DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

Q••••••• C•••••• M••••••••• L••

Former SEC-registered adviserHouston, TexasCRD 156239SEC 801-72440IAPD

Latest filing Mar 26, 2024

First filing on the tape Mar 30, 2012 · 24 filings

RAUM

$16.3M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

142

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$16.3M gross assets

History

24 filings and snapshots on the tape

RAUM$16.3M as of Mar 26, 2024

Mar 30, 2012$53.5M then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Mar 26, 2024

Mar 30, 20120 then

Employees (5.A)142 as of Mar 26, 2024

Apr 1, 2013111 then

Private funds1 as of Mar 26, 2024

Mar 30, 20121 then

RAUM +10% over the last fiscal year-11% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 26, 2024; every figure names its basis

RAUM per advisor: $16.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $16.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 142.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +10%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: otherreportedItem 5.E
Advisory activities: otherreportedItem 5.G
Custody: $7.6M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$16.3M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $7.6M for 1 clientsreported
Compensation: n/areported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Q• P••••••• L•	Hedge Fund	$16.3M	20	Mar 30, 2012
Q•• H••••••• L•no longer reported	Hedge Fund	$14,084	9	Mar 31, 2014

Owners and control persons

Schedule A and B, latest filing

R••••••••• J••••• S•••• · Chief Compliance Officercontrol
since 08/2018 · owns less than 5%
B••••••• A•••••• M••••• · Managercontrol
since 06/2022 · owns F of C•••••• T••••••••• L••
B••••••• A•••••• M••••• · Managercontrol
since 06/2022 · owns F of Q••••••• G•••• G•• L••
B••••••• A•••••• M••••• · Managercontrol
since 03/2021 · owns F of Q••••••• F••••••••• L••
K••••••••• A•• · Managercontrol
since 06/2022 · owns F of C•••••• T••••••••• L••
M••••• S••••••• C•••••••• · Managercontrol
since 06/2022 · owns F of C•••••• T••••••••• L••
P•••••••• T••••••• M•••••• · Managercontrol
since 06/2022 · owns F of Q••••••• G•••• G•• L••
T••••••••• D••••• K•• · Managercontrol
since 03/2023 · owns F of C•••••• T••••••••• L••
R••••••• S••••• H•••• · Treasurer
since 01/2023 · owns less than 5%
V•••••• T•••••• F•••• · Portfolio Manager
since 06/2019 · owns less than 5%

Entity owners

Q••••••• F••••••••• L•• · Sole Member/Managing Member
direct · owns 75% or more
B•• T•••• · Member
indirect · owns 75% or more of C•••••• T••••••••• L••
B•• B••• P••••••• · L•••••• Partner
indirect · owns 25% to 50% of Q••••••• G••••• L•
B•••• R•••• •••• L•• · General Partner
indirect · owns F of B•••• R••••• L•
B•••• R••••• L• · L•••••• Partner
indirect · owns 25% to 50% of Q••••••• G••••• L•
C•••••• T••••••••• L•• · Manager
indirect · owns F of M•••• G•• L••
C•••••• T••••••••• L•• · Manager
indirect · owns F of B•••• R•••• •••• L••
C••••••• T•••• · Member
indirect · owns 75% or more of B•••• R•••• •••• L••
C••••••• T•••• · L•••••• Partner
indirect · owns 75% or more of B•••• R••••• L•
G••••••• T•••• · L•••••• Partner
indirect · owns 75% or more of M••••• L•
G••••••• T•••• · Member
indirect · owns 75% or more of M•••• G•• L••
M•••• G•• L•• · General Partner
indirect · owns F of M••••• L•
M••••• L• · Member
indirect · owns 75% or more of Q••••••• G•••• G•• L••
Q••••••• G•••• G•• L•• · General Partner
indirect · owns F of Q••••••• G••••• L•
Q••••••• G••••• L• · Member
indirect · owns 75% or more of Q••••••• F••••••••• L••
R•• L•••• T•••• · Shareholder
indirect · owns 75% or more of B•• B••• P•••••••
T•••••• T•••• C•••••• ••••• D•••••• I••• · Trustee
indirect · owns F of G••••••• T••••
T•••••• T•••• C•••••• ••••• D•••••• I••• · Trustee
indirect · owns F of C••••••• T••••
T•••••• T•••• C••••••••• D•••••• I••• · Trustee
indirect · owns F of B•• T••••
W••••••••• G••••• T•••• C•••••• L•••••• · Trustee
indirect · owns F of R•• L•••• T••••

Related persons

Schedule D 7.A

Q•• C•••••• L•••
investment advisernRAUM $270M
Q••••••• B••••••••• L••
broker-dealern
Q••••••• G•••• G•• L••
pooled vehicle sponsory

