DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• M•••••• • A••••••••• I•••
Legal name M•••••• P••• • A••••••••• I•••
Latest filing Sep 7, 2026
First filing on the tape Jul 16, 2012 · 24 filings
SEC status approved since Mar 22, 1979
RAUM
$392M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
92%
$360M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$196M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$350M as of Oct 7, 2025
Jul 16, 2012$204M then
HNW client RAUM$294M as of Oct 7, 2025
Sep 30, 2023$321M then
State-registered IARs (5.B.3)2 as of Oct 7, 2025
Oct 24, 20132 then
Employees (5.A)3 as of Oct 7, 2025
Oct 24, 20134 then
Private funds: no history
RAUM +0.3% over the last fiscal year+4.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $196MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 116derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $840,509derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $7.2M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$320M82%
- Individuals$40.1M10%
- Corporations and businesses$23.8M6.1%
- Charitable organizations$7.7M2.0%
- Individual clients
- 131reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 466reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.2M for 4 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• P•••• K••••Certified Financial Planner, Chartered Financial Analyst | Marietta, Ga | Mar 13, 2019 | 25 y | 5 |
| L•••• P••• F••••• | Marietta, Ga | Mar 13, 2019 | 43 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• C••••• C•••• to O•••••• W••••• A•••••••• I••Jan 24, 2011 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• J••••• P•••• · Managing Partner/Chief Compliance Officercontrolsince 06/2010 · owns 75% or more
- F•••••• L••••• P••• · Managing Membersince 02/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 402 to 466Oct 7, 2025 to Sep 7, 2026
- Charity clients · 2 to 4Oct 7, 2025 to Sep 7, 2026
- Corporate clients · 6 to 10Oct 7, 2025 to Sep 7, 2026
- HNW clients · 105 to 100Oct 7, 2025 to Sep 7, 2026
- Individual clients · 79 to 131Oct 7, 2025 to Sep 7, 2026
- Assets in custody · $2.3M to $7.2MOct 7, 2025 to Sep 7, 2026
- Financial planning clients · 0 to 0Oct 7, 2025 to Sep 7, 2026
- Discretionary RAUM · $251M to $235MOct 7, 2025 to Sep 7, 2026
- HNW RAUM · $294M to $320MOct 7, 2025 to Sep 7, 2026
- Individual RAUM · $44.9M to $40.1MOct 7, 2025 to Sep 7, 2026
- Non-discretionary RAUM · $98.0M to $157MOct 7, 2025 to Sep 7, 2026
- RAUM · $350M to $392MOct 7, 2025 to Sep 7, 2026
- Related adviser · false to unsetOct 7, 2025 to Sep 7, 2026
- Related bank · false to unsetOct 7, 2025 to Sep 7, 2026
- Related broker-dealer · false to unsetOct 7, 2025 to Sep 7, 2026
- Related insurance company · false to unsetOct 7, 2025 to Sep 7, 2026
- Succession · false to unsetOct 7, 2025 to Sep 7, 2026
- Accounts · 405 to 402Dec 6, 2024 to Oct 7, 2025
- Charity clients · 3 to 2Dec 6, 2024 to Oct 7, 2025
- Corporate clients · 18 to 6Dec 6, 2024 to Oct 7, 2025
- HNW clients · 108 to 105Dec 6, 2024 to Oct 7, 2025
- Individual clients · 109 to 79Dec 6, 2024 to Oct 7, 2025
- Assets in custody · $1.0M to $2.3MDec 6, 2024 to Oct 7, 2025
- Financial planning clients · 0 to 0Dec 6, 2024 to Oct 7, 2025
- HQ city · ATLANTA to MARIETTADec 6, 2024 to Oct 7, 2025
- Discretionary RAUM · $277M to $251MDec 6, 2024 to Oct 7, 2025
- HNW RAUM · $276M to $294MDec 6, 2024 to Oct 7, 2025
- Individual RAUM · $28.9M to $44.9MDec 6, 2024 to Oct 7, 2025
- Non-discretionary RAUM · $59.7M to $98.0MDec 6, 2024 to Oct 7, 2025
- RAUM · $337M to $350MDec 6, 2024 to Oct 7, 2025
- Accounts · 437 to 405Sep 30, 2023 to Sep 30, 2024
- Advisory activities · 3 to 2Sep 30, 2023 to Sep 30, 2024
- Corporate clients · 19 to 18Sep 30, 2023 to Sep 30, 2024
- HNW clients · 97 to 108Sep 30, 2023 to Sep 30, 2024
- Individual clients · 105 to 109Sep 30, 2023 to Sep 30, 2024
- Assets in custody · $1.1M to $1.0MSep 30, 2023 to Sep 30, 2024
- Discretionary RAUM · $281M to $277MSep 30, 2023 to Sep 30, 2024
- HNW RAUM · $321M to $276MSep 30, 2023 to Sep 30, 2024
- Individual RAUM · $28.6M to $28.9MSep 30, 2023 to Sep 30, 2024
- Non-discretionary RAUM · $109M to $59.7MSep 30, 2023 to Sep 30, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-231-8611reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-231-8611reportedpublic record, Form ADV, Sep 7, 2026
- Contact form
- paulmanners.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- paulmanners.net/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $196Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026