DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•••••••• E••• C•••••• M••••••••• L••
Latest filing Jul 10, 2026
First filing on the tape Sep 13, 2016 · 24 filings
SEC status approved since Sep 21, 2016
RAUM
$772M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$772M
derived; firm RAUM over IAPD count
Employees
16
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$772M as of Jul 10, 2026
Mar 31, 2017$497M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 10, 2026
Mar 31, 20175 then
Employees (5.A)16 as of Jul 10, 2026
Mar 31, 201710 then
Private funds4 as of Jul 10, 2026
Mar 31, 20175 then
RAUM -38% over the last fiscal year-22% a year over threeIARs 4 to 1
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $772MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $96.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- -75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$772M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• J•••• H••• | Chicago, Il | Nov 1, 2016 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••••• E••• C••••••• L••• | Hedge Fund | $909M | 218 | Mar 30, 2012 |
| I•••••••• E••• P•••• L••• | Hedge Fund | $564M | 126 | Mar 30, 2012 |
| I•••••••• E••• M••••• N••••••• L•••no longer reported | Hedge Fund | $289M | 14 | Mar 29, 2018 |
| I•••••••• E••• M••••• N•••••• O•••••••• L•••no longer reported | Hedge Fund | $196M | 3 | Mar 29, 2018 |
| I•••••••• E••• P••• O••••••• L•••no longer reported | Hedge Fund | $108M | 68 | Sep 13, 2016 |
| I•••••••• E••• P•••••••• L••• | Hedge Fund | $41.7M | 51 | Mar 30, 2012 |
| I•••••••• E••• D•••••• I••••••••• F•••• L••• | Hedge Fund | $27.2M | 36 | Aug 30, 2021 |
| I•••••••• E••• P••• A•• L•••no longer reported | Hedge Fund | $26.3M | 38 | Mar 30, 2012 |
| I•••••••• E••• C•••••• O•••••••• L•••no longer reported | Hedge Fund | $25.3M | 15 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••• M•••• D•••• · Managing Membercontrolsince 06/2016 · owns less than 5%
- D••••• J•••• G•••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- K••••• A••••• · Coocontrolsince 04/2019 · owns less than 5%
- C••• M•••• D•••• · Trusteecontrolsince 11/2012 · owns 75% or more of M••• D• C•• 2••• I••••••••• T•••• D•• S•••• 2•• 2•••
- C••• M•••• D•••• · Trusteecontrolsince 03/1993 · owns 75% or more of M••• D• C•• R•••••••• T•••• D•• M•••• 2•• 1•••
Entity owners
- M••• D• C•• 2••• I••••••••• T•••• D•• S•••• 2•• 2••• · Ownerdirect · owns 75% or more
- M••• D• C•• R•••••••• T•••• D•• M•••• 2•• 1••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- I•••••••• H••••••• I•• L••pooled vehicle sponsory
- I•••••••• H•••••••• L••pooled vehicle sponsorn
Advisers that list I•••••••• E••• C•••••• M••••••••• L•• as a related person
- 112447 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Apr 15, 2026RAUM (Item 5.F) moved from $1,249,446,254 to $771,828,290 (-38.0%) between the annual amendments of 2025-04-09 and 2026-04-15; the peer median change was +8.0% (673 comparable advisers, 3.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 3.1% percentile
What changed
consecutive filings, newest first
- Accounts · 16 to 8Apr 9, 2025 to Mar 24, 2026
- Advisory employees · 10 to 7Apr 9, 2025 to Mar 24, 2026
- Pooled vehicle clients · 4 to 2Apr 9, 2025 to Mar 24, 2026
- Employees · 22 to 16Apr 9, 2025 to Mar 24, 2026
- State-registered IARs · 4 to 1Apr 9, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.2B to $772MApr 9, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $1.2B to $772MApr 9, 2025 to Mar 24, 2026
- RAUM · $1.2B to $772MApr 9, 2025 to Mar 24, 2026
- Advisory employees · 8 to 10May 21, 2024 to Apr 9, 2025
- Pooled vehicle clients · 5 to 4May 21, 2024 to Apr 9, 2025
- Financial planning clients · unset to May 21, 2024 to Apr 9, 2025
