DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Nomura Asset Management Singapore Limited

Former SEC-registered adviserSingapore, CRD 110813SEC 801-37645websiteIAPD
Latest filing Jun 24, 2025
First filing on the tape Mar 29, 2012 · 43 filings
SEC status approved since Oct 29, 1990
RAUM
$13B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$13B as of Jun 24, 2025
Jun 27, 2012$12B then
HNW client RAUM$0 as of Jun 24, 2025
Jun 24, 2022$0 then
State-registered IARs (5.B.3)0 as of Jun 24, 2025
Jun 27, 20120 then
Employees (5.A)43 as of Jun 24, 2025
Jun 27, 201359 then
Private funds: no history
RAUM +29% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 24, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$310MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$9.0B69%
  • Sovereign wealth funds$2.3B18%
  • State and municipal entities$1.5B11%
  • Pension and profit-sharing plans$140M1.1%
  • Corporations and businesses$58.2M0.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
3reported
Charitable clients
n/areported
Accounts
42reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Nmn Takahiro Kawabe · Chief Executive Officer, Managing Directorcontrol
        since 04/2023 · owns less than 5%
      • Nmn Yoshimi Masuda · Chief Compliance Officercontrol
        since 10/2004 · owns less than 5%
      • Nmn Satoshi Noda · Non Executive Directorcontrol
        since 09/2024 · owns less than 5%
      • Nmn Takashi Okamoto · Non Executive Directorcontrol
        since 09/2024 · owns less than 5%
      • Nmn Nagarajan Sankaranarayanan · Non Executive Directorcontrol
        since 09/2024 · owns less than 5%
      • Nmn Kenichi Suzuki · Non Executive Directorcontrol
        since 09/2024 · owns less than 5%
      Entity owners
      • Nomura Asset Management Co., Ltd. · Shareholder
        direct · owns 75% or more
      • Nomura Holdings, Inc. (Formerly Named The Nomura Securities Co., Ltd.) · Stockholder
        indirect · owns 75% or more of Nomura Asset Management Co., Ltd. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Nomura Asset Management Singapore Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 46 to 42
        Oct 10, 2024 to Jun 24, 2025
      • Pooled vehicle clients · 36 to 32
        Oct 10, 2024 to Jun 24, 2025
      • Employees · 54 to 43
        Oct 10, 2024 to Jun 24, 2025
      • Financial planning clients · unset to
        Oct 10, 2024 to Jun 24, 2025
      • HQ state · unset to
        Oct 10, 2024 to Jun 24, 2025
      • Discretionary RAUM · $14B to $13B
        Oct 10, 2024 to Jun 24, 2025
      • Non-discretionary RAUM · $40.1M to $66.2M
        Oct 10, 2024 to Jun 24, 2025
      • Pension RAUM · $128M to $140M
        Oct 10, 2024 to Jun 24, 2025
      • Pooled vehicle RAUM · $9.0B to $9.0B
        Oct 10, 2024 to Jun 24, 2025
      • RAUM · $14B to $13B
        Oct 10, 2024 to Jun 24, 2025
      • Accounts · 55 to 46
        Apr 16, 2024 to Jun 25, 2024
      • Advisory employees · 25 to 23
        Apr 16, 2024 to Jun 25, 2024
      • Pension plan clients · 5 to 3
        Apr 16, 2024 to Jun 25, 2024
      • Pooled vehicle clients · 40 to 36
        Apr 16, 2024 to Jun 25, 2024
      • Employees · 58 to 54
        Apr 16, 2024 to Jun 25, 2024
      • Discretionary RAUM · $10B to $14B
        Apr 16, 2024 to Jun 25, 2024
      • Non-discretionary RAUM · $57.2M to $40.1M
        Apr 16, 2024 to Jun 25, 2024
      • Pension RAUM · $353M to $128M
        Apr 16, 2024 to Jun 25, 2024
      • Pooled vehicle RAUM · $5.5B to $9.0B
        Apr 16, 2024 to Jun 25, 2024
      • RAUM · $10B to $14B
        Apr 16, 2024 to Jun 25, 2024
      • Accounts · 58 to 55
        Apr 5, 2023 to Jun 16, 2023
      • Advisory employees · 22 to 25
        Apr 5, 2023 to Jun 16, 2023
      • Pension plan clients · 6 to 5
        Apr 5, 2023 to Jun 16, 2023
      • Pooled vehicle clients · 39 to 40
        Apr 5, 2023 to Jun 16, 2023
      • Employees · 52 to 58
        Apr 5, 2023 to Jun 16, 2023
      • Discretionary RAUM · $12B to $10B
        Apr 5, 2023 to Jun 16, 2023
      • Non-discretionary RAUM · $113M to $57.2M
        Apr 5, 2023 to Jun 16, 2023
      • Pension RAUM · $588M to $353M
        Apr 5, 2023 to Jun 16, 2023
      • Pooled vehicle RAUM · $7.0B to $5.5B
        Apr 5, 2023 to Jun 16, 2023
      • RAUM · $13B to $10B
        Apr 5, 2023 to Jun 16, 2023
