DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Farrow Financial Inc
Latest filing May 28, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Mar 26, 1981
RAUM
$280M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$280M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$280M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$280M as of May 28, 2026
Mar 29, 2012$113M then
HNW client RAUM$253M as of May 28, 2026
Mar 29, 2018$151M then
State-registered IARs (5.B.3)1 as of May 28, 2026
Mar 29, 20120 then
Employees (5.A)4 as of May 28, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $280MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $488,912derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $88.1M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M90%
- Individuals$27.4M9.8%
- Charitable organizations$60,6370.0%
- Individual clients
- 95reported
- HNW clients
- 99reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 573reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.1M for 83 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jody Lee WhiteCertified Financial Planner, Chartered Financial Analyst | South Burlington, Vt | Apr 17, 2009 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Deborah Ackerman · Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- Lee Jody Davignon · Chief Executive Officercontrolsince 03/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 544 to 573Jul 9, 2025 to Feb 10, 2026
- Charity clients · 2 to 1Jul 9, 2025 to Feb 10, 2026
- HNW clients · 92 to 99Jul 9, 2025 to Feb 10, 2026
- Individual clients · 94 to 95Jul 9, 2025 to Feb 10, 2026
- Assets in custody · $75.6M to $88.1MJul 9, 2025 to Feb 10, 2026
- Discretionary RAUM · $242M to $280MJul 9, 2025 to Feb 10, 2026
- HNW RAUM · $217M to $253MJul 9, 2025 to Feb 10, 2026
- Individual RAUM · $25.4M to $27.4MJul 9, 2025 to Feb 10, 2026
- RAUM · $242M to $280MJul 9, 2025 to Feb 10, 2026
- Financial planning clients · 1-10 to 1-10Jan 22, 2025 to Jul 9, 2025
- HQ city · RANDOLPH to SOUTH BURLINGTONJan 22, 2025 to Jul 9, 2025
- Accounts · 525 to 544Aug 7, 2024 to Jan 22, 2025
- HNW clients · 90 to 92Aug 7, 2024 to Jan 22, 2025
- Individual clients · 87 to 94Aug 7, 2024 to Jan 22, 2025
- Assets in custody · $58.3M to $75.6MAug 7, 2024 to Jan 22, 2025
- Discretionary RAUM · $228M to $242MAug 7, 2024 to Jan 22, 2025
- HNW RAUM · $205M to $217MAug 7, 2024 to Jan 22, 2025
- Individual RAUM · $22.8M to $25.4MAug 7, 2024 to Jan 22, 2025
- RAUM · $228M to $242MAug 7, 2024 to Jan 22, 2025
- Other offices · 0 to 3Feb 21, 2024 to Aug 7, 2024
- Accounts · 516 to 525Jan 5, 2024 to Feb 21, 2024
- HNW clients · 88 to 90Jan 5, 2024 to Feb 21, 2024
- Assets in custody · unset to 58312249.0Jan 5, 2024 to Feb 21, 2024
- Custody of client assets · false to trueJan 5, 2024 to Feb 21, 2024
- Discretionary RAUM · $224M to $228MJan 5, 2024 to Feb 21, 2024
- HNW RAUM · $202M to $205MJan 5, 2024 to Feb 21, 2024
- Individual RAUM · $22.6M to $22.8MJan 5, 2024 to Feb 21, 2024
- RAUM · $224M to $228MJan 5, 2024 to Feb 21, 2024
- Accounts · 515 to 516Mar 29, 2023 to Jan 5, 2024
- Advisory employees · 2 to 1Mar 29, 2023 to Jan 5, 2024
- HNW clients · 83 to 88Mar 29, 2023 to Jan 5, 2024
- Individual clients · 89 to 87Mar 29, 2023 to Jan 5, 2024
- Employees · 5 to 4Mar 29, 2023 to Jan 5, 2024
- State-registered IARs · 2 to 1Mar 29, 2023 to Jan 5, 2024
- Discretionary RAUM · $195M to $224MMar 29, 2023 to Jan 5, 2024
- HNW RAUM · $170M to $202MMar 29, 2023 to Jan 5, 2024
- Individual RAUM · $24.7M to $22.6MMar 29, 2023 to Jan 5, 2024
- RAUM · $195M to $224MMar 29, 2023 to Jan 5, 2024
- Accounts · 513 to 515Mar 28, 2022 to Mar 29, 2023
- HNW clients · 89 to 83Mar 28, 2022 to Mar 29, 2023
Signals
1 dated events
- Ashby John Farrow (Founder) no longer on Schedule A of Farrow Financial Inc (listed 2023-03-29, absent 2024-01-05)Jan 5, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- FARROWFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-728-4287reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $280Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026