- Discretionary RAUM · $1.6B to $1.2BMay 21, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $1.6B to $1.2BMay 21, 2024 to Apr 9, 2025
- RAUM · $1.6B to $1.2BMay 21, 2024 to Apr 9, 2025
- Accounts · 15 to 16Mar 31, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.6BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.6BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.6BMar 31, 2023 to Mar 28, 2024
- Accounts · 6 to 15Jun 23, 2022 to Mar 31, 2023
- Advisory employees · 12 to 8Jun 23, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Jun 23, 2022 to Mar 31, 2023
- Financial planning clients · 0 to unsetJun 23, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.0B to $1.7BJun 23, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $1.7BJun 23, 2022 to Mar 31, 2023
- RAUM · $2.0B to $1.7BJun 23, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4Aug 30, 2021 to Mar 23, 2022
- Assets in custody · $1.6B to $0Aug 30, 2021 to Mar 23, 2022
- Discretionary RAUM · $1.8B to $2.0BAug 30, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $1.6B to $1.9BAug 30, 2021 to Mar 23, 2022
- RAUM · $1.8B to $2.0BAug 30, 2021 to Mar 23, 2022
- Related adviser · true to falseAug 30, 2021 to Mar 23, 2022
- Private funds · 3 to 4Mar 30, 2021 to Aug 30, 2021
- Advisory employees · 11 to 12Mar 26, 2020 to Mar 30, 2021
- Pooled vehicle clients · 5 to 3Mar 26, 2020 to Mar 30, 2021
- Assets in custody · $1.2B to $1.6BMar 26, 2020 to Mar 30, 2021
- Employees · 19 to 22Mar 26, 2020 to Mar 30, 2021
- Private funds · 5 to 3Mar 26, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.3B to $1.8BMar 26, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.2B to $1.6BMar 26, 2020 to Mar 30, 2021
Signals
12 dated events
- I•••••••• E••• C•••••• M••••••••• L•• reported RAUM $771.8M, down 38% from $1.2B (2025-04-09 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Greig John Davis (Chief Compliance Officer) appeared on Schedule A of I•••••••• E••• C•••••• M••••••••• L••Jun 23, 2022 · Control person joined · fact
- Anne Elizabeth Ryan (Chief Compliance Officer & General Counsel) no longer on Schedule A of I•••••••• E••• C•••••• M••••••••• L•• (listed 2021-08-30, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- I•••••••• E••• C•••••• M••••••••• L•• reported RAUM $1.8B, up 39% from $1.3B (2020-03-26 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Samuel John Gallop (Chief Executive Officer) no longer on Schedule A of I•••••••• E••• C•••••• M••••••••• L•• (listed 2020-03-26, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Solomon Jonathan Yaffe (Chief Financial Officer) no longer on Schedule A of I•••••••• E••• C•••••• M••••••••• L•• (listed 2019-04-22, absent 2019-07-26)Jul 26, 2019 · Control person left · inference
- I•••••••• E••• C•••••• M••••••••• L•• reported RAUM $1.4B, up 31% from $1.1B (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Edward Brian Franc (Chief Compliance Officer) no longer on Schedule A of I•••••••• E••• C•••••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Anne Elizabeth Ryan (Chief Compliance Officer & General Counsel) appeared on Schedule A of I•••••••• E••• C•••••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- Akshay Kaura (Senior Managing Director) appeared on Schedule A of I•••••••• E••• C•••••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- I•••••••• E••• C•••••• M••••••••• L•• reported RAUM $1.1B, up 45% from $730.0M (2017-09-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- I•••••••• E••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/intrinsic-edge-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- intrinsicedge.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-734-1094reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $772Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026