DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fischer Investment Group, Inc.
Latest filing Sep 11, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since Aug 7, 1987
RAUM
$438M
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
100%
$438M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$421M as of Jan 20, 2026
Sep 26, 2012$144M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 20, 2026
Sep 30, 20130 then
Employees (5.A)4 as of Jan 20, 2026
Sep 30, 20135 then
Private funds: no history
RAUM +8.6% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 43%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscription, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$438M100%
- Individual clients
- 210reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 210reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jared Clement · Executive Vice Presidentcontrolsince 06/2017 · owns less than 5%
- John Robert Fischer · Chief Compliance Officer And Presidentcontrolsince 02/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Fischer Investment Group, Inc. as a related person
- 151590 n
Offices
Schedule D 1.F, the 25 largest
- Williamsville, NY
What changed
consecutive filings, newest first
- Accounts · 199 to 210Jan 20, 2026 to Sep 11, 2026
- Individual clients · 199 to 210Jan 20, 2026 to Sep 11, 2026
- Financial planning clients · to unsetJan 20, 2026 to Sep 11, 2026
- Discretionary RAUM · $157M to $186MJan 20, 2026 to Sep 11, 2026
- Individual RAUM · $421M to $438MJan 20, 2026 to Sep 11, 2026
- Non-discretionary RAUM · $264M to $252MJan 20, 2026 to Sep 11, 2026
- RAUM · $421M to $438MJan 20, 2026 to Sep 11, 2026
- Related adviser · false to unsetJan 20, 2026 to Sep 11, 2026
- Related bank · false to unsetJan 20, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetJan 20, 2026 to Sep 11, 2026
- Related insurance company · false to unsetJan 20, 2026 to Sep 11, 2026
- Succession · false to unsetJan 20, 2026 to Sep 11, 2026
- Accounts · 196 to 199Sep 13, 2024 to Sep 11, 2025
- Individual clients · 196 to 199Sep 13, 2024 to Sep 11, 2025
- Financial planning clients · unset to Sep 13, 2024 to Sep 11, 2025
- Discretionary RAUM · $139M to $157MSep 13, 2024 to Sep 11, 2025
- Individual RAUM · $403M to $421MSep 13, 2024 to Sep 11, 2025
- Non-discretionary RAUM · $265M to $264MSep 13, 2024 to Sep 11, 2025
- RAUM · $403M to $421MSep 13, 2024 to Sep 11, 2025
- Accounts · 195 to 196Oct 20, 2023 to Sep 13, 2024
- Advisory employees · 3 to 4Oct 20, 2023 to Sep 13, 2024
- Individual clients · 195 to 196Oct 20, 2023 to Sep 13, 2024
- Discretionary RAUM · $127M to $139MOct 20, 2023 to Sep 13, 2024
- Individual RAUM · $364M to $403MOct 20, 2023 to Sep 13, 2024
- Non-discretionary RAUM · $238M to $265MOct 20, 2023 to Sep 13, 2024
- RAUM · $364M to $403MOct 20, 2023 to Sep 13, 2024
- Individual clients · 189 to 195Sep 29, 2023 to Oct 20, 2023
- Accounts · 189 to 195Sep 29, 2022 to Sep 29, 2023
- Advisory employees · 4 to 3Sep 29, 2022 to Sep 29, 2023
- Employees · 5 to 4Sep 29, 2022 to Sep 29, 2023
- Discretionary RAUM · $125M to $127MSep 29, 2022 to Sep 29, 2023
- Individual RAUM · $384M to $364MSep 29, 2022 to Sep 29, 2023
- Non-discretionary RAUM · $259M to $238MSep 29, 2022 to Sep 29, 2023
- RAUM · $384M to $364MSep 29, 2022 to Sep 29, 2023
- Accounts · 184 to 189May 21, 2022 to Sep 29, 2022
- Individual clients · 184 to 189May 21, 2022 to Sep 29, 2022
- Discretionary RAUM · $92.2M to $125MMay 21, 2022 to Sep 29, 2022
- Individual RAUM · $324M to $384MMay 21, 2022 to Sep 29, 2022
- Non-discretionary RAUM · $232M to $259MMay 21, 2022 to Sep 29, 2022
- RAUM · $324M to $384MMay 21, 2022 to Sep 29, 2022
Signals
1 dated events
- James Christopher Lozano (Chief Investment Officer) no longer on Schedule A of Fischer Investment Group, Inc. (listed 2020-09-25, absent 2021-07-21)Jul 21, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jclement@fischerig.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- rfischer@fischerig.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jburdett@fischerig.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-586-2460reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-586-9583reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-724-1315reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- FISCHERIG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 585-586-2460reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026