DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••••• C•••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 25, 2013 · 19 filings
SEC status approved since Sep 30, 2013
RAUM
$162M
reported, Item 5.F
Discretionary
58%
of RAUM
Private clients
91%
$148M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$81.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$162M as of Mar 30, 2026
Mar 11, 2014$102M then
HNW client RAUM$144M as of Mar 30, 2026
Mar 30, 2018$87.2M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 11, 20140 then
Employees (5.A)2 as of Mar 30, 2026
Mar 11, 20143 then
Private funds: no history
RAUM +36% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $81.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 58%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$144M88%
- Charitable organizations$14.4M8.9%
- Individuals$4.3M2.7%
- Individual clients
- 14reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- 16reported
- Accounts
- 140reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• W••••• R••••Chartered Financial Consultant | San Francisco, Ca | Feb 26, 2018 | 30 y | 4 |
| J••• R•••• Z••••• | San Francisco, Ca | Nov 15, 2018 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K••• W••••• R•••• from N•••••• W••••• A•••••••• I•••Oct 14, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• K•••• W••••• · Managing Director, Ccocontrolsince 05/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $119,226,876 to $162,469,765 (+36.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 104 to 140Mar 31, 2025 to Mar 30, 2026
- Charity clients · 15 to 16Mar 31, 2025 to Mar 30, 2026
- HNW clients · 35 to 43Mar 31, 2025 to Mar 30, 2026
- Individual clients · 13 to 14Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $78.1M to $94.1MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $103M to $144MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $3.8M to $4.3MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $41.2M to $68.4MMar 31, 2025 to Mar 30, 2026
- RAUM · $119M to $162MMar 31, 2025 to Mar 30, 2026
- Accounts · 108 to 104Mar 28, 2024 to Mar 31, 2025
- Charity clients · 16 to 15Mar 28, 2024 to Mar 31, 2025
- HNW clients · 34 to 35Mar 28, 2024 to Mar 31, 2025
- Individual clients · 16 to 13Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $72.4M to $78.1MMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $88.8M to $103MMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $4.4M to $3.8MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $33.6M to $41.2MMar 28, 2024 to Mar 31, 2025
- RAUM · $106M to $119MMar 28, 2024 to Mar 31, 2025
- Accounts · 94 to 108Mar 31, 2023 to Mar 28, 2024
- HNW clients · 32 to 34Mar 31, 2023 to Mar 28, 2024
- Individual clients · 14 to 16Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $66.2M to $72.4MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $85.9M to $88.8MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $2.6M to $4.4MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $33.7M to $33.6MMar 31, 2023 to Mar 28, 2024
- RAUM · $99.9M to $106MMar 31, 2023 to Mar 28, 2024
- Accounts · 108 to 94Mar 31, 2022 to Mar 31, 2023
- Charity clients · 13 to 16Mar 31, 2022 to Mar 31, 2023
- HNW clients · 38 to 32Mar 31, 2022 to Mar 31, 2023
- Individual clients · 20 to 14Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $79.8M to $66.2MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $107M to $85.9MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $4.2M to $2.6MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $38.0M to $33.7MMar 31, 2022 to Mar 31, 2023
- RAUM · $118M to $99.9MMar 31, 2022 to Mar 31, 2023
- Accounts · 97 to 108Mar 31, 2021 to Mar 31, 2022
- Individual clients · 16 to 20Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $91.1M to $79.8MMar 31, 2021 to Mar 31, 2022
- HNW RAUM · $95.4M to $107MMar 31, 2021 to Mar 31, 2022
Signals
1 dated events
- D•••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@dedicated-cap.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 415-765-1778reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/dedicated-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-765-1778reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026