DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

H•••••• A•••••••

Former SEC-registered adviserNew Orleans, LouisianaCRD 111983SEC 801-60142IAPD
Legal name H•••••• W•••••• B•••
Latest filing May 12, 2021
First filing on the tape Mar 30, 2012 · 17 filings
RAUM
$541M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
58
42 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$541M as of Mar 26, 2021
Mar 30, 2012$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2021
Mar 30, 20120 then
Employees (5.A)58 as of Mar 26, 2021
Apr 1, 201324 then
Private funds: no history
RAUM -23% over the last fiscal year-25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 12, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$60.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
-23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$541M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L•••••••• D••••• J••• · Chief Investment Officercontrol
        since 08/2016 · owns less than 5%
      • M•••••• M••••• S••••• · Chief Wealth Management Officercontrol
        since 10/2014 · owns less than 5%
      • R•••••• J•••• M•••• · Chief Compliance Officercontrol
        since 01/2016 · owns less than 5%
      Entity owners
      • H•••••• W•••••• C••••••••• · Holding Company
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Gulfport, MS6 employees
      • Baton Rouge, LA2 employees
      • Mandeville, LA2 employees
      • Bradenton, FL1 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $698M to $541M
        Mar 27, 2020 to Mar 26, 2021
      • RAUM · $698M to $541M
        Mar 27, 2020 to Mar 26, 2021
      • Accounts · 10 to 9
        Mar 27, 2019 to Mar 27, 2020
      • Advisory employees · 43 to 42
        Mar 27, 2019 to Mar 27, 2020
      • Employees · 62 to 58
        Mar 27, 2019 to Mar 27, 2020
      • Discretionary RAUM · $812M to $698M
        Mar 27, 2019 to Mar 27, 2020
      • RAUM · $812M to $698M
        Mar 27, 2019 to Mar 27, 2020
      • Advisory employees · 22 to 43
        Jun 5, 2018 to Mar 27, 2019
      • Employees · 37 to 62
        Jun 5, 2018 to Mar 27, 2019
      • Legal name · W•••••• B••• to H•••••• W•••••• B•••
        Jun 5, 2018 to Mar 27, 2019
      • Discretionary RAUM · $1.3B to $812M
        Jun 5, 2018 to Mar 27, 2019
      • RAUM · $1.3B to $812M
        Jun 5, 2018 to Mar 27, 2019
      • Advisory employees · 20 to 22
        Mar 31, 2017 to Mar 26, 2018
      • Employees · 32 to 37
        Mar 31, 2017 to Mar 26, 2018
      • Other offices · unset to 4.0
        Mar 31, 2017 to Mar 26, 2018
      • Discretionary RAUM · $1.3B to $1.3B
        Mar 31, 2017 to Mar 26, 2018
      • RAUM · $1.3B to $1.3B
        Mar 31, 2017 to Mar 26, 2018
      • Accounts · 15 to 10
        Mar 29, 2016 to Mar 31, 2017
      • Advisory employees · 28 to 20
        Mar 29, 2016 to Mar 31, 2017
      • Employees · 28 to 32
        Mar 29, 2016 to Mar 31, 2017
      • Discretionary RAUM · $2.0B to $1.3B
        Mar 29, 2016 to Mar 31, 2017
      • RAUM · $2.0B to $1.3B
        Mar 29, 2016 to Mar 31, 2017
      • BD registered reps · 1 to 0
        Aug 5, 2015 to Mar 28, 2016
      • State-registered IARs · 1 to 0
        Aug 5, 2015 to Mar 28, 2016
      • Discretionary RAUM · $2.4B to $2.0B
        Aug 5, 2015 to Mar 28, 2016
      • RAUM · $2.4B to $2.0B
        Aug 5, 2015 to Mar 28, 2016
      • Accounts · 12 to 15
        Mar 27, 2015 to Aug 4, 2015
      • HQ city · GULFPORT to NEW ORLEANS
        Mar 27, 2015 to Aug 4, 2015
      • HQ state · MS to LA
        Mar 27, 2015 to Aug 4, 2015
      • Discretionary RAUM · $2.4B to $2.4B
        Mar 27, 2015 to Aug 4, 2015
      • RAUM · $2.4B to $2.4B
        Mar 27, 2015 to Aug 4, 2015
      • Accounts · 11 to 12
        Oct 15, 2014 to Mar 27, 2015
      • Advisory employees · 24 to 28
        Oct 15, 2014 to Mar 27, 2015
      • Financial planning clients · 0 to unset
        Oct 15, 2014 to Mar 27, 2015
      • Legal name · H•••••• B••• to W•••••• B•••
        Oct 15, 2014 to Mar 27, 2015
      • Discretionary RAUM · $1.9B to $2.4B
        Oct 15, 2014 to Mar 27, 2015
      • RAUM · $1.9B to $2.4B
        Oct 15, 2014 to Mar 27, 2015
      • Accounts · 10 to 11
        Apr 1, 2013 to Mar 31, 2014
      • Employees · 24 to 28
        Apr 1, 2013 to Mar 31, 2014
      • Discretionary RAUM · $1.7B to $1.9B
        Apr 1, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • H•••••• A••••••• reported RAUM $811.5M, down 37% from $1.3B (2018-06-05 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026