DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lasalle Investment Management Securities
Legal name Lasalle Investment Management Securities, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 7, 2012 · 22 filings
SEC status approved since Nov 30, 1994
RAUM
$3.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.8%
$25.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$3.3B as of Mar 31, 2026
Mar 7, 2012$11B then
HNW client RAUM$25.9M as of Mar 31, 2026
Mar 28, 2018$17.9M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 22, 20130 then
Employees (5.A)27 as of Mar 31, 2026
Mar 22, 201337 then
Private funds: no history
RAUM +7.3% over the last fiscal year+2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $133MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B69%
- Corporations and businesses$363M11%
- State and municipal entities$213M6.6%
- Charitable organizations$196M6.1%
- Pension and profit-sharing plans$147M4.5%
- Sovereign wealth funds$56.4M1.7%
- High-net-worth individuals$25.9M0.8%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.67 institutional_share=0.18 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Doherty · Chief Legal Officercontrolsince 07/2007 · owns less than 5%
- L Lisa Kaufman · Managing Directorcontrolsince 09/2016 · owns less than 5%
- Scott Ian Mcwilliams · Managing Directorcontrolsince 07/2015 · owns less than 5%
- T Chaim Preiser · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- Matthew Sgrizzi · Managing Directorcontrolsince 05/2015 · owns less than 5%
Entity owners
- Jones Lang Lasalle Incorporated · Shareholderindirect · owns 75% or more of Lasalle Investment Management, Inc. · public reporting company
- Lasalle Investment Management Inc. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Jones Lang Lasalle Americas, Inc.investment companyn
- Lasalle Gmbhinvestment advisern
- Lasalle Investment Managementinvestment adviserpooled vehicle sponsorn
- Lasalle Investment Management Asia Pte. Ltdinvestment adviserpooled vehicle sponsorn
- Lasalle Investment Management Kkinvestment adviserinvestment companyn
- Lasalle Investment Management Sasinvestment advisern
- Lasalle Investment Managementinvestment adviserpooled vehicle sponsoryRAUM $11B
Advisers that list Lasalle Investment Management Securities as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 25Jun 25, 2025 to Mar 31, 2026
- Advisory employees · 27 to 25Jun 25, 2025 to Mar 31, 2026
- Employees · 29 to 27Jun 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.1B to $3.3BJun 25, 2025 to Mar 31, 2026
- HNW RAUM · $25.1M to $25.9MJun 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $9.8M to $19.5MJun 25, 2025 to Mar 31, 2026
- Pension RAUM · $233M to $147MJun 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1B to $2.2BJun 25, 2025 to Mar 31, 2026
- RAUM · $3.1B to $3.3BJun 25, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 25, 2025
- Accounts · 26 to 24Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 28 to 27Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 7Mar 29, 2024 to Mar 31, 2025
- Employees · 30 to 29Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $3.1BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $26.0M to $25.1MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $9.8MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $207M to $233MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.5B to $2.1BMar 29, 2024 to Mar 31, 2025
- RAUM · $3.2B to $3.1BMar 29, 2024 to Mar 31, 2025
- Accounts · 25 to 26Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 3 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.0B to $3.2BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $21.0M to $26.0MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $25.8M to $0Mar 31, 2023 to Mar 29, 2024
- Pension RAUM · $204M to $207MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.4B to $2.5BMar 31, 2023 to Mar 29, 2024
- RAUM · $3.1B to $3.2BMar 31, 2023 to Mar 29, 2024
- Accounts · 23 to 25May 9, 2022 to Mar 31, 2023
- Advisory activities · 4 to 3May 9, 2022 to Mar 31, 2023
- Corporate clients · unset to 3.0May 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 10May 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.4B to $3.0BMay 9, 2022 to Mar 31, 2023
- HNW RAUM · $27.6M to $21.0MMay 9, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $27.4M to $25.8MMay 9, 2022 to Mar 31, 2023
- Pension RAUM · $258M to $204MMay 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.5B to $2.4BMay 9, 2022 to Mar 31, 2023
- RAUM · $4.4B to $3.1BMay 9, 2022 to Mar 31, 2023
- Accounts · 29 to 23Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 30 to 28Mar 31, 2021 to Mar 31, 2022
Signals
7 dated events
- Lasalle Investment Management Securities reported RAUM $3.1B, down 31% from $4.4B (2022-05-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T Chaim Preiser (Chief Compliance Officer) appeared on Schedule A of Lasalle Investment Management SecuritiesMay 9, 2022 · Control person joined · fact
- Scott Ian Mcwilliams (Managing Director) appeared on Schedule A of Lasalle Investment Management SecuritiesMar 31, 2021 · Control person joined · fact
- Peggy Burns (Managing Director) no longer on Schedule A of Lasalle Investment Management Securities (listed 2020-03-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Lasalle Investment Management Securities reported RAUM $5.5B, down 39% from $9.0B (2018-09-13 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Lasalle Investment Management Securities reported RAUM $9.0B, down 35% from $13.9B (2017-04-10 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- Lasalle Investment Management (Securities), L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 22, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Lasalle Investment Management Securities · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/LASALLE-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LASALLE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 410-878-4800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026