DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nomura Asset Management Co., Ltd.
Latest filing Jun 29, 2026
First filing on the tape Mar 30, 2012 · 53 filings
SEC status approved since May 22, 1985
RAUM
$602B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
960
310 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$602B as of Jun 29, 2026
Jun 29, 2012$324B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20130 then
Employees (5.A)960 as of Jun 29, 2026
Jun 28, 2013778 then
Private funds1 as of Jun 24, 2022
Jun 28, 20161 then
RAUM +9.7% over the last fiscal year-0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $352MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$508B84%
- State and municipal entities$80B13%
- Pension and profit-sharing plans$8.5B1.4%
- Sovereign wealth funds$2.6B0.4%
- Corporations and businesses$1.5B0.2%
- Banks and thrifts$1.4B0.2%
- Investment companies$339M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 251reported
- Charitable clients
- n/areported
- Accounts
- 1,712reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.84 institutional_share=0.15 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nomura Global Real Asset Fund Of Funds, L.P.no longer reported | Hedge Fund | $4.3M | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Takahiro Homma · Directorcontrolsince 04/2023 · owns less than 5%
- Takayuki Ikeda · Directorcontrolsince 04/2023 · owns less than 5%
- Tomoyo Imura · Outside Directorcontrolsince 04/2023 · owns less than 5%
- Masato Kohno · Directorcontrolsince 04/2023 · owns less than 5%
- Hiroyasu Koike · Representative Director, President & Ceocontrolsince 04/2021 · owns less than 5%
- Ryoji Maeda · Outside Directorcontrolsince 06/2021 · owns less than 5%
- Hiroyuki Mochizuki · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- Yoshihiro Namura · Directorcontrolsince 04/2024 · owns less than 5%
- Seiichiro Yamamoto · Outside Director, Chairperson Of The Board Of Directorscontrolsince 04/2021 · owns less than 5%
Entity owners
- Nomura Holdings, Inc. (Formerly Named The Nomura Securities Co., Ltd.) · Stockholderdirect · owns 75% or more
- Nomura Holdings, Inc. (Formerly Named The Nomura Securities Co., Ltd.) · Stockholderindirect · owns 75% or more of Nomura Asset Management Co., Ltd. · public reporting company
Related persons
Schedule D 7.A
- Nomura Asset Management Hong Kong Limitedinvestment adviseryRAUM $699M
- Nomura Asset Management Singapore Limitedinvestment adviseryRAUM $13B
- Nomura Asset Management U.S.A. Inc.investment adviserbankyRAUM $1.0B
- Nomura Corporate Research And Asset Management Incinvestment adviserbanknRAUM $38B
- Nomura Investment Management (Shanghai) Co., Ltdinvestment advisery
Advisers that list Nomura Asset Management Co., Ltd. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,845 to 1,712May 1, 2026 to Jun 29, 2026
- Advisory employees · 300 to 310May 1, 2026 to Jun 29, 2026
- Pension plan clients · 246 to 251May 1, 2026 to Jun 29, 2026
- Pooled vehicle clients · 1,498 to 1,365May 1, 2026 to Jun 29, 2026
- Employees · 930 to 960May 1, 2026 to Jun 29, 2026
- Discretionary RAUM · $507B to $593BMay 1, 2026 to Jun 29, 2026
- Non-discretionary RAUM · $7.0B to $8.5BMay 1, 2026 to Jun 29, 2026
- Pension RAUM · $8.2B to $8.5BMay 1, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $430B to $508BMay 1, 2026 to Jun 29, 2026
- RAUM · $514B to $602BMay 1, 2026 to Jun 29, 2026
- Accounts · 2,003 to 1,845Apr 8, 2025 to Jun 24, 2025
- Corporate clients · 15 to 19Apr 8, 2025 to Jun 24, 2025
- Pension plan clients · 263 to 246Apr 8, 2025 to Jun 24, 2025
- Pooled vehicle clients · 1,645 to 1,498Apr 8, 2025 to Jun 24, 2025
- Employees · 910 to 930Apr 8, 2025 to Jun 24, 2025
- Financial planning clients · 0 to 0Apr 8, 2025 to Jun 24, 2025
- Discretionary RAUM · $500B to $507BApr 8, 2025 to Jun 24, 2025
- Non-discretionary RAUM · $6.8B to $7.0BApr 8, 2025 to Jun 24, 2025
- Pension RAUM · $9.6B to $8.2BApr 8, 2025 to Jun 24, 2025
- Pooled vehicle RAUM · $426B to $430BApr 8, 2025 to Jun 24, 2025
- RAUM · $507B to $514BApr 8, 2025 to Jun 24, 2025
- HQ state · unset to Jun 25, 2024 to Apr 8, 2025
- Accounts · 2,202 to 2,003Apr 16, 2024 to Jun 25, 2024
- Advisory employees · 298 to 300Apr 16, 2024 to Jun 25, 2024
- Corporate clients · 16 to 15Apr 16, 2024 to Jun 25, 2024
- Pooled vehicle clients · 1,843 to 1,645Apr 16, 2024 to Jun 25, 2024
- Discretionary RAUM · $543B to $500BApr 16, 2024 to Jun 25, 2024
- Non-discretionary RAUM · $5.1B to $6.8BApr 16, 2024 to Jun 25, 2024
- Pension RAUM · $10B to $9.6BApr 16, 2024 to Jun 25, 2024
- Pooled vehicle RAUM · $474B to $426BApr 16, 2024 to Jun 25, 2024
