DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• I•••••••• L••
Latest filing Jan 14, 2026
First filing on the tape Jan 25, 2012 · 13 filings
SEC status approved since Jun 3, 2019
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$129M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$43.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$129M as of Jan 14, 2026
Jan 25, 2012$65.9M then
HNW client RAUM$88.1M as of Jan 14, 2026
Jan 23, 2020$67.5M then
State-registered IARs (5.B.3)3 as of Jan 14, 2026
Jan 25, 20120 then
Employees (5.A)4 as of Jan 14, 2026
Jan 23, 20204 then
Private funds: no history
RAUM +4.0% over the last fiscal year+6.6% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $43.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $337,907derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $30,025, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$88.1M68%
- Individuals$41.3M32%
- Individual clients
- 122reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 383reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30,025 for 49 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• A• M•••••• | Wauwatosa, Wi | Nov 9, 2018 | 21 y | 0 |
| C••••••••• P••• S•••Certified Financial Planner | Wauwatosa, Wi | Jan 1, 2026 | 46 y | 1 |
| W•••••• M••••••• F••• | Wauwatosa, Wi | Jan 1, 2026 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••• W••••••• M••••••• · Chief Compliance Officercontrolsince 11/1999 · owns 25% to 50%
- S•••• C••••••••• P••• · Membercontrolsince 11/1999 · owns 25% to 50%
- W•••••••• D•••• M•••• · Membercontrolsince 11/1999 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wauwatosa, Wi · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 397 to 383Jan 17, 2025 to Jan 14, 2026
- HNW clients · 35 to 34Jan 17, 2025 to Jan 14, 2026
- Individual clients · 133 to 122Jan 17, 2025 to Jan 14, 2026
- Assets in custody · $54.2M to $30,025Jan 17, 2025 to Jan 14, 2026
- Discretionary RAUM · $124M to $129MJan 17, 2025 to Jan 14, 2026
- HNW RAUM · $78.7M to $88.1MJan 17, 2025 to Jan 14, 2026
- Individual RAUM · $45.8M to $41.3MJan 17, 2025 to Jan 14, 2026
- RAUM · $124M to $129MJan 17, 2025 to Jan 14, 2026
- Accounts · 406 to 397Feb 6, 2024 to Jan 17, 2025
- HNW clients · 25 to 35Feb 6, 2024 to Jan 17, 2025
- Individual clients · 195 to 133Feb 6, 2024 to Jan 17, 2025
- Assets in custody · $45.1M to $54.2MFeb 6, 2024 to Jan 17, 2025
- Financial planning clients · unset to Feb 6, 2024 to Jan 17, 2025
- Discretionary RAUM · $124M to $124MFeb 6, 2024 to Jan 17, 2025
- HNW RAUM · $60.0M to $78.7MFeb 6, 2024 to Jan 17, 2025
- Individual RAUM · $63.7M to $45.8MFeb 6, 2024 to Jan 17, 2025
- RAUM · $124M to $124MFeb 6, 2024 to Jan 17, 2025
- Accounts · 432 to 406Jan 26, 2023 to Feb 6, 2024
- HNW clients · 23 to 25Jan 26, 2023 to Feb 6, 2024
- Individual clients · 161 to 195Jan 26, 2023 to Feb 6, 2024
- Assets in custody · $32.7M to $45.1MJan 26, 2023 to Feb 6, 2024
- Discretionary RAUM · $107M to $124MJan 26, 2023 to Feb 6, 2024
- HNW RAUM · $51.1M to $60.0MJan 26, 2023 to Feb 6, 2024
- Individual RAUM · $55.8M to $63.7MJan 26, 2023 to Feb 6, 2024
- RAUM · $107M to $124MJan 26, 2023 to Feb 6, 2024
- Accounts · 435 to 432Jan 24, 2022 to Jan 26, 2023
- HNW clients · 31 to 23Jan 24, 2022 to Jan 26, 2023
- Individual clients · 158 to 161Jan 24, 2022 to Jan 26, 2023
- Assets in custody · $108M to $32.7MJan 24, 2022 to Jan 26, 2023
- Discretionary RAUM · $133M to $107MJan 24, 2022 to Jan 26, 2023
- HNW RAUM · $72.9M to $51.1MJan 24, 2022 to Jan 26, 2023
- Individual RAUM · $60.2M to $55.8MJan 24, 2022 to Jan 26, 2023
- RAUM · $133M to $107MJan 24, 2022 to Jan 26, 2023
- Accounts · 436 to 435Jan 27, 2021 to Jan 24, 2022
- HNW clients · 30 to 31Jan 27, 2021 to Jan 24, 2022
- Individual clients · 156 to 158Jan 27, 2021 to Jan 24, 2022
- Assets in custody · $92.2M to $108MJan 27, 2021 to Jan 24, 2022
- Discretionary RAUM · $123M to $133MJan 27, 2021 to Jan 24, 2022
- HNW RAUM · $65.9M to $72.9MJan 27, 2021 to Jan 24, 2022
- Individual RAUM · $57.4M to $60.2MJan 27, 2021 to Jan 24, 2022
Signals
2 dated events
- Oscar Charles Klawitter (Member) no longer on Schedule A of I•••••••• I•••••••• L•• (listed 2012-03-20, absent 2019-05-03)May 3, 2019 · Control person left · inference
- I•••••••• I•••••••• L•• filed its initial SEC registration (Form ADV)May 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 414-831-5700reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 414-831-5799reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-936-6546reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- INTRIVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 414-831-5700reportedpublic record, Form ADV, Jan 14, 2026
- Team page
- intrivest.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026