DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• T••• I••••••••• A•••••••
Legal name O•••••• I••••••••• A•••••••• I•••
Latest filing Jul 15, 2026
First filing on the tape Mar 19, 2012 · 18 filings
SEC status approved since Aug 9, 2018
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$168M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$96.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$192M as of Jul 15, 2026
Mar 19, 2012$76.7M then
HNW client RAUM$139M as of Jul 15, 2026
Jan 17, 2019$78.1M then
State-registered IARs (5.B.3)3 as of Jul 15, 2026
Mar 19, 20120 then
Employees (5.A)5 as of Jul 15, 2026
Jan 17, 20193 then
Private funds: no history
RAUM +17% over the last fiscal year+11% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $96.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $704,119derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M72%
- Individuals$29.4M15%
- Pension and profit-sharing plans$13.3M6.9%
- Charitable organizations$10.7M5.5%
- Individual clients
- 113reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 273reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• E••••• H•••••• | Pittsburgh, Pa | Aug 31, 2000 | 29 y | 0 |
| J•••• D• H•••••• | Pittsburgh, Pa | May 24, 2012 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• J••••• D• · Vice Presidentcontrolsince 07/2013 · owns 25% to 50%
- H••••••• R•••••• E••••• · President And Chief Compliance Officercontrolsince 04/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 214 to 273Jan 2, 2026 to Mar 17, 2026
- HNW clients · 16 to 17Jan 2, 2026 to Mar 17, 2026
- Individual clients · 96 to 113Jan 2, 2026 to Mar 17, 2026
- Employees · 2 to 5Jan 2, 2026 to Mar 17, 2026
- State-registered IARs · 2 to 3Jan 2, 2026 to Mar 17, 2026
- Discretionary RAUM · $164M to $192MJan 2, 2026 to Mar 17, 2026
- HNW RAUM · $121M to $139MJan 2, 2026 to Mar 17, 2026
- Individual RAUM · $25.6M to $29.4MJan 2, 2026 to Mar 17, 2026
- Pension RAUM · $10.8M to $13.3MJan 2, 2026 to Mar 17, 2026
- RAUM · $164M to $192MJan 2, 2026 to Mar 17, 2026
- Accounts · 211 to 214Mar 15, 2024 to Feb 21, 2025
- HNW clients · 14 to 16Mar 15, 2024 to Feb 21, 2025
- Individual clients · 101 to 96Mar 15, 2024 to Feb 21, 2025
- Financial planning clients · unset to Mar 15, 2024 to Feb 21, 2025
- Discretionary RAUM · $150M to $164MMar 15, 2024 to Feb 21, 2025
- HNW RAUM · $110M to $121MMar 15, 2024 to Feb 21, 2025
- Individual RAUM · $24.6M to $25.6MMar 15, 2024 to Feb 21, 2025
- Pension RAUM · $9.5M to $10.8MMar 15, 2024 to Feb 21, 2025
- RAUM · $150M to $164MMar 15, 2024 to Feb 21, 2025
- Accounts · 238 to 211Feb 21, 2023 to Mar 15, 2024
- Charity clients · 0.0 to unsetFeb 21, 2023 to Mar 15, 2024
- HNW clients · 10 to 14Feb 21, 2023 to Mar 15, 2024
- Individual clients · 140 to 101Feb 21, 2023 to Mar 15, 2024
- Discretionary RAUM · $142M to $150MFeb 21, 2023 to Mar 15, 2024
- HNW RAUM · $99.4M to $110MFeb 21, 2023 to Mar 15, 2024
- Individual RAUM · $28.9M to $24.6MFeb 21, 2023 to Mar 15, 2024
- Pension RAUM · $8.5M to $9.5MFeb 21, 2023 to Mar 15, 2024
- RAUM · $142M to $150MFeb 21, 2023 to Mar 15, 2024
- Accounts · 235 to 238Mar 7, 2022 to Feb 21, 2023
- Charity clients · unset to 0.0Mar 7, 2022 to Feb 21, 2023
- HNW clients · 19 to 10Mar 7, 2022 to Feb 21, 2023
- Individual clients · 135 to 140Mar 7, 2022 to Feb 21, 2023
- Discretionary RAUM · $148M to $142MMar 7, 2022 to Feb 21, 2023
- HNW RAUM · $112M to $99.4MMar 7, 2022 to Feb 21, 2023
- Individual RAUM · $21.4M to $28.9MMar 7, 2022 to Feb 21, 2023
- Pension RAUM · $9.0M to $8.5MMar 7, 2022 to Feb 21, 2023
- RAUM · $148M to $142MMar 7, 2022 to Feb 21, 2023
- Accounts · 238 to 235Jan 3, 2022 to Mar 7, 2022
- HNW clients · 13 to 19Jan 3, 2022 to Mar 7, 2022
- Individual clients · 91 to 135Jan 3, 2022 to Mar 7, 2022
Signals
1 dated events
- O•• T••• I••••••••• A••••••• filed its initial SEC registration (Form ADV)Jul 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@myoaktreeadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ron@myoaktreeadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 412-802-8358reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-802-8358reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026