- RAUM · $548B to $507BApr 16, 2024 to Jun 25, 2024
- Accounts · 2,227 to 2,202Jun 24, 2022 to Jun 22, 2023
- Advisory employees · 295 to 298Jun 24, 2022 to Jun 22, 2023
- Corporate clients · 11 to 16Jun 24, 2022 to Jun 22, 2023
- Pension plan clients · 272 to 263Jun 24, 2022 to Jun 22, 2023
- Pooled vehicle clients · 1,862 to 1,843Jun 24, 2022 to Jun 22, 2023
- Employees · 842 to 910Jun 24, 2022 to Jun 22, 2023
- Private funds · 1 to unsetJun 24, 2022 to Jun 22, 2023
- Discretionary RAUM · $567B to $543BJun 24, 2022 to Jun 22, 2023
- Non-discretionary RAUM · $6.2B to $5.1BJun 24, 2022 to Jun 22, 2023
Signals
51 dated events
- Yoshihiro Namura (Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Jun 25, 2024 · Control person joined · fact
- Yoshihiro Namura (Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Apr 5, 2024 · Control person joined · fact
- Akiko Kimura (Outside Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2023-07-06, absent 2024-04-05)Apr 5, 2024 · Control person left · inference
- Akihiro Watanabe (Director, Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2022-06-24, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- Takayuki Suzuki (Outside Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2022-06-24, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- Yoshifumi Kishida (Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2022-06-24, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- Tomoyo Imura (Outside Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Jun 22, 2023 · Control person joined · fact
- Takahiro Homma (Board Of Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Jun 22, 2023 · Control person joined · fact
- Takayuki Ikeda (Board Of Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Jun 22, 2023 · Control person joined · fact
- Masato Kono (Board Of Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Jun 22, 2023 · Control person joined · fact
- Ryoji Maeda (Outside Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Aug 20, 2021 · Control person joined · fact
- Rikio Nagahama (Outside Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2021-08-05, absent 2021-08-20)Aug 20, 2021 · Control person left · inference
- Junko Nakagawa (Director, Chairperson) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2021-08-05, absent 2021-08-20)Aug 20, 2021 · Control person left · inference
- Kimizo Hayakawa (Outside Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2020-08-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- Shoji Ogawa (Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2020-08-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- Takehisa Yanai (Outside Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2020-08-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- Toru Otsuka (Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2020-08-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- Tetsu Ozaki (Outside Director, Chairmen Of The Board Of Directors) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2020-08-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- Seiichiro Yamamoto (Outside Director, Chairperson Of The Board Of Directors) appeared on Schedule A of Nomura Asset Management Co., Ltd.Apr 7, 2021 · Control person joined · fact
- Hiroyasu Koike (Director, President & Ceo) appeared on Schedule A of Nomura Asset Management Co., Ltd.Apr 7, 2021 · Control person joined · fact
- Yoshifumi Kishida (Director) appeared on Schedule A of Nomura Asset Management Co., Ltd.Apr 7, 2021 · Control person joined · fact
- Hiroyuki Mochizuki (Chief Compliance Officer) appeared on Schedule A of Nomura Asset Management Co., Ltd.Apr 7, 2021 · Control person joined · fact
- Masanao Tsuda (Executive Vice President) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Yukimitsu Ara (Senior Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Minoru Tanabe (Senior Corporate Managing Director & Head Of Corporate Planning And Administration Division) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Osamu Kurisaki (Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Eiji Miura (Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Yasuhiro Yokota (Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Yutaka Itabashi (Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
- Kaoru Numata (Senior Corporate Managing Director) no longer on Schedule A of Nomura Asset Management Co., Ltd. (listed 2019-07-01, absent 2020-06-26)Jun 26, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- GLOBAL.NOMURA-AM.CO.JPreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 81 (3) 6387-4066reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026