DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Stuart ChausséE & Associates, Inc.
Latest filing Apr 9, 2025
First filing on the tape Feb 16, 2012 · 21 filings
SEC status approved since Aug 1, 2017
RAUM
$408M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$408M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$408M as of Apr 9, 2025
Feb 16, 2012$63.2M then
HNW client RAUM$336M as of Apr 9, 2025
Feb 8, 2018$89.0M then
State-registered IARs (5.B.3)2 as of Apr 9, 2025
Feb 16, 20120 then
Employees (5.A)2 as of Apr 9, 2025
Feb 8, 20181 then
Private funds: no history
RAUM +12% over the last fiscal year+12% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Apr 9, 2025; every figure names its basis
- RAUM per advisor
- $204MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $862,265derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $173M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$336M82%
- Individuals$72.3M18%
- Individual clients
- 100reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 473reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $173M for 76 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Henry Robert ChausséE to LidoApr 1, 2026 · RIA to RIA
- Stuart Dubes Chaussee to LidoApr 1, 2026 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dubes Stuart Chaussee · President/Chief Compliance Officercontrolsince 12/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palos Verdes Estates, Ca | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 454 to 473May 5, 2024 to Apr 9, 2025
- Advisory employees · 1 to 2May 5, 2024 to Apr 9, 2025
- Business name · STUART CHAUSSEE & ASSOCIATES, INC. to STUART CHAUSSÉE & ASSOCIATES, INC.May 5, 2024 to Apr 9, 2025
- HNW clients · 91 to 70May 5, 2024 to Apr 9, 2025
- Individual clients · 72 to 100May 5, 2024 to Apr 9, 2025
- Assets in custody · $145M to $173MMay 5, 2024 to Apr 9, 2025
- Employees · 1 to 2May 5, 2024 to Apr 9, 2025
- Financial planning clients · unset to May 5, 2024 to Apr 9, 2025
- HQ city · unset to May 5, 2024 to Apr 9, 2025
- HQ state · unset to May 5, 2024 to Apr 9, 2025
- State-registered IARs · 1 to 2May 5, 2024 to Apr 9, 2025
- Legal name · STUART CHAUSSEE & ASSOCIATES, INC. to STUART CHAUSSÉE & ASSOCIATES, INC.May 5, 2024 to Apr 9, 2025
- Discretionary RAUM · $360M to $404MMay 5, 2024 to Apr 9, 2025
- HNW RAUM · $332M to $336MMay 5, 2024 to Apr 9, 2025
- Individual RAUM · $31.4M to $72.3MMay 5, 2024 to Apr 9, 2025
- Non-discretionary RAUM · $3.8M to $4.3MMay 5, 2024 to Apr 9, 2025
- RAUM · $364M to $408MMay 5, 2024 to Apr 9, 2025
- Assets in custody · $144M to $145MMar 27, 2024 to May 5, 2024
- Accounts · 407 to 454Mar 2, 2023 to Mar 27, 2024
- HNW clients · 82 to 91Mar 2, 2023 to Mar 27, 2024
- Individual clients · 69 to 72Mar 2, 2023 to Mar 27, 2024
- Assets in custody · $19.1M to $144MMar 2, 2023 to Mar 27, 2024
- Discretionary RAUM · $284M to $360MMar 2, 2023 to Mar 27, 2024
- HNW RAUM · $260M to $332MMar 2, 2023 to Mar 27, 2024
- Individual RAUM · $26.2M to $31.4MMar 2, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.2M to $3.8MMar 2, 2023 to Mar 27, 2024
- RAUM · $286M to $364MMar 2, 2023 to Mar 27, 2024
- Accounts · 384 to 407Feb 11, 2022 to Mar 2, 2023
- HNW clients · 81 to 82Feb 11, 2022 to Mar 2, 2023
- Individual clients · 60 to 69Feb 11, 2022 to Mar 2, 2023
- Assets in custody · $7.5M to $19.1MFeb 11, 2022 to Mar 2, 2023
- Discretionary RAUM · $289M to $284MFeb 11, 2022 to Mar 2, 2023
- HNW RAUM · $270M to $260MFeb 11, 2022 to Mar 2, 2023
- Individual RAUM · $22.4M to $26.2MFeb 11, 2022 to Mar 2, 2023
- Non-discretionary RAUM · $3.3M to $2.2MFeb 11, 2022 to Mar 2, 2023
- RAUM · $293M to $286MFeb 11, 2022 to Mar 2, 2023
- Accounts · 352 to 384Feb 10, 2021 to Feb 11, 2022
- HNW clients · 70 to 81Feb 10, 2021 to Feb 11, 2022
- Individual clients · 48 to 60Feb 10, 2021 to Feb 11, 2022
- Assets in custody · $77.9M to $7.5MFeb 10, 2021 to Feb 11, 2022
Signals
6 dated events
- Stuart Chaussée & Associates, Inc. no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $407.9M)May 1, 2026 · Left the SEC roster · derived
- Henry Robert Chaussée left Stuart Chaussée & Associates, Inc. for Lido (registered 2025-12-23)Apr 1, 2026 · Advisor changed firm · fact
- Stuart Dubes Chaussee left Stuart Chaussée & Associates, Inc. for Lido (registered 2025-12-15)Apr 1, 2026 · Advisor changed firm · fact
- 2 advisors left Stuart Chaussée & Associates, Inc. (Palos Verdes Estates, CA) for Lido on the same dayApr 1, 2026 · Team lift-out · derived
- Stuart Chaussee & Associates, Inc. filed its initial SEC registration (Form ADV)Jun 28, 2017 · First SEC registration · fact
- Stuart Chaussee & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 18, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026