADVISERS, LLC to SRH ADVISORS, LLCDec 2, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.6B to $3.0BDec 2, 2024 to Mar 26, 2025
- HNW RAUM · $456M to $550MDec 2, 2024 to Mar 26, 2025
- Individual RAUM · $32.6M to $30.3MDec 2, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $941,349Dec 2, 2024 to Mar 26, 2025
- Pension RAUM · $1.2M to $1.5MDec 2, 2024 to Mar 26, 2025
- RAUM · $2.6B to $3.0BDec 2, 2024 to Mar 26, 2025
- Accounts · 373 to 413Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 3 to 4Mar 30, 2023 to Mar 27, 2024
- Charity clients · 5 to 8Mar 30, 2023 to Mar 27, 2024
- Corporate clients · unset to 6.0Mar 30, 2023 to Mar 27, 2024
- HNW clients · 54 to 67Mar 30, 2023 to Mar 27, 2024
- Individual clients · 152 to 140Mar 30, 2023 to Mar 27, 2024
- Employees · 9 to 10Mar 30, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 4Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.2B to $2.6BMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $369M to $456MMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $33.0M to $32.6MMar 30, 2023 to Mar 27, 2024
- Pension RAUM · $1.8M to $1.2MMar 30, 2023 to Mar 27, 2024
- RAUM · $2.2B to $2.6BMar 30, 2023 to Mar 27, 2024
Signals
2 dated events
- Carl Stephen Miller (Chief Legal Officer) no longer on Schedule A of Rocky Mountain Advisers, Llc (listed 2021-03-19, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Ralph Stewart Horejsi (Chief Investment Officer) no longer on Schedule A of Rocky Mountain Advisers, Llc (listed 2021-03-19, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 785-823-3097reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/srh-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- srhadvisorsllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 785-823-3097reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026