DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• A•••• M•••••••••
Legal name P••••••• A•••• M••••••••• C••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Mar 20, 2012 · 16 filings
SEC status approved since May 17, 1995
RAUM
$442M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$442M as of Mar 30, 2026
Mar 20, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20120 then
Employees (5.A)5 as of Mar 30, 2026
Apr 1, 201311 then
Private funds: no history
RAUM +19% over the last fiscal year+5.7% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$368M83%
- Pension and profit-sharing plans$48.6M11%
- Corporations and businesses$25.5M5.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• J••••• E••• · Managing Member, Chief Executive Officer And Chief Investment Officer And Shareholdercontrolsince 10/2004 · owns 50% to 75%
- M•••••• J••••••• E••••• · Senior Portfolio Manager And Shareholdercontrolsince 05/1995 · owns 5% to 10%
- P••• G•••••• · Senior Managing Director And Chief Compliance Officer And Shareholdercontrolsince 10/2004 · owns 10% to 25%
- S•••• O•••••••• M•••••••• · Chief Administrative Officer And Shareholdersince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $373M to $442MMar 20, 2025 to Mar 30, 2026
- Pension RAUM · $41.8M to $48.6MMar 20, 2025 to Mar 30, 2026
- RAUM · $373M to $442MMar 20, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 29, 2024 to Mar 20, 2025
- Discretionary RAUM · $386M to $373MMar 29, 2024 to Mar 20, 2025
- Pension RAUM · $37.3M to $41.8MMar 29, 2024 to Mar 20, 2025
- RAUM · $386M to $373MMar 29, 2024 to Mar 20, 2025
- Accounts · 11 to 10May 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $374M to $386MMay 19, 2023 to Mar 29, 2024
- Pension RAUM · $42.4M to $37.3MMay 19, 2023 to Mar 29, 2024
- RAUM · $374M to $386MMay 19, 2023 to Mar 29, 2024
- Accounts · 10 to 11Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $410M to $374MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $59.6M to $42.4MMar 30, 2022 to Mar 30, 2023
- RAUM · $410M to $374MMar 30, 2022 to Mar 30, 2023
- Accounts · 8 to 10Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $382M to $410MMar 31, 2021 to Mar 30, 2022
- Pension RAUM · $73.0M to $59.6MMar 31, 2021 to Mar 30, 2022
- RAUM · $382M to $410MMar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $346M to $382MMar 13, 2020 to Mar 31, 2021
- Pension RAUM · $20.8M to $73.0MMar 13, 2020 to Mar 31, 2021
- RAUM · $346M to $382MMar 13, 2020 to Mar 31, 2021
- Accounts · 9 to 8Mar 19, 2019 to Mar 13, 2020
- Advisory employees · 3 to 4Mar 19, 2019 to Mar 13, 2020
- Employees · 4 to 5Mar 19, 2019 to Mar 13, 2020
- Discretionary RAUM · $349M to $346MMar 19, 2019 to Mar 13, 2020
- Pension RAUM · $17.7M to $20.8MMar 19, 2019 to Mar 13, 2020
- RAUM · $349M to $346MMar 19, 2019 to Mar 13, 2020
- Accounts · 8 to 9Mar 19, 2018 to Mar 19, 2019
- Discretionary RAUM · $370M to $349MMar 19, 2018 to Mar 19, 2019
- Pension RAUM · $16.3M to $17.7MMar 19, 2018 to Mar 19, 2019
- RAUM · $370M to $349MMar 19, 2018 to Mar 19, 2019
- Accounts · 16 to 8Mar 30, 2017 to Mar 19, 2018
- Advisory employees · 4 to 3Mar 30, 2017 to Mar 19, 2018
- Employees · 5 to 4Mar 30, 2017 to Mar 19, 2018
- Other offices · unset to 0.0Mar 30, 2017 to Mar 19, 2018
- Discretionary RAUM · $528M to $370MMar 30, 2017 to Mar 19, 2018
- Pension RAUM · unset to 16257003.0Mar 30, 2017 to Mar 19, 2018
- RAUM · $528M to $370MMar 30, 2017 to Mar 19, 2018
Signals
1 dated events
- P••••••• A•••• M••••••••• reported RAUM $370.3M, down 30% from $528.4M (2017-03-30 to 2018-03-19)Mar 19, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/paradigm-asset-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-771-6100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026