DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• L•• • P•••••••
Legal name L•• O•••••• P••••••• L••
Latest filing Sep 25, 2025
First filing on the tape Dec 9, 2011 · 21 filings
SEC status approved since Dec 23, 1999
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$21B as of Sep 25, 2025
Sep 28, 2012$4.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 25, 2025
Sep 27, 20130 then
Employees (5.A)30 as of Sep 25, 2025
Sep 27, 201320 then
Private funds1 as of Sep 25, 2025
Sep 28, 20201 then
RAUM +22% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 25, 2025; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$17B80%
- Charitable organizations$2.9B14%
- Pension and profit-sharing plans$1.3B6.0%
- Pooled investment vehicles$9.0M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 2reported
- Charitable clients
- 2reported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• L•• • P••••••• G••••• M•••• F••• L• | Hedge Fund | $7.0M | 1 | Sep 28, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F••••• C••••• M••••••• · Executive Directorcontrolsince 03/2010 · owns less than 5%
- H••••• N••••••• M••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- L••• A•••••• F•••••• · President And Chief Investment Officercontrolsince 03/1999 · owns 75% or more
- M••••• K••••• A•••••• · Executive Directorcontrolsince 12/2016 · owns less than 5%
Entity owners
- A••••• L•• S••••••• L•••••• · Shareholderdirect · owns 75% or more
- L•• O•••••• P••••••• H•••••• C•••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• L•• • P••••••• ••••••• P••••••• L••••••pooled vehicle sponsorn
- A••••• L•• S••••••• L••••••investment advisery
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom9 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 12Sep 26, 2024 to Sep 25, 2025
- Employees · 28 to 30Sep 26, 2024 to Sep 25, 2025
- Financial planning clients · 0 to 0Sep 26, 2024 to Sep 25, 2025
- HQ state · unset to Sep 26, 2024 to Sep 25, 2025
- Discretionary RAUM · $20B to $21BSep 26, 2024 to Sep 25, 2025
- Pension RAUM · $1.4B to $1.3BSep 26, 2024 to Sep 25, 2025
- Pooled vehicle RAUM · $7.0M to $9.0MSep 26, 2024 to Sep 25, 2025
- RAUM · $20B to $21BSep 26, 2024 to Sep 25, 2025
- Advisory employees · 15 to 16May 15, 2024 to Sep 26, 2024
- Employees · 29 to 28May 15, 2024 to Sep 26, 2024
- Discretionary RAUM · $17B to $20BMay 15, 2024 to Sep 26, 2024
- Pension RAUM · $1.3B to $1.4BMay 15, 2024 to Sep 26, 2024
- Pooled vehicle RAUM · $10.0M to $7.0MMay 15, 2024 to Sep 26, 2024
- RAUM · $17B to $20BMay 15, 2024 to Sep 26, 2024
- Related adviser · false to trueSep 27, 2023 to May 15, 2024
- Accounts · 10 to 11Oct 17, 2022 to Sep 27, 2023
- Charity clients · unset to 2.0Oct 17, 2022 to Sep 27, 2023
- Pension plan clients · unset to 2.0Oct 17, 2022 to Sep 27, 2023
- Discretionary RAUM · $15B to $17BOct 17, 2022 to Sep 27, 2023
- Pension RAUM · $1.7B to $1.3BOct 17, 2022 to Sep 27, 2023
- RAUM · $15B to $17BOct 17, 2022 to Sep 27, 2023
- Advisory employees · 16 to 15Sep 27, 2021 to Sep 28, 2022
- Employees · 27 to 29Sep 27, 2021 to Sep 28, 2022
- Discretionary RAUM · $15B to $15BSep 27, 2021 to Sep 28, 2022
- Pension RAUM · $1.6B to $1.7BSep 27, 2021 to Sep 28, 2022
- Pooled vehicle RAUM · $11.0M to $10.0MSep 27, 2021 to Sep 28, 2022
- RAUM · $15B to $15BSep 27, 2021 to Sep 28, 2022
- Accounts · 11 to 10Sep 28, 2020 to Sep 27, 2021
- Employees · 26 to 27Sep 28, 2020 to Sep 27, 2021
- Discretionary RAUM · $11B to $15BSep 28, 2020 to Sep 27, 2021
- Pension RAUM · $1.4B to $1.6BSep 28, 2020 to Sep 27, 2021
- Pooled vehicle RAUM · $10.0M to $11.0MSep 28, 2020 to Sep 27, 2021
- RAUM · $11B to $15BSep 28, 2020 to Sep 27, 2021
- Accounts · 10 to 11Sep 24, 2019 to Sep 28, 2020
- Advisory employees · 14 to 16Sep 24, 2019 to Sep 28, 2020
- Advisory activities · 1 to 2Sep 24, 2019 to Sep 28, 2020
- Pooled vehicle clients · 0 to 1Sep 24, 2019 to Sep 28, 2020
- Employees · 24 to 26Sep 24, 2019 to Sep 28, 2020
- Financial planning clients · unset to 0Sep 24, 2019 to Sep 28, 2020
- Private funds · unset to 1Sep 24, 2019 to Sep 28, 2020
Signals
4 dated events
- Mary Nichola Hogan (Chief Compliance Officer) appeared on Schedule A of A••••• L•• • P•••••••Sep 27, 2023 · Control person joined · fact
- Mary Elizabeth Oconnor (Chief Compliance Officer) no longer on Schedule A of A••••• L•• • P••••••• (listed 2022-10-17, absent 2023-09-27)Sep 27, 2023 · Control person left · inference
- A••••• L•• • P••••••• reported RAUM $14.5B, up 33% from $11.0B (2020-09-28 to 2021-09-27)Sep 27, 2021 · RAUM change · derived
- A••••• L•• • P••••••• reported RAUM $15.1B, up 42% from $10.6B (2017-09-28 to 2018-09-27)Sep 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- + 353 1 6318500reportedpublic record, Form ADV, Sep 25, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026