DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• • S••••• A••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Mar 17, 2006
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$2.9B as of Mar 30, 2026
Mar 30, 2012$4.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)18 as of Mar 30, 2026
Apr 1, 201311 then
Private funds: no history
RAUM +20% over the last fiscal year-6.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $59.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$901M31%
- Sovereign wealth funds$776M26%
- Investment companies$760M26%
- Pension and profit-sharing plans$249M8.5%
- State and municipal entities$216M7.3%
- Other investment advisers$27.4M0.9%
- Charitable organizations$15.1M0.5%
- Insurance companies$5.0M0.2%
- Banks and thrifts$365,7520.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.43 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• W•• M••• · Executive Director And Responsible Officercontrolsince 12/2022 · owns less than 5%
- D••••••• R•••• A•••• · Directorcontrolsince 07/2024 · owns less than 5%
- L••••• W•• L•• · Executive Director And Responsible Officercontrolsince 12/2022 · owns less than 5%
- P•••••• S••••••• · Directorcontrolsince 05/2023 · owns less than 5%
- P•••• F••••••• C•••••• · Directorcontrolsince 04/2014 · owns less than 5%
- C••••• C•••••••• · Chief Compliance Officersince 03/2020 · owns less than 5%
Entity owners
- C•••• • S••••• C•••••• M••••••••• I••• · Shareholderdirect · owns 75% or more
- C•••• • S•••••• I••• · Sole Shareholderindirect · owns 75% or more of C•••• • S••••• C•••••• M••••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- C•••• • S••••• A••••••••• I••••••••• P•••••••• L••pooled vehicle sponsorn
- C•••• • S••••• C•••••• M••••••••• I•••investment adviserbankpooled vehicle sponsoryRAUM $86B
- C•••• • S••••• G••••• R••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
- C•••• • S••••• I•••••• L••••••investment advisern
- C•••• • S••••• J••••• L••investment advisern
- C•••• • S••••• R••• E••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- C•••• • S••••• S••••••••• L••broker-dealern
- C•••• • S••••• S•••••••• P•••••• L••••••investment advisern
- C•••• • S••••• U• L••••••investment advisernRAUM $5.4B
Advisers that list C•••• • S••••• A••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 30, 2026RAUM per account of $58,979,607 against a peer median of $7,545,100 (108 comparable advisers, 99.0th percentile, 6.2 robust deviations)peers: other advisers, $1B to $5B (108) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 47 to 50Oct 27, 2025 to Mar 30, 2026
- Advisory employees · 7 to 8Oct 27, 2025 to Mar 30, 2026
- Pension plan clients · 7 to 9Oct 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 20Oct 27, 2025 to Mar 30, 2026
- Employees · 16 to 18Oct 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.5B to $2.9BOct 27, 2025 to Mar 30, 2026
- Pension RAUM · $167M to $249MOct 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $813M to $901MOct 27, 2025 to Mar 30, 2026
- RAUM · $2.5B to $2.9BOct 27, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 30, 2025
- Accounts · 50 to 47Nov 14, 2024 to Mar 28, 2025
- Pooled vehicle clients · 20 to 19Nov 14, 2024 to Mar 28, 2025
- HQ state · unset to Nov 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.3B to $2.5BNov 14, 2024 to Mar 28, 2025
- Pension RAUM · $164M to $167MNov 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $985M to $813MNov 14, 2024 to Mar 28, 2025
- RAUM · $3.3B to $2.5BNov 14, 2024 to Mar 28, 2025
- Accounts · 51 to 50Jan 9, 2024 to Mar 27, 2024
- Advisory employees · 8 to 7Jan 9, 2024 to Mar 27, 2024
- Pooled vehicle clients · 21 to 20Jan 9, 2024 to Mar 27, 2024
- Employees · 17 to 16Jan 9, 2024 to Mar 27, 2024
- Discretionary RAUM · $3.6B to $3.3BJan 9, 2024 to Mar 27, 2024
- Pension RAUM · $203M to $164MJan 9, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $985MJan 9, 2024 to Mar 27, 2024
- RAUM · $3.6B to $3.3BJan 9, 2024 to Mar 27, 2024
- Accounts · 53 to 51Dec 22, 2022 to Mar 30, 2023
- Advisory employees · 7 to 8Dec 22, 2022 to Mar 30, 2023
- Pension plan clients · 8 to 7Dec 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.8B to $3.6BDec 22, 2022 to Mar 30, 2023
- Pension RAUM · $297M to $203MDec 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $1.1BDec 22, 2022 to Mar 30, 2023
- RAUM · $3.8B to $3.6BDec 22, 2022 to Mar 30, 2023
- Accounts · 46 to 53Dec 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.1B to $3.8BDec 1, 2021 to Mar 31, 2022
- Pension RAUM · $704M to $297MDec 1, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.3B to $1.2BDec 1, 2021 to Mar 31, 2022
- RAUM · $4.1B to $3.8BDec 1, 2021 to Mar 31, 2022
- Accounts · 47 to 46Jun 30, 2020 to Mar 31, 2021
- Advisory employees · 8 to 7Jun 30, 2020 to Mar 31, 2021
- Pension plan clients · 9 to 8Jun 30, 2020 to Mar 31, 2021
Signals
7 dated events
- C•••• • S••••• A••• L•••••• reported RAUM $2.5B, down 25% from $3.3B (2024-11-14 to 2025-03-28)Mar 28, 2025 · ria raum c•••ge · derived
- Scott Matthew Stadler (Director) no longer on Schedule A of C•••• • S••••• A••• L•••••• (listed 2024-05-31, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- A•••• R••• D•••••• (Director) appeared on Schedule A of C•••• • S••••• A••• L••••••Jul 30, 2024 · Control person joined · fact
- Susannah Pitura (Director) appeared on Schedule A of C•••• • S••••• A••• L••••••Sep 15, 2023 · Control person joined · fact
- Wai Ming Chan (Executive Director And Responsible Officer) appeared on Schedule A of C•••• • S••••• A••• L••••••Dec 22, 2022 · Control person joined · fact
- Wai Lim L•••• (Executive Director And Responsible Officer) appeared on Schedule A of C•••• • S••••• A••• L••••••Dec 22, 2022 · Control person joined · fact
- Desmond Stephen Kenneally (Executive Director And Responsible Officer) no longer on Schedule A of C•••• • S••••• A••• L•••••• (listed 2022-08-05, absent 2022-12-22)Dec 22, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cohen-&-steersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cohenandsteers.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 852-3667-0080reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026