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Former SEC-registered adviser

Q•• C•••••• L•••

Former SEC-registered adviserHouston, TexasCRD 112149SEC 801-60302IAPD
Latest filing Mar 26, 2024
First filing on the tape Mar 30, 2012 · 23 filings
RAUM
$270M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
142
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$270M gross assets
History
23 filings and snapshots on the tape
RAUM$270M as of Mar 26, 2024
Mar 30, 2012$373M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 26, 2024
Mar 30, 20120 then
Employees (5.A)142 as of Mar 26, 2024
Apr 1, 2013111 then
Private funds1 as of Mar 26, 2024
Mar 30, 20121 then
RAUM -5.6% over the last fiscal year-22% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2024; every figure names its basis
RAUM per advisor
$270MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$270MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
142.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-5.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Custody
$105M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$270M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$105M for 1 clientsreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Q••••••• T•••••• P•••••••• L•••Hedge Fund$270M20Mar 30, 2012
      Q••••••• T•••••• P••••••• D•••••••• L•no longer reportedHedge Fund$14.0M22Mar 29, 2019
      Q••• H••••••• L•no longer reportedHedge Fund$4.4M19Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • R••••••••• J••••• S•••• · Chief Compliance Officercontrol
        since 08/2018 · owns less than 5%
      • B••••••• A•••••• M••••• · Managercontrol
        since 06/2022 · owns F of C•••••• T••••••••• L••
      • B••••••• A•••••• M••••• · Managercontrol
        since 06/2022 · owns F of Q••••••• G•••• G•• L••
      • B••••••• A•••••• M••••• · Managercontrol
        since 03/2021 · owns F of Q••••••• F••••••••• L••
      • K••••••••• A•• · Managercontrol
        since 06/2022 · owns F of C•••••• T••••••••• L••
      • M••••• S••••••• C•••••••• · Managercontrol
        since 06/2022 · owns F of C•••••• T••••••••• L••
      • P•••••••• T••••••• M•••••• · Managercontrol
        since 06/2022 · owns F of Q••••••• G•••• G•• L••
      • T••••••••• D••••• K•• · Managercontrol
        since 03/2023 · owns F of C•••••• T••••••••• L••
      • R••••••• S••••• H•••• · Treasurer
        since 01/2023 · owns less than 5%
      • V•••••• T•••••• F•••• · Portfolio Manager
        since 05/2023 · owns less than 5%
      Entity owners
      • Q••••••• F••••••••• L•• · Owner
        direct · owns 75% or more
      • B•• T•••• · Member
        indirect · owns 75% or more of C•••••• T••••••••• L••
      • B•• B••• P••••••• · L•••••• Partner
        indirect · owns 25% to 50% of Q••••••• G••••• L•
      • B•••• R•••• •••• L•• · General Partner
        indirect · owns F of B•••• R••••• L•
      • B•••• R••••• L• · L•••••• Partner
        indirect · owns 25% to 50% of Q••••••• G••••• L•
      • C•••••• T••••••••• L•• · Manager
        indirect · owns F of M•••• G•• L••
      • C•••••• T••••••••• L•• · Manager
        indirect · owns F of B•••• R•••• •••• L••
      • C••••••• T•••• · Member
        indirect · owns 75% or more of B•••• R•••• •••• L••
      • C••••••• T•••• · L•••••• Partner
        indirect · owns 75% or more of B•••• R••••• L•
      • G••••••• T•••• · L•••••• Partner
        indirect · owns 75% or more of M••••• L•
      • G••••••• T•••• · Member
        indirect · owns 75% or more of M•••• G•• L••
      • M•••• G•• L•• · General Partner
        indirect · owns F of M••••• L•
      • M••••• L• · Member
        indirect · owns 75% or more of Q••••••• G•••• G•• L••
      • Q••••••• G•••• G•• L•• · General Partner
        indirect · owns F of Q••••••• G••••• L•
      • Q••••••• G••••• L• · Member
        indirect · owns 75% or more of Q••••••• F••••••••• L••
      • R•• L•••• T•••• · Shareholder
        indirect · owns 75% or more of B•• B••• P•••••••
      • T•••••• T•••• C•••••• ••••• D•••••• I••• · Trustee
        indirect · owns F of G••••••• T••••
      • T•••••• T•••• C•••••• ••••• D•••••• I••• · Trustee
        indirect · owns F of B•• T••••
      • T•••••• T•••• C••••••••• D•••••• I••• · Trustee
        indirect · owns F of C••••••• T••••
      • W••••••••• G••••• T•••• C•••••• L•••••• · Trustee
        indirect · owns F of R•• L•••• T••••
      Related persons
      Schedule D 7.A
      Advisers that list Q•• C•••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 15 to 13
        May 30, 2023 to Mar 26, 2024
      • BD registered reps · 13 to 12
        May 30, 2023 to Mar 26, 2024
      • Assets in custody · $110M to $105M
        May 30, 2023 to Mar 26, 2024
      • Employees · 166 to 142
        May 30, 2023 to Mar 26, 2024
      • Discretionary RAUM · $286M to $270M
        May 30, 2023 to Mar 26, 2024
      • Pooled vehicle RAUM · $286M to $270M
        May 30, 2023 to Mar 26, 2024
      • RAUM · $286M to $270M
        May 30, 2023 to Mar 26, 2024
      • Advisory employees · 14 to 15
        Mar 30, 2022 to Mar 30, 2023
      • BD registered reps · 10 to 13
        Mar 30, 2022 to Mar 30, 2023
      • Assets in custody · $139M to $110M
