DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Keller Wealth Advisors
Legal name Kmh Wealth Management, LLC
Latest filing Mar 15, 2026
First filing on the tape Mar 21, 2012 · 27 filings
SEC status approved since Feb 6, 1998
RAUM
$923M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
95%
$880M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$923M as of Mar 15, 2026
Mar 21, 2012$160M then
HNW client RAUM$765M as of Mar 15, 2026
Mar 16, 2018$282M then
State-registered IARs (5.B.3)8 as of Mar 15, 2026
Mar 21, 20120 then
Employees (5.A)10 as of Mar 15, 2026
Mar 27, 20137 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Mar 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $695,073derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $188M, 120 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$765M83%
- Individuals$115M12%
- Charitable organizations$35.5M3.8%
- Pension and profit-sharing plans$7.3M0.8%
- Corporations and businesses$707,1700.1%
- Individual clients
- 392reported
- HNW clients
- 151reported
- Pension plan clients
- 4reported
- Charitable clients
- 7reported
- Accounts
- 1,328reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $188M for 120 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Lane KellerCertified Financial Planner, Personal Financial Specialist | Victoria, Tx | Mar 23, 2006 | 27 y | 0 |
| Kyle Wesley NoackCertified Financial Planner | Victoria, Tx | Jul 3, 2012 | 15 y | 0 |
| David Benjamin FaskasCertified Financial Planner, Chartered Financial Analyst | Victoria, Tx | Nov 14, 2012 | 14 y | 0 |
| Beth Marie KoonceCertified Financial Planner | Victoria, Tx | Jun 6, 2016 | 10 y | 0 |
| Hannah Katherine GohmertCertified Financial Planner | Victoria, Tx | Dec 27, 2016 | 11 y | 0 |
| Christopher William LaughhunnCertified Financial Planner | Victoria, Tx | Jul 1, 2021 | 13 y | 0 |
| Sarah Diebel Nix | Victoria, Tx | Jul 29, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Adam Heath Baucom to Avantax Advisory ServicesMay 2, 2022 · RIA to affiliated broker-dealer or bank
- Morgann Michelle Zimmer to Goodman Financial CorporationJun 24, 2016 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Benjamin David Faskas · Member/ Chief Investment Officercontrolsince 01/2019 · owns 10% to 25%
- Katherine Hannah Gohmert · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- Cathleen Brenda Hermes · Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- Lane Thomas Keller · Executive Vice President/ Managing Membercontrolsince 01/2024 · owns 25% to 50%
- Wesley Kyle Noack · President/Chief Executive Officer/Chief Financial Officercontrolsince 01/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
- Christopher William Laughhunninsurancey
- Keller & Associates Cpas, Pllcinsurancen
- Kyle Wesley Noackinsurancey
- Thomas Lane Kellerinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Victoria, Tx · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,259 to 1,328Mar 11, 2025 to Mar 15, 2026
- Advisory employees · 9 to 8Mar 11, 2025 to Mar 15, 2026
- Corporate clients · 3 to 2Mar 11, 2025 to Mar 15, 2026
- HNW clients · 138 to 151Mar 11, 2025 to Mar 15, 2026
- Individual clients · 387 to 392Mar 11, 2025 to Mar 15, 2026
- Pension plan clients · 5 to 4Mar 11, 2025 to Mar 15, 2026
- Assets in custody · $138M to $188MMar 11, 2025 to Mar 15, 2026
- Employees · 12 to 10Mar 11, 2025 to Mar 15, 2026
- State-registered IARs · 9 to 8Mar 11, 2025 to Mar 15, 2026
- Discretionary RAUM · $811M to $905MMar 11, 2025 to Mar 15, 2026
- HNW RAUM · $668M to $765MMar 11, 2025 to Mar 15, 2026
- Individual RAUM · $115M to $115MMar 11, 2025 to Mar 15, 2026
- Non-discretionary RAUM · $13.9M to $18.0MMar 11, 2025 to Mar 15, 2026
- Pension RAUM · $6.6M to $7.3MMar 11, 2025 to Mar 15, 2026
- RAUM · $825M to $923MMar 11, 2025 to Mar 15, 2026
- Accounts · 1,246 to 1,259Oct 29, 2024 to Mar 11, 2025
- Charity clients · 5 to 7Oct 29, 2024 to Mar 11, 2025
- Corporate clients · unset to 3.0Oct 29, 2024 to Mar 11, 2025
- HNW clients · 131 to 138Oct 29, 2024 to Mar 11, 2025
- Individual clients · 373 to 387Oct 29, 2024 to Mar 11, 2025
- Assets in custody · $110M to $138MOct 29, 2024 to Mar 11, 2025
- Financial planning clients · 251-500 to 251-500Oct 29, 2024 to Mar 11, 2025
- State-registered IARs · 8 to 9Oct 29, 2024 to Mar 11, 2025
- Discretionary RAUM · $693M to $811MOct 29, 2024 to Mar 11, 2025
- HNW RAUM · $577M to $668MOct 29, 2024 to Mar 11, 2025
- Individual RAUM · $107M to $115MOct 29, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $11.3M to $13.9MOct 29, 2024 to Mar 11, 2025
- Pension RAUM · $5.9M to $6.6MOct 29, 2024 to Mar 11, 2025
- RAUM · $704M to $825MOct 29, 2024 to Mar 11, 2025
- Business name · KMH WEALTH MANAGEMENT, LLC to KELLER WEALTH ADVISORSMar 15, 2024 to Oct 29, 2024
- Accounts · 1,205 to 1,246Mar 17, 2023 to Mar 15, 2024
- Advisory employees · 8 to 9Mar 17, 2023 to Mar 15, 2024
- Charity clients · 3 to 5Mar 17, 2023 to Mar 15, 2024
- HNW clients · 113 to 131Mar 17, 2023 to Mar 15, 2024
- Individual clients · 381 to 373Mar 17, 2023 to Mar 15, 2024
- Assets in custody · $95.2M to $110MMar 17, 2023 to Mar 15, 2024
- Employees · 11 to 12Mar 17, 2023 to Mar 15, 2024
- Discretionary RAUM · $598M to $693MMar 17, 2023 to Mar 15, 2024
- HNW RAUM · $472M to $577MMar 17, 2023 to Mar 15, 2024
- Individual RAUM · $119M to $107MMar 17, 2023 to Mar 15, 2024
Signals
5 dated events
- Gay Doris Boyd (Chief Operating Officer) no longer on Schedule A of Keller Wealth Advisors (listed 2024-03-15, absent 2024-10-29)Oct 29, 2024 · Control person left · inference
- Cathleen Brenda Hermes (Chief Operating Officer) appeared on Schedule A of Keller Wealth AdvisorsOct 29, 2024 · Control person joined · fact
- Adam Heath Baucom left Keller Wealth Advisors for Avantax Advisory Services (registered 2023-07-25)May 2, 2022 · Advisor changed firm · fact
- Gay Doris Boyd (Chief Operating Officer) appeared on Schedule A of Keller Wealth AdvisorsMar 23, 2021 · Control person joined · fact
- Katherine Hannah Gohmert (Chief Compliance Officer) appeared on Schedule A of Keller Wealth AdvisorsMar 11, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- mail@kellerwealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 361-573-4383reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-573-4383reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kellerwealthadvisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kellerwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 361-573-4383reportedpublic record, Form ADV, Mar 15, 2026
- Contact form
- kellerwealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- kellerwealthadvisors.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026