DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••••• D••• I••••••••• L••
Legal name L•••••• D••• I••••••••
Latest filing Jul 23, 2026
First filing on the tape Feb 14, 2012 · 26 filings
SEC status approved since Mar 17, 2012
RAUM
$385M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$385M as of Jul 23, 2026
Mar 28, 2013$617M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Mar 28, 20130 then
Employees (5.A)14 as of Jul 23, 2026
Mar 28, 201312 then
Private funds2 as of Mar 26, 2018
Mar 28, 20132 then
RAUM -39% over the last fiscal year-23% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $128MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $353M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$385M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $353M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• A••••••••• I•••••••• I•• L••no longer reported | Real Estate Fund | $133M | 43 | Mar 30, 2016 |
| L••••••• M••••••••• R••••••• F••• L•no longer reported | Real Estate Fund | $58.8M | 43 | Feb 14, 2012 |
| L••••••• H••••••••• I••••••••no longer reported | Real Estate Fund | $37.2M | 57 | Mar 30, 2016 |
| F•• P•••••••• E••••• O•••• L••no longer reported | Real Estate Fund | $8.9M | 60 | Feb 14, 2012 |
| C••••••••• R••• E••••• V•••• I•••••••• I•• L•no longer reported | Real Estate Fund | $8.7M | 96 | Mar 27, 2014 |
| L••••••• V•••• W•••••••••no longer reported | Real Estate Fund | $2.5M | 33 | Mar 26, 2018 |
| L••••••• A•••••••• I•••••••• I• L••no longer reported | Real Estate Fund | $1.5M | 22 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• R••••• D••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- G••••• B••••••• J••••••• · Head Of A•••••••controlsince 06/2024 · owns less than 5%
- M•••••• A••••••• M••• W••••• · Chief Operation Officer And Chief Financial Officercontrolsince 04/2022 · owns less than 5%
- O•••• C••••• W•••••• · Presidentcontrolsince 01/2024 · owns less than 5%
- R•••• G•••••• G••••• · Secretarycontrolsince 01/2019 · owns less than 5%
- S••••••• W••••••• O••••• · Executive Vice President And Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- S••••••••• G••••• A•••• · Executive Chairmancontrolsince 01/2024 · owns less than 5%
Entity owners
- J•••• L••• L•••••• C••••••••• I••• · O••••direct · owns 75% or more
- J•••• L••• L•••••• I••••••••• · O••••indirect · owns 75% or more of J•••• L••• L•••••• C••••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- J•••• L••• L•••••• A•••••••• I•••investment companyn
- J•••• L••• L•••••• I•••••••••y
- J•••• L••• L•••••• S••••••••• L••broker-dealern
- K••••••••• C•• L••bankn
- L•••••• F•••• M••••••••• L••••••investment adviserpooled vehicle sponsorn
- L•••••• G•••investment advisern
- L•••••• I••••••••• M•••••••••investment adviserpooled vehicle sponsorn
- L•••••• I••••••••• M••••••••• A••• P••• L••investment adviserpooled vehicle sponsorn
- L•••••• I••••••••• M••••••••• D••••••••• L••broker-dealern
- L•••••• I••••••••• M••••••••• K•••investment advisern
- L•••••• I••••••••• M••••••••• S•••••••••investment advisernRAUM $3.3B
- L•••••• I••••••••• M•••••••••investment adviserpooled vehicle sponsornRAUM $11B
Advisers that list L•••••• D••• I••••••••• L•• as a related person
- 109307 n
Offices
Schedule D 1.F, the 25 largest
- Denver,, CO3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $632,669,389 to $384,707,295 (-39.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 6.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 6.1% percentile
What changed
consecutive filings, newest first
- Business name · L•••••• D••• I••••••••• I••• to L•••••• D••• I••••••••• L••Mar 31, 2026 to Jul 23, 2026
- HQ city · LOS ANGELES to DENVERMar 31, 2026 to Jul 23, 2026
- HQ state · CA to COMar 31, 2026 to Jul 23, 2026
- Other offices · 1 to 0Mar 31, 2026 to Jul 23, 2026
- Organization form · Corporation to Limited Liability CompanyMar 31, 2026 to Jul 23, 2026
- Advisory employees · 12 to 14May 22, 2025 to Mar 31, 2026
- Assets in custody · $500M to $353MMay 22, 2025 to Mar 31, 2026
- Employees · 12 to 14May 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $500M to $353MMay 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $132M to $32.0MMay 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $633M to $385MMay 22, 2025 to Mar 31, 2026