      • Accounts · 60 to 58
        Apr 4, 2022 to Jun 24, 2022
      • Advisory employees · 25 to 22
        Apr 4, 2022 to Jun 24, 2022
      • Pooled vehicle clients · 41 to 39
        Apr 4, 2022 to Jun 24, 2022
      • Employees · 54 to 52
        Apr 4, 2022 to Jun 24, 2022
      • Discretionary RAUM · $13B to $12B
        Apr 4, 2022 to Jun 24, 2022
      • HNW RAUM · unset to 0.0
        Apr 4, 2022 to Jun 24, 2022
      • Individual RAUM · unset to 0.0
        Apr 4, 2022 to Jun 24, 2022
      • Non-discretionary RAUM · $136M to $113M
        Apr 4, 2022 to Jun 24, 2022
      • Pension RAUM · $655M to $588M
        Apr 4, 2022 to Jun 24, 2022
      • Pooled vehicle RAUM · $7.3B to $7.0B
        Apr 4, 2022 to Jun 24, 2022
      Signals
      23 dated events
      • Nomura Asset Management Singapore Limited no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $13.0B)
        Feb 2, 2026 · Left the SEC roster · derived
      • Yoichi Hyodo (Executive Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2024-06-25, absent 2024-10-10)
        Oct 10, 2024 · Control person left · inference
      • Nmn Kenichi Suzuki (Non Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Oct 10, 2024 · Control person joined · fact
      • Nmn Takashi Okamoto (Non Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Oct 10, 2024 · Control person joined · fact
      • Nmn Satoshi Noda (Non Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Oct 10, 2024 · Control person joined · fact
      • Tomoya Kawagishi (Non Executive Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2024-06-25, absent 2024-10-10)
        Oct 10, 2024 · Control person left · inference
      • Nmn Nagarajan Sankaranarayanan (Non Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Oct 10, 2024 · Control person joined · fact
      • Nomura Asset Management Singapore Limited reported RAUM $13.8B, up 37% from $10.1B (2024-04-16 to 2024-06-25)
        Jun 25, 2024 · RAUM change · derived
      • Tomoyo Kawagishi (Non Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Jun 16, 2023 · Control person joined · fact
      • Takeshi Toyoshima (Chief Executive Officer, Managing Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2023-01-03, absent 2023-04-05)
        Apr 5, 2023 · Control person left · inference
      • Wataru Ogihara (Non-Executive Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2022-10-07, absent 2023-01-03)
        Jan 3, 2023 · Control person left · inference
      • Takahiro Kawabe (Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Oct 7, 2022 · Control person joined · fact
      • Wataru Ogihara (Non-Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Jun 24, 2022 · Control person joined · fact
      • Akihiro Watanabe (Non-Executive Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2021-08-11, absent 2022-04-04)
        Apr 4, 2022 · Control person left · inference
      • Koji Oshima (Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2021-06-22, absent 2021-08-05)
        Aug 5, 2021 · Control person left · inference
      • Akihiro Watanabe (Non-Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Aug 5, 2021 · Control person joined · fact
      • Yoichi Hyodo (Executive Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Aug 5, 2021 · Control person joined · fact
      • Nomura Asset Management Singapore Limited reported RAUM $13.4B, up 30% from $10.3B (2021-04-07 to 2021-06-22)
        Jun 22, 2021 · RAUM change · derived
      • Minoru Tanabe (Non-Executive Director) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2021-03-22, absent 2021-04-07)
        Apr 7, 2021 · Control person left · inference
      • Nomura Asset Management Singapore Limited reported RAUM $10.3B, down 31% from $14.9B (2019-11-15 to 2020-06-26)
        Jun 26, 2020 · RAUM change · derived
      • Minoru Tanabe (Director) appeared on Schedule A of Nomura Asset Management Singapore Limited
        Nov 15, 2019 · Control person joined · fact
      • Hiroyuki Nishikawa (Chairman) no longer on Schedule A of Nomura Asset Management Singapore Limited (listed 2018-11-04, absent 2019-06-25)
        Jun 25, 2019 · Control person left · inference
      • Nomura Asset Management Singapore Limited reported RAUM $16.3B, up 53% from $10.6B (2017-09-12 to 2018-06-26)
        Jun 26, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026