DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cohen & Steers Europe S.A.

Former SEC-registered adviser1170 Brussels, CRD 111001SEC 801-57710IAPD
Latest filing Apr 30, 2013
First filing on the tape Mar 30, 2012 · 3 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$1.4B as of Apr 1, 2013
Mar 30, 2012$3.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2013
Mar 30, 20120 then
Employees (5.A): 3
Private funds: no history
RAUM -63% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$143MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-63%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Martin Cohen · Directorcontrol
        since 12/2004 · owns less than 5%
      • Martin Joseph Harvey · Directorcontrol
        since 12/2006 · owns less than 5%
      • Joseph William Houlihan · Managing Director, Chief Executive Officer - Europecontrol
        since 02/2000 · owns less than 5%
      • Josephus Gerios Rovers · Managing Director, Chief Investment Officer - Europecontrol
        since 02/2000 · owns less than 5%
      • Hamilton Robert Steers · Directorcontrol
        since 12/2004 · owns less than 5%
      • Martin Cohen · Shareholdercontrol
        since 08/2004 · owns 25% to 50% of Cohen & Steers, Inc.
      • Hamilton Robert Steers · Shareholdercontrol
        since 08/2004 · owns 25% to 50% of Cohen & Steers, Inc.
      • Donoghue Lisa Phelan · Chief Compliance Officer
        since 12/2008 · owns less than 5%
      Entity owners
      • Cohen & Steers, Inc. · Shareholder
        direct · owns 75% or more · public reporting company
      • Cohen & Steers Capital Management, Inc. · Shareholder
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 71 to 10
        Mar 30, 2012 to Apr 1, 2013
      • Advisory employees · unset to 1.0
        Mar 30, 2012 to Apr 1, 2013
      • Advisory activities · 4 to 2
        Mar 30, 2012 to Apr 1, 2013
      • Employees · unset to 3.0
        Mar 30, 2012 to Apr 1, 2013
      • Discretionary RAUM · $3.9B to $1.4B
        Mar 30, 2012 to Apr 1, 2013
      • RAUM · $3.9B to $1.4B
        Mar 30, 2012 to Apr 1, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026