DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Doucet Asset Management, LLC
Latest filing Mar 19, 2026
First filing on the tape Mar 23, 2012 · 6 filings
SEC status approved since May 1, 2025
RAUM
$121M
reported, Item 5.F
Discretionary
30%
of RAUM
Private clients
29%
$34.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$60.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$121M as of Mar 19, 2026
Mar 23, 2012$13.5M then
HNW client RAUM$25.9M as of Mar 19, 2026
Mar 31, 2025$22.4M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Mar 23, 20120 then
Employees (5.A)2 as of Mar 19, 2026
Mar 31, 20252 then
Private funds: no history
RAUM -8.9% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $60.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 30%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$86.0M71%
- High-net-worth individuals$25.9M21%
- Individuals$8.9M7.4%
- Individual clients
- 35reported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.29 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Leonce Doucet | New Orleans, La | Sep 25, 2006 | 38 y | 3 |
| Rebecca Barnhart Purvis | New Orleans, La | Mar 26, 2012 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- William Hubert Aycock to Park Place Capital CorporationDec 12, 2017 · Other
- Wil Patrick Dedmon to Capital Advisors, Inc.Sep 12, 2017 · Other
Joined, latest
- Wil Patrick Dedmon from Greybox InvestmentsAug 15, 2017 · Other
- Christopher Leonce Doucet from Sterne Agee Asset Management, Inc.Sep 25, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leonce Christopher Doucet · Ceo/Chief Compliance Officercontrolsince 08/2006 · owns less than 5%
- Andre Suzette Doucet · Cfocontrolsince 08/2006 · owns less than 5%
- Leonce Christopher Doucet · Membercontrolsince 08/2006 · owns 50% to 75% of Doucet Capital, LLC
Entity owners
- Doucet Capital, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Aegis Financial Corporationinvestment advisernRAUM $1.4B
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 45 to 48Mar 31, 2025 to Mar 19, 2026
- Corporate clients · 6 to 7Mar 31, 2025 to Mar 19, 2026
- Individual clients · 33 to 35Mar 31, 2025 to Mar 19, 2026
- Discretionary RAUM · $30.3M to $36.5MMar 31, 2025 to Mar 19, 2026
- HNW RAUM · $22.4M to $25.9MMar 31, 2025 to Mar 19, 2026
- Individual RAUM · $7.9M to $8.9MMar 31, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $102M to $84.3MMar 31, 2025 to Mar 19, 2026
- RAUM · $133M to $121MMar 31, 2025 to Mar 19, 2026
- Accounts · 55 to 45Jun 27, 2012 to Mar 31, 2025
- Advisory employees · unset to 2.0Jun 27, 2012 to Mar 31, 2025
- BD registered reps · unset to 2.0Jun 27, 2012 to Mar 31, 2025
- Corporate clients · unset to 6.0Jun 27, 2012 to Mar 31, 2025
- HNW clients · unset to 6.0Jun 27, 2012 to Mar 31, 2025
- Individual clients · unset to 33.0Jun 27, 2012 to Mar 31, 2025
- Employees · unset to 2.0Jun 27, 2012 to Mar 31, 2025
- Financial planning clients · unset to Jun 27, 2012 to Mar 31, 2025
- HQ city · BIRMINGHAM to NEW ORLEANSJun 27, 2012 to Mar 31, 2025
- HQ state · AL to LAJun 27, 2012 to Mar 31, 2025
- State-registered IARs · 0 to 2Jun 27, 2012 to Mar 31, 2025
- Other offices · unset to 0.0Jun 27, 2012 to Mar 31, 2025
- Discretionary RAUM · $13.5M to $30.3MJun 27, 2012 to Mar 31, 2025
- HNW RAUM · unset to 22439662.0Jun 27, 2012 to Mar 31, 2025
- Individual RAUM · unset to 7897144.0Jun 27, 2012 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $102MJun 27, 2012 to Mar 31, 2025
- RAUM · $13.5M to $133MJun 27, 2012 to Mar 31, 2025
- Related adviser · true to falseJun 27, 2012 to Mar 31, 2025
- Related adviser · false to trueMay 25, 2012 to Jun 14, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@doucetcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- sdoucet@doucetcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- bhaseldon@doucetcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 205-414-9788reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-520-1115reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-565-7887reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- DOUCETCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 205-414-9788reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- doucetcapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- doucetcapital.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026