DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• I••••••••• A•••••••• I•••
Latest filing May 4, 2026
First filing on the tape Mar 30, 2012 · 4 filings
SEC status approved since May 5, 2026
RAUM
$109M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
98%
$107M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$54.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$109M as of May 4, 2026
Mar 30, 2012$54.5M then
HNW client RAUM: $81.5M
State-registered IARs (5.B.3)2 as of May 4, 2026
Mar 30, 20120 then
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $558,171derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$81.5M75%
- Individuals$25.6M23%
- Pension and profit-sharing plans$1.8M1.7%
- Individual clients
- 58reported
- HNW clients
- 28reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 195reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• C•••••• S•••••••Chartered Financial Analyst | Delafield, Wi | Jan 23, 2022 | 11 y | 0 |
| W•••••• R••••• W•••••Chartered Financial Analyst | Delafield, Wi | May 4, 2026 | 46 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• R••••• W••••• from W••••••••• L•••May 4, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• T••••••• V••••• · President And Chief Compliance Officercontrolsince 11/1997 · owns 75% or more
Related persons
Schedule D 7.A
- M••••• D•••••• C•••••• M••••••••• L••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Delafield, Wi · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing May 4, 2026financial planning (Item 5.G.1): no on the filing of 2012-06-20, yes on the filing of 2026-05-04peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 161 to 195Jun 20, 2012 to May 4, 2026
- Advisory employees · unset to 2.0Jun 20, 2012 to May 4, 2026
- HNW clients · unset to 28.0Jun 20, 2012 to May 4, 2026
- Individual clients · unset to 58.0Jun 20, 2012 to May 4, 2026
- Pension plan clients · unset to 1.0Jun 20, 2012 to May 4, 2026
- Employees · unset to 2.0Jun 20, 2012 to May 4, 2026
- Financial planning clients · unset to 51-100Jun 20, 2012 to May 4, 2026
- State-registered IARs · 0 to 2Jun 20, 2012 to May 4, 2026
- Other offices · unset to 0.0Jun 20, 2012 to May 4, 2026
- Discretionary RAUM · $50.9M to $92.0MJun 20, 2012 to May 4, 2026
- HNW RAUM · unset to 81452307.0Jun 20, 2012 to May 4, 2026
- Individual RAUM · unset to 25560945.0Jun 20, 2012 to May 4, 2026
- Non-discretionary RAUM · $0 to $16.9MJun 20, 2012 to May 4, 2026
- Pension RAUM · unset to 1830017.0Jun 20, 2012 to May 4, 2026
- RAUM · $50.9M to $109MJun 20, 2012 to May 4, 2026
- Related adviser · true to falseJun 20, 2012 to May 4, 2026
- Accounts · 167 to 161Mar 30, 2012 to Jun 20, 2012
- Discretionary RAUM · $54.5M to $50.9MMar 30, 2012 to Jun 20, 2012
- RAUM · $54.5M to $50.9MMar 30, 2012 to Jun 20, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 262-646-4300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- P•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-646-4300reportedpublic record, Form ADV, May 4, 2026
- Contact form
- pavlic.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026