DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Armbruster Capital Management, Inc.
Latest filing Jul 30, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Mar 9, 2010
RAUM
$1.1B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
85%
$898M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$176M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.1B as of Jul 30, 2026
Mar 29, 2012$126M then
HNW client RAUM$818M as of Jul 30, 2026
Mar 26, 2018$276M then
State-registered IARs (5.B.3)7 as of Jul 30, 2026
Mar 29, 20120 then
Employees (5.A)9 as of Jul 30, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $176MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$818M78%
- Pension and profit-sharing plans$89.7M8.5%
- Individuals$79.9M7.6%
- Charitable organizations$55.5M5.3%
- Corporations and businesses$11.7M1.1%
- Individual clients
- 205reported
- HNW clients
- 257reported
- Pension plan clients
- 30reported
- Charitable clients
- 22reported
- Accounts
- 524reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Michael Cebula | Pittsford, Ny | Jul 29, 2019 | 12 y | 0 |
| Mark Edward ArmbrusterChartered Financial Analyst | Pittsford, Ny | Apr 29, 2021 | 30 y | 0 |
| Rudolph William Warren | Pittsford, Ny | May 6, 2021 | 13 y | 0 |
| Craig A Julien | Pittsford, Ny | May 14, 2021 | 26 y | 0 |
| Tarryn Denise Larson Rozen | Pittsford, Ny | May 14, 2021 | 20 y | 0 |
| Luca Charles ZambitoChartered Financial Analyst | Pittsford, Ny | Apr 27, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Elizabeth Ann Barrett to Apex Advisers, LLCNov 1, 2022 · RIA to RIA
- Nicholas Joseph Russo to R2 Capital Management, LLCFeb 18, 2021 · Other
- Colby Loomis Feane to Qci Asset Management IncAug 26, 2020 · RIA to RIA
- John Norman Clute Lyon to Ned Davis Research, Inc.Nov 6, 2013 · Other
Joined, latest
- Elizabeth Ann Barrett from Apex Advisers, LLCJan 7, 2022 · RIA to RIA
- Colby Loomis Feane from Manning & Napier Advisors, LLCMar 23, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Mark Armbruster · Ceocontrolsince 12/2022 · owns 25% to 50%
- Michael Christopher Cebula · Presidentcontrolsince 12/2022 · owns 10% to 25%
- Denise Larson Tarryn Rozen · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- Amer Armbruster · Ownersince 12/2025 · owns 5% to 10%
- Nyla Armbruster · Owner Appreciationsince 12/2025 · owns 5% to 10%
- Omar Armbruster · Ownersince 12/2025 · owns 5% to 10%
Related persons
Schedule D 7.A
- Fischer Investment Group, Inc.investment advisernRAUM $438M
Advisers that list Armbruster Capital Management, Inc. as a related person
- 105915 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsford, Ny · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 485 to 524Mar 28, 2025 to Mar 11, 2026
- Charity clients · 18 to 22Mar 28, 2025 to Mar 11, 2026
- Corporate clients · 9 to 10Mar 28, 2025 to Mar 11, 2026
- HNW clients · 219 to 257Mar 28, 2025 to Mar 11, 2026
- Individual clients · 209 to 205Mar 28, 2025 to Mar 11, 2026
- Assets in custody · $88.3M to $99.0MMar 28, 2025 to Mar 11, 2026
- Employees · 10 to 9Mar 28, 2025 to Mar 11, 2026
- Discretionary RAUM · $833M to $966MMar 28, 2025 to Mar 11, 2026
- HNW RAUM · $700M to $818MMar 28, 2025 to Mar 11, 2026
- Individual RAUM · $80.1M to $79.9MMar 28, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $68.0M to $89.3MMar 28, 2025 to Mar 11, 2026
- Pension RAUM · $68.6M to $89.7MMar 28, 2025 to Mar 11, 2026
- RAUM · $901M to $1.1BMar 28, 2025 to Mar 11, 2026
- Accounts · 397 to 485Mar 20, 2024 to Mar 28, 2025
- Advisory employees · 8 to 7Mar 20, 2024 to Mar 28, 2025
- Charity clients · 15 to 18Mar 20, 2024 to Mar 28, 2025
- Corporate clients · unset to 9.0Mar 20, 2024 to Mar 28, 2025
- HNW clients · 194 to 219Mar 20, 2024 to Mar 28, 2025
- Individual clients · 162 to 209Mar 20, 2024 to Mar 28, 2025
- Pension plan clients · 22 to 30Mar 20, 2024 to Mar 28, 2025
- Assets in custody · $63.1M to $88.3MMar 20, 2024 to Mar 28, 2025
- Employees · 8 to 10Mar 20, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Mar 20, 2024 to Mar 28, 2025
- State-registered IARs · 8 to 7Mar 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $698M to $833MMar 20, 2024 to Mar 28, 2025
- HNW RAUM · $575M to $700MMar 20, 2024 to Mar 28, 2025
- Individual RAUM · $66.8M to $80.1MMar 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $44.2M to $68.0MMar 20, 2024 to Mar 28, 2025
- Pension RAUM · $44.8M to $68.6MMar 20, 2024 to Mar 28, 2025
- RAUM · $742M to $901MMar 20, 2024 to Mar 28, 2025
- Accounts · 404 to 397Mar 30, 2023 to Mar 1, 2024
- Advisory employees · 7 to 8Mar 30, 2023 to Mar 1, 2024
- HNW clients · 190 to 194Mar 30, 2023 to Mar 1, 2024
- Individual clients · 170 to 162Mar 30, 2023 to Mar 1, 2024
- Pension plan clients · 25 to 22Mar 30, 2023 to Mar 1, 2024
- Assets in custody · $59.8M to $63.1MMar 30, 2023 to Mar 1, 2024
- Employees · 7 to 8Mar 30, 2023 to Mar 1, 2024
- State-registered IARs · 5 to 8Mar 30, 2023 to Mar 1, 2024
- Discretionary RAUM · $629M to $698MMar 30, 2023 to Mar 1, 2024
- HNW RAUM · $503M to $575MMar 30, 2023 to Mar 1, 2024
Signals
3 dated events
- Elizabeth Ann Barrett left Armbruster Capital Management, Inc. for Apex Advisers, Llc (registered 2023-01-04)Nov 1, 2022 · Advisor changed firm · fact
- Armbruster Capital Management, Inc. reported RAUM $726.8M, up 39% from $521.2M (2021-11-11 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Denise Larson Tarryn Rozen (Chief Compliance Officer) appeared on Schedule A of Armbruster Capital Management, Inc.Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 585-381-4180reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 833-226-4051reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/armbrustercapitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- armbrustercapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 585-381-4180reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- armbrustercapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- armbrustercapital.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $176Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026