DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mountaingate Management Co., LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 12, 2019 · 15 filings
SEC status approved since Feb 14, 2019
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2026
Mar 30, 2020$469M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)22 as of Mar 31, 2026
Mar 30, 202018 then
Private funds13 as of Mar 31, 2026
Mar 30, 20207 then
RAUM +2.6% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $884M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $884M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mountaingate Capital Fund II, L.P. | Private Equity Fund | $378M | 25 | Mar 31, 2022 |
| Mountaingate Capital Fund I, L.P. | Private Equity Fund | $165M | 27 | Mar 31, 2015 |
| Mountaingate Capital Fund II-A, L.P. | Private Equity Fund | $131M | 14 | Mar 31, 2022 |
| Mountaingate Capital Fund I-A, L.P. | Private Equity Fund | $82.3M | 8 | Mar 31, 2015 |
| Krg Capital Fund IV, L.P. | Private Equity Fund | $53.8M | 67 | Mar 30, 2012 |
| Mountaingate Capital Fund II-Ff, L.P. | Private Equity Fund | $34.1M | 61 | Mar 31, 2022 |
| Krg Capital Fund IV-A, L.P. | Private Equity Fund | $27.0M | 24 | Mar 30, 2012 |
| Mountaingate Capital Fund I-Ff, L.P. | Private Equity Fund | $16.1M | 42 | Mar 29, 2016 |
| Krg Capital Fund IV (Pa), L.P. | Private Equity Fund | $15.4M | 13 | Mar 30, 2012 |
| Krg Capital Fund IV (Ff), L.P. | Private Equity Fund | $1.3M | 64 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ray Amanda Calender · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- Sue Eunice Cho · Filing Adviser Membercontrolsince 08/2023 · owns 10% to 25%
- Andrew Stewart Fisher · Filing Adviser Membercontrolsince 03/2015 · owns 10% to 25%
- Layton Bruce Rogers · Filing Adviser Member; Chief Compliance Officercontrolsince 03/2015 · owns 10% to 25%
- James Trenton Sisson · Filing Adviser Membercontrolsince 08/2023 · owns 10% to 25%
- Randolph Bennett Thompson · Filing Adviser Membercontrolsince 03/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
- Mountaingate Capital Management II, L.P.pooled vehicle sponsorn
- Mountaingate Capital Management III, L.P.pooled vehicle sponsorn
- Mountaingate Capital Management, L.P.pooled vehicle sponsorn
Advisers that list Mountaingate Management Co., LLC as a related person
- 111863 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $676M to $884MMar 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.5BMar 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.5BMar 30, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.5BMar 30, 2025 to Mar 31, 2026
- Accounts · 10 to 13Dec 12, 2024 to Mar 30, 2025
- Advisory employees · 21 to 17Dec 12, 2024 to Mar 30, 2025
- Pooled vehicle clients · 10 to 13Dec 12, 2024 to Mar 30, 2025
- Assets in custody · $757M to $676MDec 12, 2024 to Mar 30, 2025
- Financial planning clients · 0 to 0Dec 12, 2024 to Mar 30, 2025
- Private funds · 10 to 13Dec 12, 2024 to Mar 30, 2025
- Discretionary RAUM · $905M to $1.5BDec 12, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $905M to $1.5BDec 12, 2024 to Mar 30, 2025
- RAUM · $905M to $1.5BDec 12, 2024 to Mar 30, 2025
- Assets in custody · $749M to $757MMar 28, 2024 to Apr 19, 2024
- Discretionary RAUM · $897M to $905MMar 28, 2024 to Apr 19, 2024
- Pooled vehicle RAUM · $897M to $905MMar 28, 2024 to Apr 19, 2024
- RAUM · $897M to $905MMar 28, 2024 to Apr 19, 2024
- Advisory employees · 19 to 21Aug 18, 2023 to Mar 28, 2024
- Assets in custody · $547M to $749MAug 18, 2023 to Mar 28, 2024
- Employees · 20 to 22Aug 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $865M to $897MAug 18, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $865M to $897MAug 18, 2023 to Mar 28, 2024
- RAUM · $865M to $897MAug 18, 2023 to Mar 28, 2024
- Advisory employees · 18 to 19Nov 21, 2022 to Mar 28, 2023
- Assets in custody · $483M to $547MNov 21, 2022 to Mar 28, 2023
- Discretionary RAUM · $833M to $865MNov 21, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $833M to $865MNov 21, 2022 to Mar 28, 2023
- RAUM · $833M to $865MNov 21, 2022 to Mar 28, 2023
- Accounts · 7 to 10Aug 2, 2021 to Mar 31, 2022
- Advisory employees · 16 to 18Aug 2, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 10Aug 2, 2021 to Mar 31, 2022
- Assets in custody · $517M to $483MAug 2, 2021 to Mar 31, 2022
- Employees · 18 to 20Aug 2, 2021 to Mar 31, 2022
- Private funds · 7 to 10Aug 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $565M to $833MAug 2, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $565M to $833MAug 2, 2021 to Mar 31, 2022
- RAUM · $565M to $833MAug 2, 2021 to Mar 31, 2022
- Assets in custody · $343M to $517MMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $469M to $565MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $469M to $565MMar 30, 2020 to Mar 31, 2021
Signals
7 dated events
- Mountaingate Management Co., Llc reported RAUM $1.5B, up 61% from $904.5M (2024-12-12 to 2025-03-30)Mar 30, 2025 · RAUM change · derived
- Ray Amanda Calender (Chief Financial Officer) appeared on Schedule A of Mountaingate Management Co., LlcJun 12, 2024 · Control person joined · fact
- James Trenton Sisson (Filing Adviser Member) appeared on Schedule A of Mountaingate Management Co., LlcAug 18, 2023 · Control person joined · fact
- Sue Eunice Cho (Filing Adviser Member) appeared on Schedule A of Mountaingate Management Co., LlcAug 18, 2023 · Control person joined · fact
- Jacob Colton King (Filing Adviser Member) no longer on Schedule A of Mountaingate Management Co., Llc (listed 2023-03-28, absent 2023-08-18)Aug 18, 2023 · Control person left · inference
- Mountaingate Management Co., Llc reported RAUM $832.8M, up 47% from $565.2M (2021-08-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Mountaingate Management Co., Llc filed its initial SEC registration (Form ADV)Feb 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Mountaingate Management Co., LLC · Independent Sponsorsshared crd · capital_provider
- Mountaingate Management Co., LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mountaingate-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KRGCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (303) 390-5001reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026