DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• F•••••••• S•••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Dec 20, 2011 · 19 filings
SEC status approved since Apr 20, 2018
RAUM
$309M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$301M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$309M as of Mar 23, 2026
Apr 2, 2012$69.9M then
HNW client RAUM$190M as of Mar 23, 2026
Mar 29, 2019$21.3M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Apr 2, 20120 then
Employees (5.A)6 as of Mar 23, 2026
Mar 29, 20199 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $247,199derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$190M62%
- Individuals$110M36%
- Charitable organizations$8.1M2.6%
- Corporations and businesses$547,0040.2%
- Individual clients
- 351reported
- HNW clients
- 88reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 1,252reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J••••• J•••••• | Chambersburg, Pa | Jan 4, 2017 | 14 y | 2 |
| K•••••• A••••• R••••• | Chambersburg, Pa | Nov 10, 2022 | 15 y | 0 |
| N••• E••••••• | Chambersburg, Pa | Nov 11, 2022 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• E••••• N••••• to A••••• A••••••• L••Dec 31, 2008 · Other
Joined, latest
- C••••••••• J••••• J•••••• from I•••••••• I••••••••• M•••••••••Jan 4, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• C••••••••• J••••• · Chief Executive Officer, Chief Compliance Officer, Ownercontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chambersburg, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,085 to 1,252Mar 24, 2025 to Mar 23, 2026
- HNW clients · 63 to 88Mar 24, 2025 to Mar 23, 2026
- Individual clients · 318 to 351Mar 24, 2025 to Mar 23, 2026
- Discretionary RAUM · $258M to $309MMar 24, 2025 to Mar 23, 2026
- HNW RAUM · $145M to $190MMar 24, 2025 to Mar 23, 2026
- Individual RAUM · $107M to $110MMar 24, 2025 to Mar 23, 2026
- RAUM · $258M to $309MMar 24, 2025 to Mar 23, 2026
- Accounts · 998 to 1,085Apr 2, 2024 to Mar 24, 2025
- Charity clients · unset to 6.0Apr 2, 2024 to Mar 24, 2025
- HNW clients · 59 to 63Apr 2, 2024 to Mar 24, 2025
- Individual clients · 304 to 318Apr 2, 2024 to Mar 24, 2025
- Financial planning clients · 51-100 to 51-100Apr 2, 2024 to Mar 24, 2025
- Discretionary RAUM · $214M to $258MApr 2, 2024 to Mar 24, 2025
- HNW RAUM · $121M to $145MApr 2, 2024 to Mar 24, 2025
- Individual RAUM · $90.6M to $107MApr 2, 2024 to Mar 24, 2025
- RAUM · $214M to $258MApr 2, 2024 to Mar 24, 2025
- Accounts · 894 to 998Mar 30, 2023 to Mar 28, 2024
- HNW clients · 44 to 59Mar 30, 2023 to Mar 28, 2024
- Individual clients · 320 to 304Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $180M to $214MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $91.8M to $121MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $86.6M to $90.6MMar 30, 2023 to Mar 28, 2024
- RAUM · $180M to $214MMar 30, 2023 to Mar 28, 2024
- Accounts · 751 to 894May 2, 2022 to Mar 30, 2023
- Advisory employees · 1 to 3May 2, 2022 to Mar 30, 2023
- Corporate clients · 5.0 to unsetMay 2, 2022 to Mar 30, 2023
- HNW clients · 56 to 44May 2, 2022 to Mar 30, 2023
- Individual clients · 256 to 320May 2, 2022 to Mar 30, 2023
- Employees · 5 to 6May 2, 2022 to Mar 30, 2023
- State-registered IARs · 1 to 3May 2, 2022 to Mar 30, 2023
- Other offices · 1 to 0May 2, 2022 to Mar 30, 2023
- Discretionary RAUM · $200M to $180MMay 2, 2022 to Mar 30, 2023
- HNW RAUM · $108M to $91.8MMay 2, 2022 to Mar 30, 2023
- Individual RAUM · $91.4M to $86.6MMay 2, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $526,471 to $0May 2, 2022 to Mar 30, 2023
- RAUM · $201M to $180MMay 2, 2022 to Mar 30, 2023
- Accounts · 665 to 751Mar 31, 2021 to Mar 31, 2022
- HNW clients · 54 to 56Mar 31, 2021 to Mar 31, 2022
- Individual clients · 222 to 256Mar 31, 2021 to Mar 31, 2022
- Pension plan clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
Signals
1 dated events
- T••••• F•••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Mar 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- a••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 717-267-1426reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 717-267-1584reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 717-267-1426reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026