DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Allianz Investment Management LLC

Asset manager (funds and pooled vehicles)Minneapolis, MinnesotaCRD 111925SEC 801-60167website IAPD

Latest filing Sep 11, 2026

First filing on the tape Dec 21, 2011 · 42 filings

SEC status approved since Apr 20, 2001

RAUM

$19B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

42 filings and snapshots on the tape

RAUM$19B as of Jul 16, 2026

Mar 9, 2012$14B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 16, 2026

Mar 9, 20120 then

Employees (5.A)50 as of Jul 16, 2026

Mar 22, 201366 then

Private funds: 8

RAUM +5.2% over the last fiscal year+3.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Sep 11, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $230MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +5.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$18B95%
Pooled investment vehicles$929M4.9%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 83reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Azl Strategic Investments Fundno longer reported	Hedge Fund	$66.7M	4	Dec 21, 2011
Azl Mvp Gis Investments Trustno longer reported	Hedge Fund	$342,027	1	Dec 21, 2011
Azl Mvp Bgs Investments Trustno longer reported	Hedge Fund	$311,290	1	Dec 21, 2011
Azl Mvp Fm Investments Trustno longer reported	Hedge Fund	$286,482	1	Dec 21, 2011
Azl Mvp Fb Investments Trustno longer reported	Hedge Fund	$282,849	1	Dec 21, 2011
Azl Mvp Iei Investments Trustno longer reported	Hedge Fund	$268,575	1	Dec 21, 2011
Azl Mvp Bis Investments Trustno longer reported	Hedge Fund	$255,200	1	Dec 21, 2011
Azl Dynamic Investments Trustno longer reported	Hedge Fund	$0	1	Dec 21, 2011
Azl Mvp Ftfsp Investments Trustno longer reported	Hedge Fund	$0	1	Mar 9, 2012

Owners and control persons

Schedule A and B, latest filing

Edward Francis Christopher Chambs · Chief Executive Officer, Governorcontrol
since 05/2023 · owns less than 5%
N. Amanda Farren · Chief Legal Officer And Secretarycontrol
since 01/2024 · owns less than 5%
Molly Mai · Chief Financial Officercontrol
since 06/2023 · owns less than 5%
Anthony James Mautino · Chief Compliance Officercontrol
since 01/2024 · owns less than 5%
James Brian Muench · President & Managing Directorcontrol
since 11/2010 · owns less than 5%
Davis Michael Scriver · Managing Director, Hedge Design Managementcontrol
since 07/2011 · owns less than 5%
Jean-Roch Sibille · Chair, Governorcontrol
since 06/2022 · owns less than 5%
Jay Corey Walther · Governorcontrol
since 02/2022 · owns less than 5%

Entity owners

Allianz Life Insurance Company Of North America · Member
direct · owns 75% or more
Allianz Europe B.V. · Shareholder
indirect · owns 75% or more of Allianz Of America, Inc.
Allianz Of America, Inc. · Shareholder
indirect · owns 75% or more of Allianz Life Insurance Company Of North America
Allianz Se · Shareholder
indirect · owns 75% or more of Allianz Europe B.V.

Related persons

Schedule D 7.A

Allianz Global Investors Gmbh
investment adviserpooled vehicle sponsorLP sponsorn
Allianz Investment Management U.S. LLC
investment advisern
Allianz Life Financial Services, LLC
broker-dealern
Allianz Life Insurance Company Of North America
bankreal estatey
Allianz Strategic Investments, LLC
n

Advisers that list Allianz Investment Management LLC as a related person

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

employee count dropChange between filings · filing Mar 26, 2026
employees (Item 5.A) moved from 77.0 to 50.0 (-35.0%) between the annual amendments of 2025-03-25 and 2026-03-26; the peer median change was +3.0% (595 comparable advisers, 1.0th percentile of changes)
peers: asset managers, $5B to $20B (595) · 0.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · to unset
Jul 16, 2026 to Sep 11, 2026
Succession · false to unset
Jul 16, 2026 to Sep 11, 2026
Accounts · 76 to 83
Mar 25, 2025 to Mar 26, 2026
BD registered reps · 10 to 7
Mar 25, 2025 to Mar 26, 2026
Employees · 77 to 50
Mar 25, 2025 to Mar 26, 2026
Discretionary RAUM · $18B to $19B
Mar 25, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $681M to $929M
Mar 25, 2025 to Mar 26, 2026
RAUM · $18B to $19B
Mar 25, 2025 to Mar 26, 2026
Accounts · 54 to 76
Mar 28, 2024 to Mar 25, 2025
BD registered reps · 9 to 10
Mar 28, 2024 to Mar 25, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 25, 2025
Discretionary RAUM · $17B to $18B
Mar 28, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $620M to $681M
Mar 28, 2024 to Mar 25, 2025
RAUM · $17B to $18B
Mar 28, 2024 to Mar 25, 2025
Related bank · true to false
Mar 28, 2024 to Mar 25, 2025
Accounts · 57 to 54
Jan 22, 2024 to Mar 28, 2024
Advisory employees · 15 to 7
Jan 22, 2024 to Mar 28, 2024
BD registered reps · 6 to 9
Jan 22, 2024 to Mar 28, 2024
Pooled vehicle clients · 2 to 1
Jan 22, 2024 to Mar 28, 2024
Employees · 68 to 77
Jan 22, 2024 to Mar 28, 2024
Discretionary RAUM · $17B to $17B
Jan 22, 2024 to Mar 28, 2024
Pooled vehicle RAUM · $1.9B to $620M
Jan 22, 2024 to Mar 28, 2024
RAUM · $17B to $17B
Jan 22, 2024 to Mar 28, 2024
Accounts · 53 to 57
Mar 29, 2022 to Mar 30, 2023
Advisory employees · 14 to 15
Mar 29, 2022 to Mar 30, 2023
BD registered reps · 7 to 6
Mar 29, 2022 to Mar 30, 2023
Employees · 59 to 68
Mar 29, 2022 to Mar 30, 2023
Discretionary RAUM · $24B to $17B
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $4.1B to $1.9B
Mar 29, 2022 to Mar 30, 2023
RAUM · $24B to $17B
Mar 29, 2022 to Mar 30, 2023
Accounts · 67 to 53
Jan 29, 2021 to Mar 29, 2022
Advisory employees · 12 to 14
Jan 29, 2021 to Mar 29, 2022
Advisory activities · 3 to 2
Jan 29, 2021 to Mar 29, 2022
Pooled vehicle clients · unset to 2.0
Jan 29, 2021 to Mar 29, 2022
Employees · 32 to 59
Jan 29, 2021 to Mar 29, 2022
Financial planning clients · 0 to unset
Jan 29, 2021 to Mar 29, 2022
Discretionary RAUM · $21B to $24B
Jan 29, 2021 to Mar 29, 2022
Pooled vehicle RAUM · unset to 4097329552.0
Jan 29, 2021 to Mar 29, 2022
RAUM · $21B to $24B
Jan 29, 2021 to Mar 29, 2022
Accounts · 116 to 67
Mar 24, 2020 to Jan 29, 2021