Advisers that list Q••••••• C•••••• M••••••••• L•• as a related person

112149 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 15 to 13
May 30, 2023 to Mar 26, 2024
BD registered reps · 13 to 12
May 30, 2023 to Mar 26, 2024
Assets in custody · $14.7M to $7.6M
May 30, 2023 to Mar 26, 2024
Employees · 166 to 142
May 30, 2023 to Mar 26, 2024
Discretionary RAUM · $14.8M to $16.3M
May 30, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $14.8M to $16.3M
May 30, 2023 to Mar 26, 2024
RAUM · $14.8M to $16.3M
May 30, 2023 to Mar 26, 2024
Advisory employees · 14 to 15
Mar 30, 2022 to Mar 30, 2023
BD registered reps · 10 to 13
Mar 30, 2022 to Mar 30, 2023
Assets in custody · $21.5M to $14.7M
Mar 30, 2022 to Mar 30, 2023
Employees · 183 to 166
Mar 30, 2022 to Mar 30, 2023
State-registered IARs · 0 to 1
Mar 30, 2022 to Mar 30, 2023
Discretionary RAUM · $21.6M to $14.8M
Mar 30, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $21.6M to $14.8M
Mar 30, 2022 to Mar 30, 2023
RAUM · $21.6M to $14.8M
Mar 30, 2022 to Mar 30, 2023
Accounts · 2 to 1
May 12, 2021 to Mar 30, 2022
Advisory employees · 19 to 14
May 12, 2021 to Mar 30, 2022
BD registered reps · 11 to 10
May 12, 2021 to Mar 30, 2022
Pooled vehicle clients · 2 to 1
May 12, 2021 to Mar 30, 2022
Assets in custody · $23.3M to $21.5M
May 12, 2021 to Mar 30, 2022
Employees · 202 to 183
May 12, 2021 to Mar 30, 2022
State-registered IARs · 2 to 0
May 12, 2021 to Mar 30, 2022
Discretionary RAUM · $23.4M to $21.6M
May 12, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $23.4M to $21.6M
May 12, 2021 to Mar 30, 2022
RAUM · $23.4M to $21.6M
May 12, 2021 to Mar 30, 2022
Advisory employees · 10 to 19
Jan 27, 2021 to Mar 31, 2021
Assets in custody · $10.5M to $23.3M
Jan 27, 2021 to Mar 31, 2021
Employees · 179 to 202
Jan 27, 2021 to Mar 31, 2021
Discretionary RAUM · $25.1M to $23.4M
Jan 27, 2021 to Mar 31, 2021
Pooled vehicle RAUM · $25.1M to $23.4M
Jan 27, 2021 to Mar 31, 2021
RAUM · $25.1M to $23.4M
Jan 27, 2021 to Mar 31, 2021
Accounts · 4 to 2
Jun 28, 2019 to Mar 30, 2020
Advisory employees · 35 to 10
Jun 28, 2019 to Mar 30, 2020
BD registered reps · 17 to 11
Jun 28, 2019 to Mar 30, 2020
Pooled vehicle clients · 4 to 2
Jun 28, 2019 to Mar 30, 2020
Assets in custody · $27.6M to $10.5M
Jun 28, 2019 to Mar 30, 2020
Private funds · 2 to 1
Jun 28, 2019 to Mar 30, 2020
Discretionary RAUM · $27.6M to $25.1M
Jun 28, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $27.6M to $25.1M
Jun 28, 2019 to Mar 30, 2020
RAUM · $27.6M to $25.1M
Jun 28, 2019 to Mar 30, 2020

Signals

18 dated events

Edwin Wilbur Bosarge (Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
Scott Neil Subin (Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
A•••••• S••••• A••••• (Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
C•••••••• S•••••• Mcvey (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2023 · Control person joined · fact
Ana K••••••••• (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2023 · Control person joined · fact
Kay Darla Tollefson (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2023 · Control person joined · fact
Martin Andrew Bosarge (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2022 · Control person joined · fact
Michael Timothy Presutti (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2022 · Control person joined · fact
Scott Neil Subin (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2022 · Control person joined · fact
A•••••• S••••• A••••• (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 30, 2022 · Control person joined · fact
M••• A•••• G••••• (Assistant Portfolio Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2021-05-12, absent 2022-03-30)
Mar 30, 2022 · Control person left · inference
E•••••••• C•••••••• D••••• (Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2021-01-27)
Jan 27, 2021 · Control person left · inference
Michael John Huth (Manager And Director Of Portfolio Management) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2019-06-28)
Jun 28, 2019 · Control person left · inference
Herman Allen Dempster (Manager) no longer on Schedule A of Q••••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2019-06-28)
Jun 28, 2019 · Control person left · inference
Frank Travis Varner (Portfolio Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Jun 28, 2019 · Control person joined · fact
M••• A•••• G••••• (Assistant Portfolio Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Jun 28, 2019 · Control person joined · fact
E•••••••• C•••••••• D••••• (Manager) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Jun 28, 2019 · Control person joined · fact
E Sabrina Buniva (Treasurer) appeared on Schedule A of Q••••••• C•••••• M••••••••• L••
Mar 29, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026