- RAUM · $633M to $385MMay 22, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 22, 2025
- Accounts · 4 to 3Jan 9, 2025 to Mar 31, 2025
- Advisory employees · 9 to 12Jan 9, 2025 to Mar 31, 2025
- Pooled vehicle clients · 4 to 3Jan 9, 2025 to Mar 31, 2025
- Assets in custody · $610M to $500MJan 9, 2025 to Mar 31, 2025
- Employees · 9 to 12Jan 9, 2025 to Mar 31, 2025
- Discretionary RAUM · $610M to $500MJan 9, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $102M to $132MJan 9, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $712M to $633MJan 9, 2025 to Mar 31, 2025
- RAUM · $712M to $633MJan 9, 2025 to Mar 31, 2025
- Accounts · 3 to 4Jan 19, 2024 to Mar 28, 2024
- Advisory employees · 14 to 9Jan 19, 2024 to Mar 28, 2024
- Pooled vehicle clients · 3 to 4Jan 19, 2024 to Mar 28, 2024
- Assets in custody · $852M to $610MJan 19, 2024 to Mar 28, 2024
- Employees · 14 to 9Jan 19, 2024 to Mar 28, 2024
- Financial planning clients · 0 to unsetJan 19, 2024 to Mar 28, 2024
- Discretionary RAUM · $852M to $610MJan 19, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $102MJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $852M to $712MJan 19, 2024 to Mar 28, 2024
- RAUM · $852M to $712MJan 19, 2024 to Mar 28, 2024
- Related bank · false to trueJan 19, 2024 to Mar 28, 2024
- HQ city · BEVERLY HILLS to LOS ANGELESMay 24, 2023 to Aug 4, 2023
- Accounts · 2 to 3Mar 25, 2022 to Mar 27, 2023
- Advisory employees · 17 to 14Mar 25, 2022 to Mar 27, 2023
- Pooled vehicle clients · 2 to 3Mar 25, 2022 to Mar 27, 2023
- Assets in custody · $1.1B to $852MMar 25, 2022 to Mar 27, 2023
- Employees · 17 to 14Mar 25, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.1B to $852MMar 25, 2022 to Mar 27, 2023
Signals
16 dated events
- L•••••• D••• I••••••••• L•• reported RAUM $384.7M, down 39% from $632.7M (2025-05-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Favors Kristina H•••••••• (Co-Head Of Americas) no longer on Schedule A of L•••••• D••• I••••••••• L•• (listed 2024-03-28, absent 2024-08-12)Aug 12, 2024 · Control person left · inference
- Joseph Michael Ricketts (Vice President) no longer on Schedule A of L•••••• D••• I••••••••• L•• (listed 2024-01-19, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- William Craig Oram (President) appeared on Schedule A of L•••••• D••• I••••••••• L••Jan 19, 2024 · Control person joined · fact
- Mara Weiner Allison Mcfaul (Chief Operation Officer And Chief Financial Officer) appeared on Schedule A of L•••••• D••• I••••••••• L••May 24, 2023 · Control person joined · fact
- J Joseph Romenesko (Vice President And Assistant Treasurer) no longer on Schedule A of L•••••• D••• I••••••••• L•• (listed 2023-04-14, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Dawn Robin Freeman (Chief Compliance Officer) appeared on Schedule A of L•••••• D••• I••••••••• L••Apr 14, 2023 · Control person joined · fact
- K••••• H•••••••• (Vice President) appeared on Schedule A of L•••••• D••• I••••••••• L••Mar 25, 2022 · Control person joined · fact
- B••• G•••• (Vice President) appeared on Schedule A of L•••••• D••• I••••••••• L••Mar 25, 2022 · Control person joined · fact
- Blair Jason Kern (Vice President) no longer on Schedule A of L•••••• D••• I••••••••• L•• (listed 2021-03-29, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Dorian Brett Mayer (Managing Director) no longer on Schedule A of L•••••• D••• I••••••••• L•• (listed 2018-03-26, absent 2019-01-24)Jan 24, 2019 · Control person left · inference
- Gordon Repp (Secretary) appeared on Schedule A of L•••••• D••• I••••••••• L••Jan 24, 2019 · Control person joined · fact
- J Joseph Romenesko (Vice President And Assistant Treasurer) appeared on Schedule A of L•••••• D••• I••••••••• L••Jan 24, 2019 · Control person joined · fact
- Blair Jason Kern (Vice President) appeared on Schedule A of L•••••• D••• I••••••••• L••Jan 24, 2019 · Control person joined · fact
- Michael Ricketts (Vice President) appeared on Schedule A of L•••••• D••• I••••••••• L••Jan 24, 2019 · Control person joined · fact
- L•••••• D••• I••••••••• L•• reported RAUM $1.8B, up 201% from $596.1M (2017-03-24 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- lasalle.com/lending/us-lendingreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-614-8939reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L•••••• D••• I••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…