DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• C•••••• M•••••••••
Legal name C••••••• C•••••• M••••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Feb 24, 2012 · 27 filings
SEC status approved since Apr 17, 2017
RAUM
$217M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$217M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$54.4M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$217M as of Mar 31, 2026
Feb 24, 2012$78.2M then
HNW client RAUM$137M as of Mar 31, 2026
Mar 30, 2018$72.8M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Feb 24, 20120 then
Employees (5.A)5 as of Mar 31, 2026
Mar 30, 20183 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $174,258derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $58.1M, 185 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$137M63%
- Individuals$80.3M37%
- Individual clients
- 327reported
- HNW clients
- 62reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,248reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $58.1M for 185 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• B•••• S•••••• | Steamboat Springs, Co | Jul 3, 2013 | 32 y | 0 |
| P•••• C•••••• J•••••• | Steamboat Springs, Co | Jun 26, 2015 | 16 y | 1 |
| J••• D• M••••••• | Steamboat Springs, Co | May 25, 2017 | 11 y | 0 |
| H••••• W••••• K••••••••Certified Financial Planner | Steamboat Springs, Co | Jan 20, 2023 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H••••• W••••• K•••••••• from S•••••• H•••• • J•••• I••Jan 20, 2023 · RIA to RIA
- P•••• C•••••• J•••••• from F••••••••• S••••••• I••Jun 26, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• D••••• B•••• · President / Ccocontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Steamboat Springs, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Centennial, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 1,441 to 1,248Jul 28, 2025 to Mar 31, 2026
- HNW clients · 69 to 62Jul 28, 2025 to Mar 31, 2026
- Individual clients · 349 to 327Jul 28, 2025 to Mar 31, 2026
- Pension plan clients · 1 to 0Jul 28, 2025 to Mar 31, 2026
- Assets in custody · $47.8M to $58.1MJul 28, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 1-10Jul 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $193M to $216MJul 28, 2025 to Mar 31, 2026
- HNW RAUM · $120M to $137MJul 28, 2025 to Mar 31, 2026
- Individual RAUM · $72.9M to $80.3MJul 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.3M to $1.5MJul 28, 2025 to Mar 31, 2026
- Pension RAUM · $1.3M to $0Jul 28, 2025 to Mar 31, 2026
- RAUM · $194M to $217MJul 28, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25Mar 21, 2025 to Jul 28, 2025
- Accounts · 363 to 1,441Sep 30, 2024 to Mar 21, 2025
- Advisory employees · 4 to 3Sep 30, 2024 to Mar 21, 2025
- HNW clients · 61 to 69Sep 30, 2024 to Mar 21, 2025
- Individual clients · 337 to 349Sep 30, 2024 to Mar 21, 2025
- Pension plan clients · 0 to 1Sep 30, 2024 to Mar 21, 2025
- Assets in custody · unset to 47785303.0Sep 30, 2024 to Mar 21, 2025
- Custody of client assets · false to trueSep 30, 2024 to Mar 21, 2025
- Employees · 4 to 5Sep 30, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 11-25Sep 30, 2024 to Mar 21, 2025
- Discretionary RAUM · $180M to $193MSep 30, 2024 to Mar 21, 2025
- HNW RAUM · $97.8M to $120MSep 30, 2024 to Mar 21, 2025
- Individual RAUM · $81.8M to $72.9MSep 30, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $10,679 to $1.3MSep 30, 2024 to Mar 21, 2025
- Pension RAUM · $0 to $1.3MSep 30, 2024 to Mar 21, 2025
- RAUM · $180M to $194MSep 30, 2024 to Mar 21, 2025
- Accounts · 1,167 to 363Oct 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $150M to $180MOct 24, 2023 to Mar 29, 2024
- HNW RAUM · $91.4M to $97.8MOct 24, 2023 to Mar 29, 2024
- Individual RAUM · $59.0M to $81.8MOct 24, 2023 to Mar 29, 2024
- RAUM · $150M to $180MOct 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $146M to $150MOct 3, 2023 to Oct 24, 2023
- HNW RAUM · $91.4M to $91.4MOct 3, 2023 to Oct 24, 2023
- Individual RAUM · $54.8M to $59.0MOct 3, 2023 to Oct 24, 2023
- RAUM · $146M to $150MOct 3, 2023 to Oct 24, 2023
- Accounts · 1,189 to 1,167Mar 21, 2022 to Mar 24, 2023
- Advisory employees · 2 to 4Mar 21, 2022 to Mar 24, 2023
- HNW clients · 58 to 61Mar 21, 2022 to Mar 24, 2023
Signals
1 dated events
- C••••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 12, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 970-870-8750reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-722-5500reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 970-870-8748reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/callahancapitalmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 970-870-8750reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026