DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Krg Capital Partners

Former SEC-registered adviserDenver, ColoradoCRD 111863SEC 801-60361IAPD
Legal name Krg Capital Management, L.P.
Latest filing Mar 30, 2018
First filing on the tape Mar 30, 2012 · 12 filings
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
$1.2B gross assets
History
12 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2018
Mar 30, 2012$3.0B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 30, 2018
Mar 30, 20120 then
Employees (5.A)22 as of Mar 30, 2018
Apr 1, 201335 then
Private funds7 as of Mar 30, 2018
Mar 30, 201210 then
RAUM -1.8% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$170MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.1B, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Krg Capital Fund III, LPPrivate Equity Fund$13.4M49Mar 30, 2012
      Krg Capital Fund III (Pa), LPPrivate Equity Fund$703,93412Mar 30, 2012
      Krg Capital Fund III (Ff), LPPrivate Equity Fund$112,99748Mar 30, 2012
      Krg Capital Fund II (Ff), LPPrivate Equity Fund$58941Mar 30, 2012
      Krg Capital Fund II, LPPrivate Equity Fund$038Mar 30, 2012
      Krg Capital Fund II (Pa), LPPrivate Equity Fund$02Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Andrew Stewart Fisher · Elected Managercontrol
        since 05/2013 · owns F of Krg Capital, LLC
      • R Charles Gwirtsman · Elected Managercontrol
        since 04/2001 · owns F of Krg Capital, LLC
      • Alvis Charles Hamilton · Elected Managercontrol
        since 04/2001 · owns F of Krg Capital, LLC
      • J Christopher Lane · Elected Managercontrol
        since 04/2001 · owns F of Krg Capital, LLC
      • Layton Bruce Rogers · Elected Managercontrol
        since 04/2001 · owns F of Krg Capital, LLC
      • Andrew Stewart Fisher · Filing Adviser Limited Partner
        since 07/2007 · owns 5% to 10%
      • R Charles Gwirtsman · Filing Adviser Limited Partner
        since 04/2001 · owns 10% to 25%
      • Alvis Charles Hamilton · Filing Adviser Limited Partner
        since 04/2001 · owns 10% to 25%
      • Lynn Brenda Kavanaugh · Filing Adviser Limited Partner
        since 01/2017 · owns 5% to 10%
      • J Christopher Lane · Filing Adviser Limited Partner
        since 04/2001 · owns 10% to 25%
      • Conrad Theodore Nark · Filing Adviser Limited Partner
        since 06/2007 · owns 5% to 10%
      • David Steven Neumann · Filing Adviser Limited Partner
        since 04/2001 · owns 5% to 10%
      • Layton Bruce Rogers · Filing Adviser Limited Partner
        since 04/2001 · owns 10% to 25%
      Entity owners
      • Krg Capital, LLC · Filing Adviser General Partner
        direct · owns less than 5%
      • Estate Of Mark King · Filing Adviser Limited Partner
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 13 to 7
        Mar 31, 2017 to Mar 30, 2018
      • Advisory employees · 17 to 18
        Mar 31, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Corporate clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • HNW clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 7.0
        Mar 31, 2017 to Mar 30, 2018
      • Assets in custody · $1.2B to $1.1B
        Mar 31, 2017 to Mar 30, 2018
      • Employees · 21 to 22
        Mar 31, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Private funds · 13 to 7
        Mar 31, 2017 to Mar 30, 2018
      • Discretionary RAUM · $1.2B to $1.2B
        Mar 31, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 1193198405.0
        Mar 31, 2017 to Mar 30, 2018
      • RAUM · $1.2B to $1.2B
        Mar 31, 2017 to Mar 30, 2018
      • Advisory employees · 16 to 17
        May 11, 2016 to Mar 31, 2017
      • Assets in custody · $1.7B to $1.2B
        May 11, 2016 to Mar 31, 2017
      • Employees · 22 to 21
        May 11, 2016 to Mar 31, 2017
      • Discretionary RAUM · $1.7B to $1.2B
        May 11, 2016 to Mar 31, 2017
      • RAUM · $1.7B to $1.2B
        May 11, 2016 to Mar 31, 2017
      • Accounts · 10 to 13
        Mar 31, 2015 to Mar 29, 2016
      • Advisory employees · 19 to 16
        Mar 31, 2015 to Mar 29, 2016
      • Assets in custody · $2.0B to $1.7B
        Mar 31, 2015 to Mar 29, 2016
      • Employees · 24 to 22
        Mar 31, 2015 to Mar 29, 2016
      • Private funds · 12 to 13
        Mar 31, 2015 to Mar 29, 2016
      • Discretionary RAUM · $2.0B to $1.7B
        Mar 31, 2015 to Mar 29, 2016
      • RAUM · $2.0B to $1.7B
        Mar 31, 2015 to Mar 29, 2016
      • Advisory employees · 20 to 19
        Feb 24, 2015 to Mar 31, 2015
      • Assets in custody · $2.0B to $2.0B
        Feb 24, 2015 to Mar 31, 2015
      • Employees · 26 to 24
        Feb 24, 2015 to Mar 31, 2015
      • Private funds · 10 to 12
        Feb 24, 2015 to Mar 31, 2015
      • Discretionary RAUM · $2.0B to $2.0B
        Feb 24, 2015 to Mar 31, 2015
      • RAUM · $2.0B to $2.0B
        Feb 24, 2015 to Mar 31, 2015
      • Related adviser · false to true
        Feb 24, 2015 to Mar 31, 2015
      • Advisory employees · 21 to 20
        Mar 31, 2014 to Dec 2, 2014
      • Assets in custody · unset to 2039568069.0
        Mar 31, 2014 to Dec 2, 2014
      • Custody of client assets · false to true
        Mar 31, 2014 to Dec 2, 2014
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026