Signals

23 dated events

Anthony James Mautino (Chief Compliance Officer) appeared on Schedule A of Allianz Investment Management Llc
Jan 22, 2024 · Control person joined · fact
Christopher Matthew Dian (Chief Compliance Officer) no longer on Schedule A of Allianz Investment Management Llc (listed 2023-10-11, absent 2024-01-22)
Jan 22, 2024 · Control person left · inference
Brandi Hoffmann (Chief Legal Officer, Secretary) no longer on Schedule A of Allianz Investment Management Llc (listed 2023-10-11, absent 2024-01-22)
Jan 22, 2024 · Control person left · inference
N. Amanda Farren (Chief Legal Officer And Secretary) appeared on Schedule A of Allianz Investment Management Llc
Jan 22, 2024 · Control person joined · fact
Theodore Erik Nelson (Chief Legal Officer, Secretary) no longer on Schedule A of Allianz Investment Management Llc (listed 2023-06-06, absent 2023-10-11)
Oct 11, 2023 · Control person left · inference
Brandi Hoffmann (Chief Legal Officer, Secretary) appeared on Schedule A of Allianz Investment Management Llc
Oct 11, 2023 · Control person joined · fact
Christopher Matthew Dian (Chief Compliance Officer) appeared on Schedule A of Allianz Investment Management Llc
Jun 6, 2023 · Control person joined · fact
Molly Mai (Chief Financial Officer) appeared on Schedule A of Allianz Investment Management Llc
Jun 6, 2023 · Control person joined · fact
Lewis Todd Spicer (Chief Compliance Officer) no longer on Schedule A of Allianz Investment Management Llc (listed 2023-05-26, absent 2023-06-06)
Jun 6, 2023 · Control person left · inference
Michael Todd Hedtke (Chief Executive Officer, Governor) no longer on Schedule A of Allianz Investment Management Llc (listed 2023-03-30, absent 2023-05-26)
May 26, 2023 · Control person left · inference
Jean-Roch Sibille (Governor) appeared on Schedule A of Allianz Investment Management Llc
Mar 30, 2023 · Control person joined · fact
Allianz Investment Management Llc reported RAUM $17.5B, down 28% from $24.4B (2022-03-29 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
Jasmine Jirele (Governor) no longer on Schedule A of Allianz Investment Management Llc (listed 2021-01-29, absent 2022-03-29)
Mar 29, 2022 · Control person left · inference
Jay Corey Walther (Governor) appeared on Schedule A of Allianz Investment Management Llc
Mar 29, 2022 · Control person joined · fact
Allianz Investment Management Llc reported RAUM $21.2B, down 87% from $166.0B (2020-03-24 to 2021-01-29)
Jan 29, 2021 · RAUM change · derived
Rex Walter White (Governor) no longer on Schedule A of Allianz Investment Management Llc (listed 2020-03-24, absent 2021-01-29)
Jan 29, 2021 · Control person left · inference
Tobias Fritsch (Chief Operating Officer And Managing Director) no longer on Schedule A of Allianz Investment Management Llc (listed 2020-03-24, absent 2021-01-29)
Jan 29, 2021 · Control person left · inference
W John Bredemus (Managing Director, Portfolio Management) no longer on Schedule A of Allianz Investment Management Llc (listed 2020-03-24, absent 2021-01-29)
Jan 29, 2021 · Control person left · inference
Catherine Stephanie Thomes (Managing Director, Investment Strategy) no longer on Schedule A of Allianz Investment Management Llc (listed 2020-03-24, absent 2021-01-29)
Jan 29, 2021 · Control person left · inference
Jasmine Jirele (Governor) appeared on Schedule A of Allianz Investment Management Llc
Jan 29, 2021 · Control person joined · fact
Lea Rosanne Kropp (Managing Director, Investment Strategy) no longer on Schedule A of Allianz Investment Management Llc (listed 2019-03-19, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Catherine Stephanie Thomes (Managing Director, Investment Strategy) appeared on Schedule A of Allianz Investment Management Llc
Mar 24, 2020 · Control person joined · fact
W John Bredemus (Managing Director, Portfolio Management) appeared on Schedule A of Allianz Investment Management Llc
Mar 24, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: AllianzIM.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 763-765-6500reportedpublic record, Form ADV, Sep 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026