DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ntv Asset Management, LLC
Latest filing Mar 20, 2026
First filing on the tape Mar 14, 2012 · 24 filings
SEC status approved since Nov 28, 2000
RAUM
$1.2B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
86%
$999M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$232M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.2B as of Mar 20, 2026
Mar 14, 2012$363M then
HNW client RAUM$739M as of Mar 20, 2026
Mar 26, 2018$210M then
State-registered IARs (5.B.3)5 as of Mar 20, 2026
Mar 15, 20133 then
Employees (5.A)5 as of Mar 20, 2026
Mar 15, 20133 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $232MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $495M, 303 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$739M64%
- Individuals$259M22%
- Pension and profit-sharing plans$74.1M6.4%
- Charitable organizations$59.7M5.2%
- Corporations and businesses$26.7M2.3%
- Individual clients
- 241reported
- HNW clients
- 97reported
- Pension plan clients
- 19reported
- Charitable clients
- 12reported
- Accounts
- 1,013reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $495M for 303 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Randy Valentine | Charleston, Wv | Jan 11, 2001 | 31 y | 0 |
| James Rufus Thomas | Charleston, Wv | Jan 1, 2002 | 25 y | 0 |
| John Marshall Valentine | Charleston, Wv | Aug 31, 2018 | 10 y | 0 |
| Ian Cabanag Flores | Charleston, Wv | Oct 25, 2019 | 30 y | 1 |
| Bradley Michael FosterChartered Financial Analyst | Charleston, Wv | Mar 20, 2023 | 19 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bradley Michael Foster from Mckinley Carter Wealth Services, Inc.Mar 20, 2023 · RIA to RIA
- Ian Cabanag Flores from Bb&T Asset Management, Inc.Oct 25, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rufus James Thomas · Managing Membercontrolsince 11/2000 · owns 50% to 75%
- Marshall John Valentine · Chief Compliance Officercontrolsince 12/2018 · owns less than 5%
- Randy John Valentine · Managing Membercontrolsince 11/2000 · owns 50% to 75%
- Cabanag Ian Flores · Sr. Vice Presidentsince 08/2019 · owns less than 5%
- Michael Bradley Foster · Sr Vice Presidentsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charleston, Wv · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 900 to 1,013Mar 11, 2025 to Mar 20, 2026
- Corporate clients · 3 to 7Mar 11, 2025 to Mar 20, 2026
- HNW clients · 77 to 97Mar 11, 2025 to Mar 20, 2026
- Individual clients · 236 to 241Mar 11, 2025 to Mar 20, 2026
- Assets in custody · $496M to $495MMar 11, 2025 to Mar 20, 2026
- Discretionary RAUM · $907M to $1.1BMar 11, 2025 to Mar 20, 2026
- HNW RAUM · $569M to $739MMar 11, 2025 to Mar 20, 2026
- Individual RAUM · $260M to $259MMar 11, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $55.9M to $62.8MMar 11, 2025 to Mar 20, 2026
- Pension RAUM · $68.6M to $74.1MMar 11, 2025 to Mar 20, 2026
- RAUM · $963M to $1.2BMar 11, 2025 to Mar 20, 2026
- Accounts · 824 to 900Mar 14, 2024 to Mar 11, 2025
- Charity clients · 11 to 12Mar 14, 2024 to Mar 11, 2025
- HNW clients · 66 to 77Mar 14, 2024 to Mar 11, 2025
- Individual clients · 227 to 236Mar 14, 2024 to Mar 11, 2025
- Pension plan clients · 20 to 19Mar 14, 2024 to Mar 11, 2025
- Assets in custody · $511M to $496MMar 14, 2024 to Mar 11, 2025
- Financial planning clients · 26-50 to 51-100Mar 14, 2024 to Mar 11, 2025
- Discretionary RAUM · $782M to $907MMar 14, 2024 to Mar 11, 2025
- HNW RAUM · $464M to $569MMar 14, 2024 to Mar 11, 2025
- Individual RAUM · $246M to $260MMar 14, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $40.2M to $55.9MMar 14, 2024 to Mar 11, 2025
- Pension RAUM · $66.9M to $68.6MMar 14, 2024 to Mar 11, 2025
- RAUM · $822M to $963MMar 14, 2024 to Mar 11, 2025
- Accounts · 748 to 824Nov 13, 2023 to Mar 14, 2024
- Charity clients · 10 to 11Nov 13, 2023 to Mar 14, 2024
- HNW clients · 53 to 66Nov 13, 2023 to Mar 14, 2024
- Individual clients · 211 to 227Nov 13, 2023 to Mar 14, 2024
- Assets in custody · $393M to $511MNov 13, 2023 to Mar 14, 2024
- Financial planning clients · 0 to 26-50Nov 13, 2023 to Mar 14, 2024
- Discretionary RAUM · $639M to $782MNov 13, 2023 to Mar 14, 2024
- HNW RAUM · $354M to $464MNov 13, 2023 to Mar 14, 2024
- Individual RAUM · $222M to $246MNov 13, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $39.4M to $40.2MNov 13, 2023 to Mar 14, 2024
- Pension RAUM · $61.3M to $66.9MNov 13, 2023 to Mar 14, 2024
- RAUM · $678M to $822MNov 13, 2023 to Mar 14, 2024
- Accounts · 702 to 748Mar 27, 2023 to Mar 29, 2023
- Advisory activities · 2 to 3Mar 27, 2023 to Mar 29, 2023
- Assets in custody · $188M to $393MMar 27, 2023 to Mar 29, 2023
- HNW RAUM · $354M to $354MMar 27, 2023 to Mar 29, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 304-353-9090reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-353-9090reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- NTVAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 304-353-9090reportedpublic record, Form ADV, Mar 20, 2026
- Team page
- ntvam.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $232Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026