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M••••••• F•••••••• P•••••••• L••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $127M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$127M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $127M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 110832 · SEC 801-134039 · 9 filingsShow
CRD 110832SEC 801-134039First filing on the tape Dec 16, 2011, latest Feb 25, 2026SEC status approved since Jul 30, 2025IAPD
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$127M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$127M as of Feb 25, 2026
Feb 6, 2012$54.6M then
HNW client RAUM$121M as of Feb 25, 2026
Jun 30, 2025$116M then
State-registered IARs (5.B.3)1 as of Feb 25, 2026
Feb 6, 20120 then
Employees (5.A)1 as of Feb 25, 2026
Jun 30, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$127MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$121M95%
  • Individuals$6.0M4.7%
Individual clients
19reported
HNW clients
33reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
113reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G••• L•• S••••Sarasota, Fl Oct 13, 202130 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••• G•••• L•• · Ceo, Director, Chief Compliance Officercontrol
        since 11/1996 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 110 to 113
        Aug 12, 2025 to Feb 25, 2026
      • HNW clients · 55 to 33
        Aug 12, 2025 to Feb 25, 2026
      • Individual clients · unset to 19.0
        Aug 12, 2025 to Feb 25, 2026
      • Discretionary RAUM · $116M to $127M
        Aug 12, 2025 to Feb 25, 2026
      • HNW RAUM · $116M to $121M
        Aug 12, 2025 to Feb 25, 2026
      • Individual RAUM · unset to 6009000.0
        Aug 12, 2025 to Feb 25, 2026
      • RAUM · $116M to $127M
        Aug 12, 2025 to Feb 25, 2026
      • Assets in custody · 115822000.0 to unset
        Jun 30, 2025 to Aug 12, 2025
      • Custody of client assets · true to false
        Jun 30, 2025 to Aug 12, 2025
      • Other offices · 0 to 1
        Jun 30, 2025 to Aug 12, 2025
      • Accounts · 73 to 110
        Jun 12, 2012 to Jun 30, 2025
      • Advisory employees · unset to 1.0
        Jun 12, 2012 to Jun 30, 2025
      • Advisory activities · 2 to 1
        Jun 12, 2012 to Jun 30, 2025
      • Business name · M••••••• F•••••••• P••••••• I•• to M••••••• F•••••••• P•••••••• L••
        Jun 12, 2012 to Jun 30, 2025
      • HNW clients · unset to 55.0
        Jun 12, 2012 to Jun 30, 2025
      • Assets in custody · unset to 115822000.0
        Jun 12, 2012 to Jun 30, 2025
      • Custody of client assets · false to true
        Jun 12, 2012 to Jun 30, 2025
      • Employees · unset to 1.0
        Jun 12, 2012 to Jun 30, 2025
      • Financial planning clients · 0 to
        Jun 12, 2012 to Jun 30, 2025
      • HQ city · unset to
        Jun 12, 2012 to Jun 30, 2025
      • HQ state · unset to
        Jun 12, 2012 to Jun 30, 2025
      • State-registered IARs · 0 to 1
        Jun 12, 2012 to Jun 30, 2025
      • Legal name · M••••••• F•••••••• P••••••• I•• to M••••••• F•••••••• P•••••••• L••
        Jun 12, 2012 to Jun 30, 2025
      • Other offices · unset to 0.0
        Jun 12, 2012 to Jun 30, 2025
      • Organization form · Corporation to Limited Liability Company
        Jun 12, 2012 to Jun 30, 2025
      • Discretionary RAUM · $33.9M to $116M
        Jun 12, 2012 to Jun 30, 2025
      • HNW RAUM · unset to 115822000.0
        Jun 12, 2012 to Jun 30, 2025
      • Non-discretionary RAUM · $20.7M to $0
        Jun 12, 2012 to Jun 30, 2025
      • RAUM · $54.6M to $116M
        Jun 12, 2012 to Jun 30, 2025
      • Accounts · 146 to 73
        Dec 16, 2011 to Feb 6, 2012
      • Insurance-licensed employees · unset to 0.0
        Dec 16, 2011 to Feb 6, 2012
      • Discretionary RAUM · $36.4M to $33.9M
        Dec 16, 2011 to Feb 6, 2012
      • Non-discretionary RAUM · $21.0M to $20.7M
        Dec 16, 2011 to Feb 6, 2012
      • RAUM · $57.4M to $54.6M
        Dec 16, 2011 to Feb 6, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $127Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026