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 183 to 166
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $406M to $286M
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $406M to $286M
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $406M to $286M
        Mar 30, 2022 to Mar 30, 2023
      • Accounts · 3 to 1
        May 12, 2021 to Mar 30, 2022
      • Advisory employees · 19 to 14
        May 12, 2021 to Mar 30, 2022
      • BD registered reps · 11 to 10
        May 12, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 3 to 1
        May 12, 2021 to Mar 30, 2022
      • Assets in custody · $139M to $139M
        May 12, 2021 to Mar 30, 2022
      • Employees · 202 to 183
        May 12, 2021 to Mar 30, 2022
      • State-registered IARs · 2 to 1
        May 12, 2021 to Mar 30, 2022
      • Discretionary RAUM · $560M to $406M
        May 12, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $560M to $406M
        May 12, 2021 to Mar 30, 2022
      • RAUM · $560M to $406M
        May 12, 2021 to Mar 30, 2022
      • Accounts · 4 to 3
        Jan 27, 2021 to Mar 31, 2021
      • Advisory employees · 11 to 19
        Jan 27, 2021 to Mar 31, 2021
      • Pooled vehicle clients · 4 to 3
        Jan 27, 2021 to Mar 31, 2021
      • Assets in custody · $109M to $139M
        Jan 27, 2021 to Mar 31, 2021
      • Employees · 179 to 202
        Jan 27, 2021 to Mar 31, 2021
      • Private funds · 2 to 1
        Jan 27, 2021 to Mar 31, 2021
      • Discretionary RAUM · $398M to $560M
        Jan 27, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $398M to $560M
        Jan 27, 2021 to Mar 31, 2021
      • RAUM · $398M to $560M
        Jan 27, 2021 to Mar 31, 2021
      • Accounts · 6 to 4
        Jun 28, 2019 to Mar 30, 2020
      • Advisory employees · 35 to 11
        Jun 28, 2019 to Mar 30, 2020
      • BD registered reps · 17 to 11
        Jun 28, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 6 to 4
        Jun 28, 2019 to Mar 30, 2020
      • Assets in custody · $256M to $109M
        Jun 28, 2019 to Mar 30, 2020
      • Private funds · 3 to 2
        Jun 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $256M to $398M
        Jun 28, 2019 to Mar 30, 2020
      Signals
      22 dated events
      • Q•• C•••••• L••• reported RAUM $286.4M, down 29% from $405.6M (2022-03-30 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Edwin Wilbur Bosarge (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2022-03-30, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • Scott Neil Subin (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2022-03-30, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • A•••••• S••••• A••••• (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2022-03-30, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • C•••••••• S•••••• Mcvey (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2023 · Control person joined · fact
      • Ana K••••••••• (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2023 · Control person joined · fact
      • Kay Darla Tollefson (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2023 · Control person joined · fact
      • Q•• C•••••• L••• reported RAUM $405.6M, down 28% from $560.3M (2021-05-12 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Martin Andrew Bosarge (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2022 · Control person joined · fact
      • Michael Timothy Presutti (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2022 · Control person joined · fact
      • Scott Neil Subin (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2022 · Control person joined · fact
      • A•••••• S••••• A••••• (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Mar 30, 2022 · Control person joined · fact
      • Q•• C•••••• L••• reported RAUM $560.3M, up 41% from $398.0M (2021-01-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • E•••••••• C•••••••• D••••• (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2020-03-30, absent 2021-01-27)
        Jan 27, 2021 · Control person left · inference
      • Q•• C•••••• L••• reported RAUM $398.0M, up 56% from $255.8M (2019-06-28 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Frank Travis Varner (Assistant Portfolio Manager) appeared on Schedule A of Q•• C•••••• L•••
        Jun 28, 2019 · Control person joined · fact
      • M••• A•••• G••••• (Portfolio Manager) appeared on Schedule A of Q•• C•••••• L•••
        Jun 28, 2019 · Control person joined · fact
      • E•••••••• C•••••••• D••••• (Manager) appeared on Schedule A of Q•• C•••••• L•••
        Jun 28, 2019 · Control person joined · fact
      • Michael John Huth (Director Of Portfolio Management) no longer on Schedule A of Q•• C•••••• L••• (listed 2019-03-29, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • Herman Allen Dempster (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2019-03-29, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • Thiel Timothy Mcinturf (Manager) no longer on Schedule A of Q•• C•••••• L••• (listed 2019-03-29, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • E Sabrina Buniva (Treasurer) appeared on Schedule A of Q•• C•••••• L•••
        Mar 29, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026