DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Navitas Wealth Advisors, Inc.

Former SEC-registered adviserRidgeland, MississippiCRD 110737SEC 801-58209IAPD
Latest filing Mar 3, 2014
First filing on the tape Nov 8, 2011 · 11 filings
RAUM
$37.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$76.1M as of Sep 30, 2013
Nov 8, 2011$40.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Sep 30, 2013
Nov 8, 20110 then
Employees (5.A): 3
Private funds: no history
RAUM -61% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 3, 2014; every figure names its basis
RAUM per advisor
$37.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
36reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Wesley George Hester · Chairman & C.E.O.control
      since 02/2014 · owns 75% or more
    • Ray Steven Rutledge · Chief Compliance Officercontrol
      since 02/2014 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 2 to 1
      Dec 6, 2013 to Mar 3, 2014
    • BD registered reps · 2 to 1
      Dec 6, 2013 to Mar 3, 2014
    • Employees · 3 to 5
      Dec 6, 2013 to Mar 3, 2014
    • Financial planning clients · 11-25 to 0
      Dec 6, 2013 to Mar 3, 2014
    • State-registered IARs · 2 to 1
      Dec 6, 2013 to Mar 3, 2014
    • Organization form · Corporation to Limited Liability Company
      Dec 6, 2013 to Mar 3, 2014
    • Related broker-dealer · true to false
      Dec 6, 2013 to Mar 3, 2014
    • HQ city · SAN FRANCISCO to RIDGELAND
      Nov 8, 2013 to Dec 6, 2013
    • HQ state · CA to MS
      Nov 8, 2013 to Dec 6, 2013
    • Accounts · 85 to 36
      Sep 30, 2013 to Nov 8, 2013
    • Discretionary RAUM · $76.1M to $37.9M
      Sep 30, 2013 to Nov 8, 2013
    • RAUM · $76.1M to $37.9M
      Sep 30, 2013 to Nov 8, 2013
    • Accounts · 72 to 85
      Apr 3, 2013 to Sep 30, 2013
    • Discretionary RAUM · $98.2M to $76.1M
      Apr 3, 2013 to Sep 30, 2013
    • RAUM · $98.2M to $76.1M
      Apr 3, 2013 to Sep 30, 2013
    • Advisory employees · unset to 2.0
      Oct 4, 2012 to Jan 2, 2013
    • BD registered reps · unset to 2.0
      Oct 4, 2012 to Jan 2, 2013
    • Employees · unset to 3.0
      Oct 4, 2012 to Jan 2, 2013
    • State-registered IARs · 0 to 2
      Oct 4, 2012 to Jan 2, 2013
    • Accounts · 61 to 72
      May 25, 2012 to Oct 4, 2012
    • Discretionary RAUM · $103M to $98.2M
      May 25, 2012 to Oct 4, 2012
    • RAUM · $103M to $98.2M
      May 25, 2012 to Oct 4, 2012
    • Accounts · 53 to 61
      Apr 12, 2012 to May 25, 2012
    • Discretionary RAUM · $40.2M to $103M
      Apr 12, 2012 to May 25, 2012
    • RAUM · $40.2M to $103M
      Apr 12, 2012 to May 25, 2012
    • Insurance-licensed employees · unset to 0.0
      Nov 8, 2011 to Apr 12, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026