DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aqr Capital Management, LLC
Latest filing Aug 27, 2026
First filing on the tape Mar 30, 2012 · 89 filings
SEC status approved since May 13, 1998
RAUM
$312B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.9%
$9.1B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$312B
derived; firm RAUM over IAPD count
Employees
728
276 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
304
reported on Schedule D
History
89 filings and snapshots on the tape
RAUM$312B as of Aug 27, 2026
Mar 30, 2012$76B then
HNW client RAUM$9.1B as of Aug 27, 2026
Mar 30, 2023$75.1M then
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 30, 20120 then
Employees (5.A)728 as of Aug 27, 2026
Mar 28, 2013311 then
Private funds304 as of Aug 27, 2026
Mar 30, 201241 then
RAUM +94% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $312BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $94.0MderivedHNW RAUM over HNW clients
- Average account
- $431MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 728.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +94%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +341%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$155B50%
- Other investment advisers$79B25%
- Investment companies$32B10%
- State and municipal entities$14B4.5%
- Sovereign wealth funds$13B4.3%
- Pension and profit-sharing plans$9.3B3.0%
- High-net-worth individuals$9.1B2.9%
- Insurance companies$211M0.1%
- Charitable organizations$101M0.0%
- Individual clients
- 0reported
- HNW clients
- 97reported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 723reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.85 institutional_share=0.12 related_bd=true related_bank=true bd_reps=102.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Jeffrey Beal | Austin, Tx | Aug 12, 2021 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
All funds of Aqr Capital Management, LLC
Owners and control persons
Schedule A and B, latest filing
- David Bradley Asness · Co-Chief Operating Officercontrolsince 12/2004 · owns less than 5%
- Scott Clifford Asness · President, Founding And Managing Principalcontrolsince 01/1998 · owns less than 5%
- Bradley John Howard · Co-Chief Operating Officercontrolsince 02/2011 · owns less than 5%
- Gary David Kabiller · Founding Principalcontrolsince 01/1998 · owns less than 5%
- Mihn Soo John Liew · Founding Principalcontrolsince 01/1998 · owns less than 5%
- Edmund Patrick Ryan · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- James Herbert Willcox · Chief Compliance Officercontrolsince 08/2013 · owns less than 5%
- Scott Clifford Asness · Managing Membercontrolsince 08/2012 · owns 25% to 50% of Aqr Capital Management Group Gp, LLC
- Scott Clifford Asness · Limited Partnercontrolsince 08/2012 · owns 25% to 50% of Aqr Capital Management Group, L.P.
Entity owners
- Affiliated Managers Group, Inc. · Memberindirect · owns 75% or more of Topspin Acquisition, LLC · public reporting company
- Aqr Capital Management Group Gp, LLC · General Partnerindirect · owns F of Aqr Capital Management Group, L.P.
- Aqr Capital Management Group, L.P. · Memberindirect · owns 50% to 75% of Aqr Capital Management Holdings, LLC
- Aqr Capital Management Holdings, LLC · Memberdirect · owns 75% or more
- Topspin Acquisition, LLC · Memberindirect · owns 25% to 50% of Aqr Capital Management Holdings, LLC
Related persons
Schedule D 7.A
- Aqr Apex Ms Gp, LLCpooled vehicle sponsory
- Aqr Arbitrage, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $4.4B
- Aqr Capital Management Gp II Ltd.pooled vehicle sponsory
- Aqr Capital Management Gp Ltd.pooled vehicle sponsory
- Aqr Capital Management II, LLCpooled vehicle sponsorn
- Aqr Capital Management III, LLCpooled vehicle sponsory
- Aqr Corporate Arbitrage Gp, LLCpooled vehicle sponsory
- Aqr Principal Global Asset Allocation LLCpooled vehicle sponsory
- Aqr Spac Opportunities Gp, LLCpooled vehicle sponsory
- Aqr Tax Advantaged Gp II, LLCpooled vehicle sponsory
- Aqr Tax Advantaged Gp, LLCpooled vehicle sponsory
- Aqr Tax Aware Gp IV, LLCpooled vehicle sponsory
Advisers that list Aqr Capital Management, LLC as a related person
