DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Coe Capital Management, LLC

Former SEC-registered adviserHighland Park, IllinoisCRD 112447SEC 801-56483IAPD
Latest filing Mar 30, 2021
First filing on the tape Mar 30, 2012 · 18 filings
RAUM
$177M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$168M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$177M as of Mar 30, 2021
Mar 30, 2012$384M then
HNW client RAUM$161M as of Mar 30, 2021
Mar 20, 2018$176M then
State-registered IARs (5.B.3)2 as of Mar 30, 2021
Mar 28, 20136 then
Employees (5.A)4 as of Mar 30, 2021
Mar 28, 201313 then
Private funds5 as of Mar 30, 2016
Mar 30, 20125 then
RAUM +12% over the last fiscal year-2.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2021; every figure names its basis
RAUM per advisor
$88.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
44derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$905,128derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.5%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$51.8M, 43 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$161M91%
  • Pension and profit-sharing plans$8.4M4.8%
  • Individuals$6.7M3.8%
Individual clients
23reported
HNW clients
65reported
Pension plan clients
9reported
Charitable clients
n/areported
Accounts
195reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$51.8M for 43 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Intrinsic Edge Micro, LP.no longer reportedHedge Fund$57.9M80Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • David Mark Coe · Managercontrol
    since 01/2017 · owns less than 5%
  • Robert Paul Wehner · Chief Compliance Officercontrol
    since 05/2017 · owns less than 5%
  • David Mark Coe · Trusteecontrol
    since 09/2012 · owns 75% or more of Mark D. Coe 2012 Irrevocable Trust
  • David Mark Coe · Trusteecontrol
    since 03/1993 · owns 75% or more of Mark D. Coe Revocable Trust
Entity owners
  • Mark D. Coe 2012 Irrevocable Trust Dtd Sept. 20, 2012 · Owner
    direct · owns 75% or more
  • Mark D. Coe Revocable Trust Dtd March 25, 1993 · Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 178 to 195
    Jun 23, 2020 to Mar 30, 2021
  • HNW clients · 73 to 65
    Jun 23, 2020 to Mar 30, 2021
  • Individual clients · 12 to 23
    Jun 23, 2020 to Mar 30, 2021
  • Pension plan clients · unset to 9.0
    Jun 23, 2020 to Mar 30, 2021
  • Discretionary RAUM · $157M to $177M
    Jun 23, 2020 to Mar 30, 2021
  • HNW RAUM · $149M to $161M
    Jun 23, 2020 to Mar 30, 2021
  • Individual RAUM · $3.4M to $6.7M
    Jun 23, 2020 to Mar 30, 2021
  • Non-discretionary RAUM · $3,794 to $0
    Jun 23, 2020 to Mar 30, 2021
  • Pension RAUM · $4.8M to $8.4M
    Jun 23, 2020 to Mar 30, 2021
  • RAUM · $157M to $177M
    Jun 23, 2020 to Mar 30, 2021
  • Advisory employees · 2 to 3
    Mar 21, 2019 to Mar 28, 2020
  • Accounts · 223 to 178
    Mar 21, 2019 to Mar 28, 2020
  • HNW clients · 97 to 73
    Mar 21, 2019 to Mar 28, 2020
  • Individual clients · 10 to 12
    Mar 21, 2019 to Mar 28, 2020
  • Assets in custody · $53.8M to $51.8M
    Mar 21, 2019 to Mar 28, 2020
  • Discretionary RAUM · $162M to $157M
    Mar 21, 2019 to Mar 28, 2020
  • HNW RAUM · $155M to $149M
    Mar 21, 2019 to Mar 28, 2020
  • Individual RAUM · $1.9M to $3.4M
    Mar 21, 2019 to Mar 28, 2020
  • Non-discretionary RAUM · $0 to $3,794
    Mar 21, 2019 to Mar 28, 2020
  • Pension RAUM · $4.4M to $4.8M
    Mar 21, 2019 to Mar 28, 2020
  • RAUM · $162M to $157M
    Mar 21, 2019 to Mar 28, 2020
  • Accounts · 242 to 223
    May 14, 2018 to Mar 12, 2019
  • Advisory employees · 3 to 2
    May 14, 2018 to Mar 12, 2019
  • Advisory activities · 3 to 4
    May 14, 2018 to Mar 12, 2019
  • HNW clients · 69 to 97
    May 14, 2018 to Mar 12, 2019
  • Individual clients · 30 to 10
    May 14, 2018 to Mar 12, 2019
  • Assets in custody · unset to 53757400.0
    May 14, 2018 to Mar 12, 2019
  • Custody of client assets · false to true
    May 14, 2018 to Mar 12, 2019
  • Employees · 3 to 4
    May 14, 2018 to Mar 12, 2019
  • State-registered IARs · 3 to 2
    May 14, 2018 to Mar 12, 2019
  • Discretionary RAUM · $191M to $162M
    May 14, 2018 to Mar 12, 2019
  • HNW RAUM · $176M to $155M
    May 14, 2018 to Mar 12, 2019
  • Individual RAUM · $10.4M to $1.9M
    May 14, 2018 to Mar 12, 2019
  • Pension RAUM · $4.4M to $4.4M
    May 14, 2018 to Mar 12, 2019
  • RAUM · $191M to $162M
    May 14, 2018 to Mar 12, 2019
  • Accounts · 244 to 242
    Dec 20, 2017 to Mar 20, 2018
  • Advisory employees · 5 to 3
    Dec 20, 2017 to Mar 20, 2018
  • Advisory activities · 2 to 3
    Dec 20, 2017 to Mar 20, 2018
  • HNW clients · unset to 69.0
    Dec 20, 2017 to Mar 20, 2018
  • Individual clients · unset to 30.0
    Dec 20, 2017 to Mar 20, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026