- 114626 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Aug 27, 2026HNW RAUM per HNW client of $93,985,520 against a peer median of $3,832,636 (48 comparable advisers, 100.0th percentile, 23.5 robust deviations)peers: asset managers, $20B and over (48) · 100% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 391.0 to 723.0 (+85.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (111 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (111) · 97% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 94.0 to 153.0 (+63.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (319 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (319) · 95% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $160,519,371,560 to $311,703,264,770 (+94.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (471 comparable advisers, 96.0th percentile of changes)peers: asset managers, $20B and over (471) · 96% percentile
What changed
consecutive filings, newest first
- Private funds · 203 to 304May 29, 2026 to Aug 27, 2026
- Private funds · 153 to 203Mar 31, 2026 to May 29, 2026
- Accounts · 391 to 723Feb 27, 2026 to Mar 31, 2026
- Advisory employees · 238 to 276Feb 27, 2026 to Mar 31, 2026
- BD registered reps · 71 to 102Feb 27, 2026 to Mar 31, 2026
- HNW clients · 22 to 97Feb 27, 2026 to Mar 31, 2026
- Pension plan clients · 19 to 16Feb 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 172 to 240Feb 27, 2026 to Mar 31, 2026
- Employees · 611 to 728Feb 27, 2026 to Mar 31, 2026
- Private funds · 163 to 153Feb 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $161B to $312BFeb 27, 2026 to Mar 31, 2026
- HNW RAUM · $2.4B to $9.1BFeb 27, 2026 to Mar 31, 2026
- Pension RAUM · $8.4B to $9.3BFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $84B to $155BFeb 27, 2026 to Mar 31, 2026
- RAUM · $161B to $312BFeb 27, 2026 to Mar 31, 2026
- Private funds · 136 to 163Nov 28, 2025 to Feb 27, 2026
- Financial planning clients · 0 to 0Aug 28, 2025 to Nov 28, 2025
- Private funds · 113 to 136Aug 28, 2025 to Nov 28, 2025
- Private funds · 108 to 113May 30, 2025 to Aug 28, 2025
- Private funds · 94 to 108Mar 28, 2025 to May 30, 2025
- Accounts · 294 to 391Feb 28, 2025 to Mar 28, 2025
- Advisory employees · 229 to 238Feb 28, 2025 to Mar 28, 2025
- Advisory activities · 4 to 5Feb 28, 2025 to Mar 28, 2025
- BD registered reps · 52 to 71Feb 28, 2025 to Mar 28, 2025
- HNW clients · 6 to 22Feb 28, 2025 to Mar 28, 2025
- Pension plan clients · 21 to 19Feb 28, 2025 to Mar 28, 2025
- Pooled vehicle clients · 163 to 172Feb 28, 2025 to Mar 28, 2025
- Employees · 573 to 611Feb 28, 2025 to Mar 28, 2025
- Private funds · 99 to 94Feb 28, 2025 to Mar 28, 2025
- Discretionary RAUM · $133B to $161BFeb 28, 2025 to Mar 28, 2025
- HNW RAUM · $322M to $2.4BFeb 28, 2025 to Mar 28, 2025
- Pension RAUM · $7.7B to $8.4BFeb 28, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $73B to $84BFeb 28, 2025 to Mar 28, 2025
- RAUM · $133B to $161BFeb 28, 2025 to Mar 28, 2025
- Private funds · 97 to 99Nov 27, 2024 to Feb 28, 2025
- Private funds · 94 to 97Aug 28, 2024 to Nov 27, 2024
- Private funds · 86 to 94May 29, 2024 to Aug 28, 2024
- Private funds · 83 to 86Mar 28, 2024 to May 29, 2024
- Accounts · 279 to 294Feb 28, 2024 to Mar 28, 2024
- Advisory employees · 236 to 229Feb 28, 2024 to Mar 28, 2024
Signals
5 dated events
- Aqr Capital Management, Llc reported RAUM $311.7B, up 94% from $160.5B (2026-02-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Edmund Patrick Ryan (Chief Financial Officer) appeared on Schedule A of Aqr Capital Management, LlcAug 23, 2023 · Control person joined · fact
- Aqr Capital Management, Llc reported RAUM $164.4B, down 34% from $248.9B (2021-02-26 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Joseph William Fenrich (Chief Legal Officer) no longer on Schedule A of Aqr Capital Management, Llc (listed 2020-02-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Aqr Capital Management, Llc reported RAUM $307.7B, up 26% from $244.0B (2018-03-01 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- AQR Capital Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/AQR-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AQR.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-742-3600reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $312Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026